UBS AG SEC Filings

UBS AG offers Airbag Callable Contingent Yield Notes linked to the least performing of three mining ETFs. The Notes pay a contingent coupon of 29.50% per annum on an observation date only if each ETF meets its coupon barrier. The Notes are issuer-callable after ~4 months and mature on January 13, 2027. At maturity, principal repayment is contingent: if any underlying ETF is below its downside threshold (82.50% of initial level), repayment is reduced with downside leverage of approximately 1.2121, and investors can lose some or all principal. Estimated initial value range is $954.70–$984.70 and the issue price is $1,000 per Note. All payments depend on UBS creditworthiness.

UBS AG offers preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., The Home Depot, Inc., and Johnson Controls International plc due on or about July 13, 2029. Each Note has a $10 principal amount, a quarterly observation schedule, an automatic call feature (callable beginning after six months) and contingent coupons payable only if the underlying closing level on an observation date meets the coupon barrier. If not called, repayment at maturity depends on the final level relative to the downside threshold and could result in a partial or total loss of principal. The preliminary trade date and settlement date are July 10, 2026 and July 15, 2026, respectively. The issue price is $10.00 per Note with an underwriting discount of $0.20 per Note; estimated initial values are shown as ranges on the cover and will be finalized on the trade date.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 12.75% per annum (payable only if each underlying asset meets its coupon barrier on an observation date), a trade date of July 15, 2026, and a stated maturity of October 19, 2028. The Notes are issuer-callable beginning after three months on monthly observation dates; if not called, repayment at maturity is contingent on the least performing underlying asset relative to a 70.00% downside threshold, which can result in substantial principal loss, including total loss. The estimated initial value range is $961.20 to $991.20 per Note and the underwriting discount is $4.00 per Note.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The offering is for $1,755,000 in aggregate at an issue price of $1,000 per Note. The Notes pay a monthly contingent coupon at a 10.15% per annum rate if, on each observation date, every underlying index is at or above its coupon barrier; otherwise no coupon is paid. UBS may call the Notes on monthly observation dates beginning after three months. If not called, maturity depends on the final valuation: full principal is repaid only if each index is at or above its downside threshold; otherwise repayment is reduced in line with the percentage decline of the least performing index. The estimated initial value per Note on the trade date was $989.00. Final valuation date is January 10, 2028 and maturity is January 13, 2028. The Notes are unsecured obligations of UBS and subject to UBS credit risk and to limited secondary market liquidity.

UBS AG is offering Phoenix Autocallable Notes with Memory Interest linked to the common stock of Block, Inc. The notes have a $1,000 principal amount per note and a $10,000 minimum investment (10 notes). Expected trade and settlement dates are July 10, 2026 and July 15, 2026. The notes pay contingent interest (each payment at least $37.50 per note if conditions are met), are automatically callable on quarterly observation dates if the underlying closes at or above the initial price, and mature on July 28, 2027. If not called and the final price is below the trigger (equal to 50.00% of the initial price), holders receive a cash equivalent tied to the underlying rather than guaranteed principal. The estimated initial value range is $954.20 to $984.20.

UBS AG offers Autocallable Notes linked to an unequally weighted basket of five equity indices with an expected ~3-year term. The Notes pay a fixed call return rate of 13.10% per annum if the basket closing level meets or exceeds the call threshold on any annual observation date; call prices assuming a 13.10% rate are $11.31, $12.62 and $13.93 on the three potential call settlement dates. If the Notes are not called, the maturity payment equals $10 × (1 + Basket Return), exposing holders to full downside market risk (in extreme cases, loss of the entire principal). The issue price is $10.00 per Note (minimum investment 100 Notes = $1,000) and UBS discloses an estimated initial value range of $9.411 to $9.711 per Note determined by its internal pricing models. All payments are unsecured obligations of UBS and depend on UBS’ creditworthiness.

UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to shares of the United States Oil Fund, LP due January 6, 2028. The Notes pay a contingent coupon only when the underlying ETF's closing level on an observation date meets or exceeds a coupon barrier; they autocall early if the underlying meets the call threshold. At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the ETF's decline, possibly resulting in complete loss. The Notes are unsecured obligations of UBS and subject to UBS credit risk.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock due July 10, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; if below, principal is reduced pro rata to the underlying return, potentially resulting in loss of most or all principal. Payments are unsecured obligations of UBS and subject to UBS credit risk. Trade date is July 8, 2026 with settlement on July 10, 2026.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock due July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and you can lose a significant portion or all of your investment. Minimum purchase is 100 Notes at $10 per Note. The estimated initial value is $9.79 and any payment depends on UBS creditworthiness.