Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $2,000,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation, maturing on January 10, 2028. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon on each coupon payment date only if Valero’s closing share price on the related observation date is at or above a preset coupon barrier. The notes can be automatically called quarterly, beginning after six months, if Valero’s share price is at or above the initial level; in that case, investors receive principal plus the applicable contingent coupon, and the notes terminate early.
If the notes are not called and Valero’s final share price on the January 6, 2028 valuation date is at or above a downside threshold, investors receive full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Valero’s decline, and investors can lose some or all of their initial investment. Payments depend on UBS’s credit, and the notes will not be listed on any exchange. The estimated initial value is $9.82 per $10 note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation, maturing on or about January 10, 2028. These notes can pay contingent coupons only if Target’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called early if Target’s share price on any observation date before maturity is at or above the initial level, in which case investors receive their principal plus the due contingent coupon and no further payments. If the notes are not called and Target’s final share price is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with Target’s loss and can fall to zero.
All payments depend on the creditworthiness of UBS AG, and the notes are not insured or listed on an exchange. The estimated initial value per $10 note is expected to be between $9.41 and $9.66, reflecting UBS’s internal pricing and funding considerations.
UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on or about January 10, 2028. These are unsecured, unsubordinated debt obligations of UBS with a principal amount of $10 per Note and a minimum investment of 100 Notes ($1,000).
Investors may receive periodic contingent coupons only if the Albemarle share price on each observation date, including the final valuation date, is at or above a specified coupon barrier. The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments.
If the Notes are not called and the final share price is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the share’s decline and investors can lose all of their investment. The estimated initial value per Note on the trade date is expected to be between $9.42 and $9.67. All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on January 10, 2028. The Notes pay a contingent coupon only if Dell’s closing share price on an observation date is at or above a coupon barrier set at 70.00% of the initial level; otherwise, no coupon is paid for that period. The Notes can be automatically called early if Dell’s share price is at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus the due coupon and no further payments.
If the Notes are not called and Dell’s final share price is at or above the downside threshold (also 70.00% of the initial level), investors receive only their principal back at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Dell’s negative return, and investors can lose up to 100% of their investment. Any payment depends on UBS’s credit and the estimated initial value is $9.72 per $10 Note, below the issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, with maturity expected on January 10, 2028.
These unsecured debt securities pay a contingent coupon only when Alcoa’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes can be called early if Alcoa’s stock is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and the final stock level is at or above a downside threshold, investors receive only principal back at maturity; if it is below that threshold, repayment falls in line with the stock’s loss and investors can lose some or all of their initial investment. Any payment depends on the creditworthiness of UBS, and the estimated initial value per $10 note is between $9.18 and $9.43.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on January 8, 2027. These unsecured debt obligations pay a contingent coupon only if Meta’s closing share price on an observation date is at or above a coupon barrier; otherwise, no coupon is paid for that period. The notes are automatically called early if Meta’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments.
If the notes are not called and Meta’s final share price on the valuation date is at or above the downside threshold, investors receive the full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with Meta’s percentage decline, and investors can lose all of their principal. Payments depend on UBS’s credit; a default by UBS could result in total loss. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.79 per note. A hypothetical example uses a 16.14% per annum contingent coupon rate.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of Valero Energy Corporation, with a scheduled maturity around January 10, 2028. These unsecured debt notes can pay quarterly contingent coupons, but only when Valero’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called early if Valero’s share price on an observation date reaches or exceeds the initial level, in which case holders receive principal plus any due coupon and the product terminates. If the notes are not called and Valero’s final share price is at or above the downside threshold, investors receive back their principal at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the share’s percentage loss, and the entire investment can be lost.
The minimum investment is 100 Notes at $10 each, and the estimated initial value on the trade date is expected to be between $9.44 and $9.69 per Note, based on UBS internal models. A hypothetical example uses a 10.80% per annum contingent coupon rate and a downside threshold and coupon barrier set at 70% of the initial share price, illustrating both partial-loss and full-loss scenarios. All payments depend on UBS’s creditworthiness; a default by UBS could result in total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc., maturing on or about January 10, 2028. These unsecured, unsubordinated debt obligations pay a contingent coupon only if Dell’s share price on each observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Dell’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any contingent coupon then due and no further payments. If the notes are not called and Dell’s final share price is at or above a downside threshold, investors receive the full principal at maturity. If the final price is below the downside threshold, repayment is reduced in line with Dell’s decline, and investors can lose all of their initial investment.
Any payment depends on UBS’s credit. The notes will not be listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value between $9.42 and $9.67.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on January 10, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
Investors receive a contingent coupon only if Constellation Energy’s stock closes at or above a preset coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus the applicable contingent coupon.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive the $10 principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on or about January 8, 2027. These unsecured debt obligations can pay periodic contingent coupons only when Meta’s closing level on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Meta’s closing level on any observation date before final valuation is at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments. If the notes are not called and the final level is at or above the downside threshold, principal is repaid at maturity; if it is below the downside threshold, repayment is reduced in line with Meta’s decline and can fall to zero.
The notes are subject to UBS’s credit risk, will not be listed on any exchange and are sold in minimums of 100 notes at $10 per note. The estimated initial value per $10 note on the trade date is expected to be between $9.43 and $9.68, reflecting UBS’s internal pricing and funding considerations.