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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due on or about July 10, 2028. The trade date is July 8, 2026 with settlement on July 10, 2026 and final valuation on July 6, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return, and you could lose a significant portion or all of your investment. Minimum purchase is 100 Notes ($1,000). The estimated initial value range on the trade date is $9.44 to $9.69 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation due on or about July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. The Notes repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata with the underlying return, and investors could lose a significant portion or all of their investment. The offering sets a minimum investment of 100 Notes at $10 per Note, with an estimated initial value range of $9.42 to $9.67 as of the trade date. Key dates include Trade Date July 8, 2026, Settlement Date July 10, 2026, Final Valuation Date July 6, 2028, and Maturity Date July 10, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc. due July 10, 2029. The Notes pay quarterly contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier. The Notes will be automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is equal to or greater than the initial level; in that case you receive principal plus any contingent coupon on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal; if below, you suffer a loss equal to the underlying return and could lose your entire investment. All payments are subject to UBS credit risk. Trade date is July 8, 2026, settlement July 10, 2026, final valuation date July 6, 2029, maturity July 10, 2029. The estimated initial value per Note on the trade date is $9.68. The Notes are offered in minimum increments of 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Vistra Corp. stock due July 12, 2027. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called early if the stock equals or exceeds the initial level on an observation date. At maturity, if not called, principal is repaid in full only if the final level is at or above the downside threshold; if below, repayment is reduced by the percentage decline in the underlying, potentially resulting in a complete loss of principal. All payments depend on UBS creditworthiness. Trade date is July 8, 2026, settlement July 10, 2026, final valuation date July 8, 2027, and maturity July 12, 2027. The estimated initial value as of the trade date is $9.77 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on July 12, 2027. The Notes pay contingent coupons only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called early if the closing level on any observation date meets or exceeds the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below that threshold you suffer a loss equal to the percentage decline in the underlying, potentially losing your entire investment. Payments are subject to UBS credit risk. Trade and settlement dates are July 8, 2026 and July 10, 2026, respectively. The Notes are offered in $10 increments (minimum $1,000) and had an estimated initial value of $9.79 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc. The preliminary pricing supplement dated July 08, 2026 sets key dates: trade date July 8, 2026, expected settlement July 10, 2026, final valuation date July 6, 2029 and maturity July 10, 2029.

The Notes pay contingent periodic coupons only if the underlying closing level on each observation date meets or exceeds a coupon barrier, are subject to quarterly automatic calls beginning ~6 months after issuance if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise investors may suffer a loss equal to the underlying decline. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. Minimum purchase is 100 Notes ($1,000); estimated initial value range is $9.38–$9.63 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. common stock due July 10, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called quarterly after six months if the stock meets or exceeds the initial level.

If not called, principal repayment at maturity is contingent: full principal is repaid if the final level is at or above the downside threshold; if below, repayment falls proportionally to the underlying return and you could lose a significant portion or all principal. All payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp. The preliminary pricing supplement dated July 08, 2026 sets a trade date of July 8, 2026, settlement on July 10, 2026, a final valuation date of July 8, 2027, and a maturity date of July 12, 2027. The Notes pay contingent periodic coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are subject to automatic early calling if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold you may suffer a loss equal to the underlying return, including the potential to lose your full principal. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. Minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc. The notes pay contingent coupons only when the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment at maturity will be reduced proportionally to the underlying return and you could lose all of your investment. Key dates include Trade Date: July 8, 2026, Settlement Date: July 10, 2026, Final Valuation Date: July 6, 2028 and Maturity Date: July 10, 2028. The notes have a minimum purchase of 100 Notes at $10 per Note, an estimated initial value of $9.80 per Note, and payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of the referenced issuer, maturing July 10, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets a coupon barrier, and are automatically called if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, repayment of principal at maturity is contingent: if the final level is below the downside threshold you may receive less than the principal amount, potentially losing a significant portion or all of your investment. The Notes are unsecured obligations of UBS and any payment depends on UBS’s creditworthiness. Trade and settlement occur in July 2026 and the estimated initial value per Note is $9.78.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 8, 2026.