Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NextEra Energy, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any pre-final observation date. If not called, repayment at maturity depends on the final level: you receive full principal if the final level is at or above the downside threshold; if below, principal is reduced pro rata to the underlying return and you could lose all principal. Trade date is March 31, 2026, settlement April 2, 2026, final valuation date March 31, 2027 and maturity April 2, 2027. The Notes have a $10 principal amount per Note, an estimated initial value of $9.77, and payments are subject to UBS credit risk.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay a quarterly coupon unless automatically called and include an automatic call if the closing level of the underlying is at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold you receive principal; if below, repayment is reduced and you incur leveraged downside (approximately 1.4286% loss of principal for each 1% decline beyond the threshold). Trade date is March 31, 2026, settlement April 2, 2026, final valuation March 31, 2027, and maturity April 2, 2027. Example terms show a principal amount of $10, a sample coupon rate of 16.52% per annum (quarterly coupon ≈ $0.413), and an estimated initial value range of $9.52–$9.77.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on April 2, 2031 and pay contingent coupons only if the underlying stock meets observation-date barriers; principal repayment is contingent at maturity and subject to UBS credit risk.
The Notes have a principal amount of $10 per Note, expected trade date March 31, 2026 and settlement April 2, 2026. The estimated initial value range is $9.35 to $9.60 per Note. If not autocalled and the final level is below the downside threshold, investors bear full downside market exposure.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NextEra Energy common stock, maturing on or about April 2, 2027. The notes pay contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and may autocall early if the underlying meets or exceeds the initial level.
If not autocalled, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment will reflect the negative underlying return and could result in a significant loss or total loss of principal. Payments are subject to UBS credit risk. Trade date is March 31, 2026 with expected settlement April 2, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of JPMorgan Chase & Co., due on or about April 2, 2027. The Notes pay contingent coupons only if the underlying closing level meets coupon barriers on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is conditional: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. Trade date is March 31, 2026 with expected settlement April 2, 2026. The Notes are offered in minimum increments of 100 Notes at $10 per Note; the estimated initial value range is $9.48 to $9.73.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of The Kraft Heinz Company due April 2, 2029. The notes pay quarter‑by‑quarter contingent coupons only if the underlying closes at or above a coupon barrier; they autocall early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold, principal is returned; if below, principal is reduced pro rata to the underlying return, possibly to zero. Trade date is March 31, 2026 with settlement April 2, 2026. Minimum investment is 100 Notes at $10 each. Payments depend on UBS creditworthiness; the estimated initial value on the trade date was $9.58.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation common stock due April 3, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is equal to or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if any quarterly observation (beginning ~12 months after issue) records a closing level at or above the initial level, in which case UBS pays principal plus any contingent coupon due on the related call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity is reduced proportionally to the underlying return and could result in a complete loss of principal. Payments, including any principal repayment, are subject to UBS credit risk. Trade date is March 31, 2026; settlement April 2, 2026; final valuation date March 30, 2028; maturity April 3, 2028.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of The Kraft Heinz Company, due on or about April 2, 2029. The Notes pay contingent coupons only if observation-date closes meet the coupon barrier and may be automatically called quarterly beginning after six months. The Notes have a $10 principal amount per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.21 to $9.46 as of the trade date. Payments, including any contingent coupon or repayment of principal, are subject to UBS creditworthiness. If not called and the final level is below the downside threshold, investors face downside market exposure and may lose a significant portion or all of their investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about April 3, 2028. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier; they autocall quarterly (beginning ~12 months after trade) if the underlying closes at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above an 80.00% downside threshold; if below, principal is reduced pro rata to the underlying return, and full loss of principal is possible. Trade date and settlement are shown as March 31, 2026 and April 2, 2026. The Notes have a minimum investment of 100 Notes ($1,000) and an estimated initial value range of $9.41–$9.66 per $10 Note.
UBS AG is offering Capped Buffer GEARS, unsubordinated unsecured debt securities linked to an equally-weighted basket of 35 equities with a roughly 24‑month term. The offering totals $22,489,040 at an issue price of $10.00 per Security (minimum 100 Securities). At maturity, payment depends on the basket return and final basket level: positive basket returns provide enhanced exposure via an upside gearing of 2.00 capped by a 34.32% maximum gain (maximum payment $13.432 per Security); negative returns are buffered by 10.00% with a downside threshold at 90.00% of the initial basket level, but investors can lose some or almost all principal if the final basket level is below that threshold. The estimated initial value as of the trade date is $9.65. The Securities pay no interest, are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness. Key dates: trade March 27, 2026, settlement March 31, 2026, final valuation March 27, 2028, maturity March 29, 2028, each subject to postponement for market disruption.