Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $260,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on June 30, 2027. These unsecured debt securities pay a contingent coupon only when Oracle’s closing stock price on a semi-annual observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called after 12 months if Oracle’s share price on an observation date is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the notes terminate. If not called, and Oracle’s final stock level on June 28, 2027 is at or above the downside threshold, investors receive full principal back; if it is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, up to a total loss of principal. The minimum investment is 100 Notes ($1,000), and the estimated initial value per Note is $9.84, with all payments subject to UBS’s credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing in 2027. These unsecured debt notes can pay contingent coupons only when Oracle’s closing share price on a given observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The notes may be automatically called semi-annually if Oracle’s price is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates early.
If the notes are not called and Oracle’s final share price on the valuation date is at or above a downside threshold, investors receive full principal back, potentially with a final coupon. If the final price is below the downside threshold, repayment is reduced in line with Oracle’s negative return, and investors can lose all of their investment. Any payment depends on UBS’s credit, and the estimated initial value per $10 note is expected to be between $9.48 and $9.73.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on December 31, 2027. These notes can pay a contingent coupon on each observation date only if the lululemon share price is at or above a preset coupon barrier, illustrated by a hypothetical 23.83% per annum rate and a $0.5958 coupon on a $10 note.
The notes may be automatically called quarterly, beginning after 6 months, if the share price is at or above the initial level, in which case investors receive principal plus any due coupon and the product terminates early. If not called, and at maturity the share price is at or above the downside threshold, set at 85.00% of the initial level in the examples, investors receive principal back (plus any final coupon). If the final level is below the downside threshold, repayment is reduced in line with the negative underlying return, and investors could lose their entire investment.
The estimated initial value is $9.71 per $10 note, and the minimum investment is 100 notes at $10 each. All payments depend on the creditworthiness of UBS AG, and the notes will not be listed on any exchange.
UBS AG is offering $180,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on January 2, 2029. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive a contingent coupon on each coupon payment date only if Palantir’s closing share price on the related observation date is at or above a preset coupon barrier. The notes are subject to an automatic call on quarterly observation dates (beginning after 6 months) if the share price is at or above the initial level; in that case, UBS repays the $10 principal per Note plus any due coupon and the investment ends early.
If the notes are not called and Palantir’s final share price on the valuation date is at or above a downside threshold, investors receive back principal at maturity. If it is below that threshold, repayment is reduced in line with the share’s decline, and investors can lose some or all of their investment. Any payment depends on UBS’s credit, and the notes will not be listed for trading. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.69 per Note.
UBS AG is offering $250,000 of unsecured Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of JD.com, Inc., maturing on December 31, 2026. The Notes pay a contingent coupon only if JD.com’s ADR closes at or above a coupon barrier on each observation date; otherwise no coupon is paid.
The Notes are automatically called early if JD.com’s ADR closes at or above the initial level on any observation date before maturity, returning the $10 principal per Note plus any due coupon, with no further payments. If not called, investors receive full principal at maturity only if the final level is at or above the downside threshold; below that level, repayment is reduced in line with JD.com’s decline and can fall to zero.
The minimum investment is 100 Notes ($1,000). The estimated initial value is $9.72 per $10 Note. Payments depend entirely on UBS’s credit, the Notes are not FDIC-insured, and they will not be listed on any exchange, which may limit liquidity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on or about January 2, 2029. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment).
The Notes pay a contingent coupon only if Palantir’s share price on a quarterly observation date is at or above a preset coupon barrier. The Notes are automatically called early if the share price on an observation date is at or above the initial level, in which case holders receive principal plus any due coupon and no further payments. If the Notes are not called and the final share price is below the downside threshold, investors receive less than principal, matching the stock’s percentage decline, and could lose their entire investment. The estimated initial value is expected to be between $9.36 and $9.61 per $10 Note, and all payments depend on the creditworthiness of UBS. The Notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of JD.com, Inc., maturing on or about December 31, 2026. Each Note has a principal amount of $10, with a minimum investment of 100 Notes, and can pay periodic contingent coupons only when the underlying ADR closes at or above a preset coupon barrier on the relevant observation dates.
The Notes are automatically called early if the ADR’s closing level on an observation date (before the final valuation date) is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the Notes are not called and the final level is at or above the downside threshold, investors receive only the principal at maturity; if it is below the downside threshold, repayment is reduced in line with the ADR’s decline and can fall to zero. All payments depend on the creditworthiness of UBS, and the Notes are unsecured, not bank deposits, not FDIC-insured and will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., scheduled to mature on or about December 31, 2027. The notes pay a contingent coupon on each observation date only if Micron’s share price is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. If Micron’s share price reaches or exceeds the initial level on any observation date before maturity, the notes are automatically called and investors receive their principal back plus any due coupon, with no further payments.
If the notes are not called and Micron’s final share price is at or above a downside threshold on the final valuation date, investors receive full principal at maturity (plus any final coupon if the barrier is met). If the final price is below the downside threshold, repayment is reduced in line with Micron’s decline, and investors can lose all of their investment. The notes are unsecured obligations of UBS, are not listed on an exchange, have a minimum investment of 100 notes at $10 per note, and have an estimated initial value between $9.44 and $9.69 per $10 note.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on December 31, 2027. These unsecured debt notes pay a contingent coupon only when Palantir’s closing share price on an observation date is at or above a coupon barrier; otherwise no coupon is paid.
UBS will automatically call the Notes early if Palantir’s share price on any observation date before maturity is at or above the initial level, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and the final share price on the valuation date is at or above a downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the share’s decline and can fall to zero.
The Notes have a minimum investment of 100 Notes at $10 each and an illustrative contingent coupon rate of 22.13% per year (about $0.5533 per $10 Note per period in the examples). The estimated initial value is $9.79 per Note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $670,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on January 2, 2029. These unsecured debt notes may pay contingent coupons only if Amazon’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus any due contingent coupon and the product terminates. If the notes are not called and, on the final valuation date, Amazon’s share price is at or above the downside threshold, investors receive only their principal back (plus any final contingent coupon if the coupon barrier is met). If Amazon’s final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose some or all of their investment.
The notes are subject to UBS’s credit risk; if UBS defaults, investors may recover nothing. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note on the trade date is $9.75.