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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares® MSCI Brazil ETF maturing on April 30, 2029. The notes may pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return and investors can lose a substantial portion or all of their initial investment. All payments are subject to the creditworthiness of UBS. Trade date is April 28, 2026 and settlement is expected on April 30, 2026. The estimated initial value per $10 Note on the trade date is $9.63. The notes are not FDIC insured and will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. The trade date is April 28, 2026, settlement is April 30, 2026, the final valuation date is April 26, 2029 and maturity is April 30, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying equals or exceeds the coupon barrier on the applicable observation date. The Notes will be automatically called early if the closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; in that event UBS pays principal plus any contingent coupon on the call settlement date and no further payments are due. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below the downside threshold, repayment at maturity is reduced pro rata to the underlying return, which can result in a substantial loss or total loss of the principal. The Notes are unsecured obligations of UBS and payments depend on UBS's creditworthiness. The estimated initial value on the trade date is $9.73 per Note and the Notes are offered in minimum increments of 100 Notes ($1,000).

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UBS AG is offering Airbag Autocallable Yield Notes linked to Applied Materials common stock with a one-year structure. The Notes pay a monthly coupon and are automatically called if the underlying closes at or above the initial level on an observation date; otherwise repayment at maturity is contingent on the final level versus the conversion level. If the final level is below the conversion level, investors receive a share delivery amount that may be worth less than principal. Payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due on or about May 1, 2028. The preliminary pricing supplement (dated April 28, 2026) sets trade and settlement expectations and describes contingent coupons, an automatic call feature, and contingent principal repayment at maturity.

The Notes pay periodic contingent coupons only if the underlying closing level meets coupon barriers on observation dates and will be automatically called if the underlying meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportional to the underlying return, potentially resulting in a total loss. The document notes an estimated initial value range of $9.44 to $9.69 per $10 Note and a minimum investment of 100 Notes ($1,000).

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UBS AG is offering $985,000 principal amount of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates, and are automatically called if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the decline in the underlying, and you could lose all of your investment. Trade date is April 28, 2026, expected settlement April 30, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. Any payments depend on UBS creditworthiness. The estimated initial value per Note is $9.75.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. (the underlying asset), maturing on April 30, 2027. Each Note has a principal amount of $10 and pays a contingent coupon only if the underlying's closing level on an observation date meets or exceeds the coupon barrier. The Notes will be automatically called if the underlying's closing level on any observation date prior to the final valuation date equals or exceeds the initial level; in that case UBS pays principal plus any contingent coupon on the call settlement date and the Notes terminate. If not called, repayment at maturity depends on the final level versus the downside threshold: if the final level is at or above the downside threshold you receive principal; if below, you receive $10 x (1 + Underlying Return), which can result in substantial loss up to the full investment. Estimated initial value as of the trade date is $9.76. Trade date is April 28, 2026 and expected settlement is April 30, 2026. Minimum investment is 100 Notes ($1,000). Any payments depend on UBS's creditworthiness.

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UBS AG is offering $2,750,000 in Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. common stock due April 30, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if an observation-date closing level is at or above the initial level; on an automatic call UBS will pay principal plus any contingent coupon due. If the Notes are not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if the final level is below the downside threshold your cash payment equals $10 x (1 + underlying return), exposing you to the underlying’s full downside (in extreme cases you could lose all principal). Payments are subject to UBS credit risk. Trade date is April 28, 2026, settlement April 30, 2026, final valuation date April 26, 2029, maturity April 30, 2029. The estimated initial value was $9.74 per Note and minimum purchase is 100 Notes.

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UBS AG priced a preliminary offer of Trigger Autocallable Contingent Yield Notes linked to the iShares MSCI Brazil ETF, with final terms to be set on the trade date. The Notes pay periodic contingent coupons only if observation-date levels meet the coupon barrier and feature an automatic call if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines in line with the underlying return, potentially resulting in a total loss. Trade date is April 28, 2026, settlement April 30, 2026, final valuation date April 26, 2029, and maturity April 30, 2029. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness. The offering minimum is 100 Notes at $10 per Note and the estimated initial value per Note is between $9.33 and $9.58.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. stock. The offering totals $1,295,000 with a trade date of April 28, 2026, expected settlement April 30, 2026, final valuation date April 27, 2028 and maturity May 1, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates, are subject to an automatic call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold. If not called and the final level is below the downside threshold, principal is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. Estimated initial value per Note is $9.81; principal amount per Note is $10. All payments are subject to UBS credit risk.

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UBS AG is marketing a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, due on or about April 30, 2029. The Notes pay periodic contingent coupons only if the underlying meets specified coupon barriers on observation dates and are subject to an automatic call if the underlying meets or exceeds the initial level on any quarterly observation date beginning after six months.

If not called, principal repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold, UBS will repay the $10 principal per Note; if the final level is below that threshold, repayment will be reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. All payments are subject to UBS’s creditworthiness. The trade date is April 28, 2026 with settlement expected April 30, 2026.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 28, 2026.