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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about July 12, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates; otherwise no coupon is paid.

The Notes have an automatic call feature: if the underlying's closing level on any observation date prior to the final valuation date is equal to or above the initial level, UBS will redeem the Notes early and pay principal plus any contingent coupon due. If not called, principal repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold, UBS will repay the $10 principal per Note; if the final level is below that threshold, repayment may be less, exposing investors to the underlying's downside and potential loss of all principal. Trade and expected settlement dates are July 8, 2026 and July 10, 2026, respectively.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Broadcom Inc. with a term of approximately three years. The Notes pay periodic contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates and are automatically called early if the underlying meets or exceeds the initial level on any quarterly observation date (beginning after six months). If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return, potentially causing total loss. Payments depend on UBS's creditworthiness. Trade date and settlement, final valuation date and maturity are specified in the supplement and final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Applied Materials, Inc. common stock due on or about July 10, 2028. The preliminary pricing supplement sets key dates: trade date July 8, 2026, settlement date July 10, 2026, final valuation date July 6, 2028.

The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates; they are automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the disclosed downside threshold; if below, repayment is reduced proportionally to the underlying return, with potential loss of principal. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Minimum investment is 100 Notes at $1,000; the estimated initial value range is $9.42 to $9.67 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation due July 12, 2027. The Notes pay a contingent coupon on coupon dates only if the underlying's closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid.

The Notes are subject to an automatic call if the underlying's closing level on any observation date prior to the final valuation date is equal to or above the initial level, in which case UBS will pay the principal amount plus any contingent coupon on the related call settlement date and no further payments will be due. If not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. Trade date is July 8, 2026, settlement July 10, 2026, final valuation date July 8, 2027, and maturity July 12, 2027. The Notes are sold in $10 increments with a minimum purchase of 100 Notes ($1,000); the estimated initial value per Note is $9.78. All payments are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of the underlying company, maturing on or about July 10, 2028. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying meets the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal repayment is reduced pro rata to the underlying decline, and investors could lose a substantial portion or all of their investment. The offering sets a minimum purchase of $1,000 (100 Notes) and estimates an initial value range of $9.40–$9.65 per Note as of the trade date. Key dates: trade date July 8, 2026, expected settlement July 10, 2026, final valuation date July 6, 2028, maturity July 10, 2028. All payments are subject to UBS AG's credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation. The preliminary pricing supplement shows a trade date of July 8, 2026, expected settlement on July 10, 2026, a final valuation date of July 8, 2027 and expected maturity on July 12, 2027. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates, feature an automatic call if the underlying closes at or above the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return. The offering lists a $10 principal amount per Note, a hypothetical contingent coupon rate of 14.69% per annum and an estimated initial value range of $9.52 to $9.77 per Note. The supplement emphasizes significant market and issuer credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Pfizer Inc. common stock maturing on July 10, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called quarterly beginning ~6 months after issuance. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the holder suffers a loss equal to the underlying return and could lose all principal. Payments and principal are subject to UBS credit risk. The estimated initial value is $9.59 per Note and the Notes are sold in $10 principal increments.

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UBS AG is offering $610,000 of Trigger Autocallable Contingent Yield Notes linked to Lam Research common stock due July 10, 2028. The Notes pay contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced pro rata to the underlying return; in extreme cases you could lose your entire investment. Payments, including repayment of principal, are subject to UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Pfizer Inc. The Notes have a $10 principal amount per Note, a trade date of July 8, 2026, expected settlement on July 10, 2026, and a stated maturity on July 10, 2029.

The Notes pay periodic contingent coupons only when the underlying stock closes at or above a coupon barrier on observation dates; they may be automatically called quarterly if the underlying closes at or above the initial level. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return, and investors could lose a substantial portion or all of invested principal. The preliminary pricing supplement states an estimated initial value range of $9.21–$9.46 per Note and provides illustrative coupon and threshold figures.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation due on or about July 10, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying's closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called if the underlying's closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal is repaid at maturity only if the final level is equal to or greater than the downside threshold; if the final level is below the downside threshold, repayment at maturity will be reduced pro rata to the underlying return and investors could lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk. Trade date is July 8, 2026, settlement July 10, 2026, final valuation date July 6, 2028, and maturity July 10, 2028. The Notes are offered in minimum increments of 100 Notes at $10 per Note; the estimated initial value is stated as between $9.43 and $9.68.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on July 8, 2026.