Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Barrier Market-Linked Notes linked to an unequally weighted basket of six currencies relative to the U.S. dollar maturing April 29, 2027. Each Note has a $1,000 principal amount and pays at maturity based on the basket return, subject to an 8.40% upper barrier, a 1.22 participation rate and a 5.00% conditional return. If a barrier event occurs (basket return > upper barrier), the payment is limited to the conditional return; if positive but ≤ upper barrier, payment = $1,000 × (1 + Basket Return × Participation Rate) capped at the 10.248% maximum gain. If the basket return is zero or negative, holders receive only the principal at maturity, and all payments are subject to UBS credit risk. The estimated initial value per Note on the trade date was $983.90.
UBS AG offers $761,000 of Trigger Autocallable Contingent Yield Notes linked to Credo Technology Group Holding Ltd ordinary shares. The Notes pay a contingent coupon (27.85% per annum) only if the underlying closes at or above the coupon barrier on specified observation dates. The Notes are callable quarterly beginning ~6 months after issue; if not called and the final level is below the 50.00% downside threshold ($82.96 of the initial level $165.92), principal repayment at maturity (May 3, 2029) is contingent and can result in a loss up to the full principal amount. Issue price is $1,000 per Note; the estimated initial value was $945.50 per Note as of the trade date.
UBS AG offers Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, due on or about May 6, 2027. The notes pay a contingent coupon only when each underlying meets its coupon barrier on an observation date and are callable monthly by UBS beginning after three months. If not called, principal repayment at maturity depends on the least performing underlying versus a 10% buffer; a final level below the downside threshold can cause a principal loss, potentially substantial. Issue price is $1,000 per note; estimated initial value range is $962.20–$992.20. The underwriting discount is $6.50 per note and proceeds to UBS are $993.50 per note. The notes are unsecured obligations of UBS and are subject to UBS credit risk, limited liquidity, and other risks described in the Key Risks and Risk Factors sections.
UBS AG is offering $2,875,000 of Trigger Autocallable Contingent Yield Notes linked to shares of the State Street® SPDR® S&P® Regional Banking ETF (KRE). The Notes pay a contingent coupon of 9.65% per annum only when observation-date closing levels meet the coupon barrier and are autocallable if KRE equals or exceeds the call threshold on any observation date. The initial level is $70.37, the call threshold is $70.37 (100.00% of initial), and the coupon barrier and downside threshold are $49.26 (70.00% of initial). Term runs to a final valuation date of April 30, 2029 with maturity on May 3, 2029. The estimated initial value per Note was $971.10 and the issue price is $1,000 per Note. Payments including principal are subject to UBS credit risk; if the final level is below the downside threshold, repayment at maturity may be less than principal.
UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index maturing May 3, 2028. The offering totals $9,999,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 5.50% per annum on an observation date only if each underlying asset closes at or above its coupon barrier; they are callable on quarterly observation dates beginning after six months if both underlyings meet call thresholds. At maturity, principal is repaid only if each underlying is at or above its downside threshold; otherwise repayment is reduced by the loss of the least performing underlying in excess of a 20.00% buffer. Estimated initial value is $966.00 per Note. All payments, including principal, are subject to UBS credit risk and there may be little or no secondary market.
UBS AG offers $3,100,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Texas Instruments common stock, maturing May 3, 2029. The Notes pay a contingent coupon of 9.20% per annum when the underlying meets the coupon barrier on quarterly observation dates and are autocallable if the underlying equals or exceeds the call threshold on an observation date (callable after six months). The initial level was set at $269.50 on the strike date; the call threshold equals 100% of the initial level and the downside threshold/coupon barrier equals 50% of the initial level ($134.75). Estimated initial value per Note was $963.30; issue price per Note is $1,000. Principal repayment at maturity is contingent on the final level and is subject to UBS credit risk; investors may lose a significant portion or all principal if the final level is below the downside threshold.
UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Nasdaq-100 Index, the State Street Financial Select Sector SPDR ETF (XLF) and the State Street Consumer Discretionary Select Sector SPDR ETF (XLY).
The Notes have a $1,000 principal amount per Note, a contingent coupon rate of 9.75% per annum, monthly observation dates (callable after 12 months), a strike date of April 28, 2026, a trade date of April 29, 2026, expected settlement on May 4, 2026 and maturity on May 2, 2030. Payments, including any contingent coupons and any repayment of principal, are subject to UBS credit risk. The estimated initial value range on the trade date is $959.60 to $989.60 and the issue price per Note is $1,000.00.
The issuer UBS AG is offering $1,000,000 of Trigger Autocallable Yield Notes linked to the common stock of Applied Materials, Inc. (AMAT), maturing May 2, 2030. The Notes pay a quarterly coupon (10.58% per annum) and are callable quarterly beginning after 12 months if the underlying equals or exceeds the call threshold (100% of the initial level). At maturity, if the Notes were not called and the final level is below the downside threshold (50% of the initial level), principal repayment is contingent and investors may suffer losses up to the full principal. Payments are subject to UBS credit risk and the estimated initial value per Note on the trade date was $963.60 versus an issue price of $1,000.00 per Note.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector. The Notes pay a contingent coupon of 13.05% per annum when each underlying is at or above its coupon barrier on an observation date, are callable monthly by UBS beginning after ~3 months, and repay principal at maturity only if each underlying's final level is at or above its 70.00% downside threshold. Issue price is $1,000 per Note with an underwriting discount of $5.00 (proceeds to UBS: $995.00). The estimated initial value is between $959.70 and $989.70. The Notes are unsecured obligations of UBS and subject to UBS credit risk, issuer call risk, limited upside (no participation in index appreciation), potential loss of principal tied to the least performing underlying, and limited or no secondary market liquidity.
UBS AG is offering Trigger Callable Contingent Yield Notes with a total issue size of $1,119,000 (principal $1,000 per Note). The Notes pay a contingent coupon of 12.00% per annum only if each underlying (the Russell 2000®, the S&P 500®, and shares of the State Street® Technology Select Sector SPDR® ETF) meets its coupon barrier on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after 6 months; if not called, repayment at maturity depends on the least performing underlying relative to its 65% downside threshold, potentially causing partial or total loss of principal. Trade date is April 28, 2026, settlement May 1, 2026, final valuation April 29, 2030, maturity May 2, 2030. The estimated initial value per Note was $980.80, below the issue price.