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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG offers $3,174,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due November 1, 2027. The notes pay a 10.25% per annum contingent coupon only if each index meets its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the notes in whole on monthly observation dates beginning after three months. If not called, principal repayment at maturity is contingent: full principal is returned only if each index is at or above its 70.00% downside threshold; otherwise repayment declines in line with the least performing index, potentially to zero. The issue price per note is $1,000 and the estimated initial value is $972.70. All payments are subject to UBS credit risk and the notes will not be listed on an exchange.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, the EURO STOXX 50® Index and shares of the State Street Utilities Select Sector SPDR ETF. The notes have a principal amount of $1,000 per Note, quarterly observation dates (callable after 12 months) and maturity expected on May 28, 2031. Payments depend on whether each underlying asset meets specified call thresholds, coupon barriers and downside thresholds; contingent coupons are paid only if every underlying asset is at/above its coupon barrier on an observation date. If not automatically called and the least performing underlying asset finishes below its downside threshold, the payment at maturity may be less than principal (you can lose a significant portion or all of your investment). The estimated initial value range is $921.50 to $951.50 per Note and net proceeds to UBS per Note are at least $958.75.

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UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Snowflake Inc. common stock, with final terms set on the trade date. Each Note has a principal amount of $1,000, a contingent coupon rate of 19.80% per annum, monthly coupon observation dates, potential quarterly automatic calls beginning after six months, a final valuation date of May 8, 2029 and maturity on May 11, 2029. If not called and the final level is below the downside threshold, Notes settle by delivering a share delivery amount (principal divided by the initial level), which may be worth significantly less than principal; any payments and deliveries remain subject to UBS’s creditworthiness.

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UBS AG offers Trigger Jump Securities with an auto-call feature due on or about May 5, 2031. Each security has a stated principal amount of $1,000.00 and an expected issue price of 100.00% of stated principal. If an interim determination date's closing price of the Global X Uranium ETF meets or exceeds the call threshold (100% of the initial price), the securities will be redeemed early for the stated principal plus a premium that increases over time. If not called and the final price is at or above 100% of the initial price, the maturity redemption payment is $1,937.50 (approximately 18.75% per annum). If final price is between 80% and 100% of the initial price, holders receive the stated principal. If final price is below 80% of the initial price, UBS will pay the cash value, exposing investors to losses up to and including a total loss. The securities are unsecured obligations of UBS AG and subject to UBS credit risk. Expected pricing date is April 30, 2026 and expected original issue date is May 5, 2026.

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UBS AG offers $1,315,000 of Trigger Autocallable Yield Notes linked to Arista Networks common stock. The Notes pay a fixed 11.00% per annum coupon quarterly unless automatically called. Observation dates begin after 12 months; the call threshold equals 100.00% of the initial level and the downside threshold equals 50.00% of the initial level. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced in proportion to the underlying return; in extreme cases you could lose the entire principal. All payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG priced $244,000 of Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average and the S&P 500, maturing November 1, 2027. Each $1,000 Security offers limited upside (maximum gain 14.00%) and a buffered downside (15.00%) tied to 85.00% of each index initial level. If the least performing underlying return is positive you receive the lesser of that return or the maximum upside; if zero or negative but at-or-above the downside threshold you receive a capped contingent absolute return (up to 15.00%); if below the downside threshold you suffer losses in excess of the buffer and could lose almost all principal. Payments are unsecured obligations of UBS and depend on UBS creditworthiness.

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UBS AG is offering $926,000 of Capped Buffer GEARS linked to the Russell 2000® Index due May 2, 2028. The securities have a term of approximately two years and provide enhanced exposure to positive returns with 1.50 upside gearing, a 32.15% maximum gain (maximum payment $1,321.50 per $1,000 security) and a 15.00% buffer (downside threshold 2,369.961 vs initial level 2,788.189).

The payment at maturity depends on the underlying return: if positive, payoff = $1,000×(1 + lesser of (underlying return×1.50) and 32.15%); if final level ≥ downside threshold you receive the principal; if final level < threshold you suffer losses in excess of the 15% buffer. Payments are unsecured obligations of UBS and subject to UBS credit risk. The estimated initial value per security was $991.20, below the $1,000 issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Texas Instruments Incorporated (TXN). Each Note has a principal amount of $1,000, a contingent coupon rate of 9.20% per annum, quarterly observation dates (callable after 6 months), a strike/initial level of $269.50, and a maturity date of May 3, 2029. Notes may be automatically called if the underlying closes at or above the call threshold of $269.50 on an observation date. If not called, repayment at maturity depends on the final level relative to the downside threshold of $134.75 (50.00% of the initial level); if the final level is below that threshold, investors can suffer losses up to the full principal. Payments (including contingent coupons and any principal repayment) are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Russell 2000® and S&P 500® indices. Each Note has a $1,000 principal amount and a term of approximately four years, with annual observation dates and an automatic call if both indices meet specified call threshold levels. The Notes pay a pre-set 13.20% per annum call return (increasing with time) if automatically called; otherwise principal repayment at maturity is contingent on the least performing underlying asset staying at or above a 70.00% downside threshold. The estimated initial value range is $957.30 to $987.30. Payments (including any principal) depend on UBS creditworthiness and there may be little or no secondary market.

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UBS AG is offering Trigger Autocallable GEARS linked to the common stock of Morgan Stanley with a principal amount of $10 per Security. The securities have an automatic call on the observation date if the underlying closes at or above the autocall barrier; the stated call return rate is 21.65% and upside gearing will be set between 1.30 and 1.50 on the trade date. Key dates include an observation date of May 6, 2027, a final valuation date of April 30, 2029 and expected maturity on or about May 2, 2029. The estimated initial value range on the trade date is between $9.375 and $9.675, and payments (including any return of principal) are subject to UBS credit risk. The securities do not pay interest and may result in substantial loss of principal if the final level is below the 75.00% downside threshold.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 28, 2026.