Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to CrowdStrike common stock due March 31, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called quarterly beginning ~6 months after trade.
Key terms: $10 principal per Note, contingent coupon rate 17.06% per annum (example contingent coupon $0.4265), estimated initial value $9.82, minimum investment 100 Notes ($1,000). At maturity repayment of principal is contingent on the final underlying level relative to a downside threshold; if final level is below the threshold you may suffer a loss equal to the underlying return. All payments remain subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, with a trade date of March 27, 2026, expected settlement on March 31, 2026 and maturity on or about April 2, 2029. The Notes pay contingent coupons only if observation-date closing levels meet a coupon barrier and may be automatically called early if the underlying meets or exceeds the initial level on an observation date.
The Notes carry principal risk: if not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in total loss. Minimum initial investment is 100 Notes at $10 per Note. UBS estimates the Notes' initial value between $9.31 and $9.56 as of the trade date. Key example terms shown include a hypothetical 10.08% per annum contingent coupon and a 50% downside threshold (illustrative).
UBS AG priced preliminary Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. The Notes have a trade date of March 27, 2026, expected settlement on March 31, 2026, a final valuation date of March 28, 2029 and an expected maturity of April 2, 2029. Each Note has a principal amount of $10. The Notes may pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates; they are subject to automatic early call if the underlying meets or exceeds the initial level on any quarterly observation date after six months.
The Notes repay principal at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, repayment will be reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Estimated initial value is shown as a range between $9.34 and $9.59 per Note. Payments are subject to UBS creditworthiness. The document is a preliminary pricing supplement dated March 27, 2026.
UBS AG proposes a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The Notes have a principal amount of $10 per Note, an expected term of approximately 2 years, and an expected contingent coupon rate of 19.49% per annum under the illustrative terms.
The Notes pay contingent coupons only if the underlying closing level on observation dates meets the coupon barrier. They feature an automatic call if the underlying equals or exceeds the initial level on any observation date, and contingent repayment of principal at maturity that can expose holders to losses tied to the underlying return if the final level is below the downside threshold (illustrative downside threshold: $60, equal to 60.00% of the initial level). All payments are subject to the creditworthiness of UBS. Trade and settlement dates are shown as March 27, 2026 and March 31, 2026; final valuation and maturity are March 29, 2028 and March 31, 2028, respectively.
UBS AG offers $490,000 Trigger Autocallable Contingent Yield Notes linked to Apple Inc. due March 31, 2027. The Notes pay periodic contingent coupons only if the closing level of Apple is at or above a coupon barrier on observation dates and will be automatically called early if Apple closes at or above the initial level on any pre-maturity observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above an 80.00% downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return, and investors could lose a substantial portion or all of their investment. Trade date is March 27, 2026, settlement March 31, 2026, final valuation date March 29, 2027, and maturity March 31, 2027. The estimated initial value was $9.82 per $10 Note and the example contingent coupon rate shown is 15.09% per annum. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.
UBS AG is offering $490,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay periodic contingent coupons only if the closing level of the underlying stock meets the coupon barrier on observation dates and are subject to automatic early call if the underlying equals or exceeds the initial level on any observation date.
If not called, repayment at maturity depends on the final level relative to an 80.00% downside threshold; a final level below that threshold produces a cash payment that can be less than the principal and may result in loss of most or all of your investment. Trade date is March 27, 2026, settlement March 31, 2026, final valuation date March 29, 2027, and maturity March 31, 2027. The estimated initial value per Note was $9.81 and minimum purchase is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apple Inc. The Notes trade on March 27, 2026 with expected settlement on March 31, 2026 and maturity on or about March 31, 2027. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above the coupon barrier. The Notes are automatically called early if the underlying closing level on any observation date before the final valuation date is at or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold (stated example: $80.00, 80.00% of the initial level); if the final level is below that threshold, repayment may be reduced proportionally to the underlying return, possibly resulting in substantial loss. The preliminary pricing supplement shows a minimum investment of 100 Notes (principal $1,000), an estimated initial value range of $9.49 to $9.74 per Note, and a hypothetical contingent coupon rate example of 11.34% per annum. All payments are subject to UBS credit risk; the Notes are not FDIC insured and are not listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., due March 31, 2028. The Notes pay contingent coupons only when the closing level of the underlying asset meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying reaches the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors could lose all of their initial investment.
Key terms disclosed include a trade date of March 27, 2026, settlement on March 31, 2026, final valuation date March 29, 2028, maturity March 31, 2028, minimum investment of 100 Notes at $10 per Note, an illustrative contingent coupon rate of 24.02% per annum and an estimated initial value of $9.78 per Note. All payments are subject to the creditworthiness of UBS and the Notes are not FDIC insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes have an expected $10 principal amount per Note and an approximately one-year term with a Final Valuation Date of March 29, 2027 and Maturity Date of March 31, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and could result in a loss of principal equal to the underlying return.
The preliminary pricing supplement sets trade and settlement timing (Trade Date March 27, 2026; Settlement Date March 31, 2026), a hypothetical contingent coupon rate example of 17.31% per annum, and an estimated initial value range of $9.48 to $9.73 per Note as of the trade date. All payments are subject to the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. with an expected term of approximately two years. The pricing supplement sets key dates: Trade Date March 27, 2026, Settlement Date March 31, 2026, Final Valuation Date March 29, 2028, and Maturity Date March 31, 2028. Each Note has a principal amount of $10 and a minimum investment of 100 Notes ($1,000). The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are autocalled if the underlying meets or exceeds the initial level on an earlier observation date. If not autocalled, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata by the underlying return. The preliminary estimated initial value per Note is between $9.42 and $9.67. Payments depend on UBS creditworthiness.