Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due on or about March 27, 2029. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on an observation date and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, UBS will repay the $10 principal; if the final level is below that threshold, repayment will be reduced proportionally to the underlying return, potentially resulting in a total loss of principal. Any payments depend on UBS’s creditworthiness. Trade date is March 25, 2026, settlement is March 27, 2026, final valuation date is March 23, 2029, and the notes are offered in minimum denominations of 100 notes at $10 per note. The preliminary pricing range for the estimated initial value on the trade date is between $9.36 and $9.61.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. stock due on or about March 29, 2027. The Notes pay a contingent coupon only when the underlying closing level meets or exceeds a coupon barrier on observation dates; they are auto‑callable quarterly beginning after nine months if the underlying closes at or above the initial level. At maturity, if not called and the final level is below the downside threshold, repayment may be reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Trade date is March 25, 2026, settlement date is March 27, 2026, final valuation date is March 24, 2027. Minimum investment is 100 Notes at $10 per Note; estimated initial value range is between $9.41 and $9.66 per Note as of the trade date.
UBS AG is offering $1,245,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due March 27, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date.
If not called, repayment at maturity depends on the final level relative to a downside threshold (60.00% of the initial level in the examples). If the final level is below that threshold, principal is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Principal repayment and any coupons are subject to UBS credit risk. Trade date is March 25, 2026, settlement March 27, 2026, final valuation date March 23, 2029, and maturity March 27, 2029. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.72.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. due March 27, 2028. The Notes pay contingent coupons only if the underlying's closing level on observation dates meets the coupon barrier and can be automatically called early if the underlying reaches the initial level.
The offering lists a nominal size of $750,000. Key dates: trade date March 25, 2026, expected settlement March 27, 2026, final valuation date March 23, 2028. Minimum purchase is 100 Notes at $10 per Note (a $1,000 investment); the estimated initial value as of the trade date is $9.80 per Note. Payments, including principal, depend on (1) observation/final levels relative to the coupon barrier and downside threshold and (2) UBS's creditworthiness. The Notes are not exchange listed and carry significant risk of loss of principal if the final level is below the downside threshold.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Hewlett Packard Enterprise Company maturing on March 29, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If the Notes reach maturity without an automatic call and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness. Trade and settlement dates are March 25, 2026 and March 27, 2026, respectively; final valuation and maturity dates are March 24, 2027 and March 29, 2027.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due on or about March 27, 2029. The Notes feature periodic contingent coupons payable only if the underlying stock closes at or above a coupon barrier on observation dates, an automatic call if the underlying equals or exceeds the initial level on an observation date, and contingent repayment of principal at maturity that can expose holders to full downside market loss if the final level is below the downside threshold.
Key disclosed mechanics: trade date March 25, 2026; settlement date March 27, 2026; final valuation date March 23, 2029; minimum investment 100 Notes at $10 per Note; estimated initial value range $9.34–$9.59. The offering is subject to delivery of final Offering Documents and is payable only to the extent of UBS’s creditworthiness.
UBS AG priced $2,935,500 Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, due March 27, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on specified observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold (example: $10 principal, downside threshold $60.00, coupon barrier $60.00). If the final level is below the downside threshold, repayment may be less than principal (example shows $3.60 per Note). The Notes carry issuer credit risk of UBS; estimated initial value is $9.72 per Note and minimum purchase is 100 Notes ($1,000).
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., due on or about March 27, 2028. The Notes have a principal amount of $10 per Note and are sold in minimum increments of 100 Notes ($1,000).
The Notes may pay periodic contingent coupons only if the underlying stock closes at or above a specified coupon barrier on observation dates; they will be automatically called if the underlying closes at or above the initial level on any pre-maturity observation date. At maturity the principal is repaid in full only if the final level is at or above the downside threshold (70% of initial level); if below that threshold, principal is reduced pro rata to the underlying return and you could lose most or all principal.
The preliminary pricing supplement shows an illustrative contingent coupon rate of 24.90% per annum (illustrative contingent coupon $0.6225 per $10 Note) and an estimated initial value range of $9.41 to $9.66. All payments are subject to UBS credit risk; the final terms will be set on the trade date.
UBS AG is offering a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Hewlett Packard Enterprise Company, with expected trade date March 25, 2026, settlement March 27, 2026, final valuation date March 24, 2027 and maturity about March 29, 2027. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds a coupon barrier; they are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata by the underlying return, and investors could lose a significant portion or all principal. The Notes are unsecured obligations of UBS and payments depend on UBS's creditworthiness. The offering is preliminary and the final terms will be set on the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation with an expected term to March 27, 2029. The Notes pay a contingent coupon only when the underlying closing level meets or exceeds a coupon barrier on an observation date and are subject to automatic early redemption (quarterly observation dates beginning after six months) if the underlying closing level is equal to or greater than the initial level on an observation date.
The Notes have a principal amount of $10 per Note, a minimum investment of 100 Notes (representing a $1,000 minimum), and an estimated initial value range of $9.33 to $9.58 as of the trade date. If not auto‑called, repayment at maturity depends on the final level relative to a downside threshold (example: downside threshold = $60.00, equal to 60.00% of the initial level); if the final level is below that threshold, the cash payment may be less than principal and could result in a total loss.