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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation, with a trade date of April 22, 2026, expected settlement on April 24, 2026 and maturity on April 24, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.

If not auto-called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold; if below that threshold, repayment is reduced pro rata to the underlying's decline, potentially causing significant or total loss. Payments remain subject to UBS credit risk. The document is a preliminary pricing supplement and final terms will be set on the trade date.

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UBS AG priced Trigger Autocallable Contingent Yield Notes linked to Alaska Air Group common stock due April 24, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, principal is reduced in proportion to the underlying return, potentially resulting in a total loss. Payments are subject to UBS credit risk. Trade date was April 22, 2026 with settlement April 24, 2026, final valuation date April 20, 2029 and maturity April 24, 2029. The estimated initial value on the trade date was $9.70 per $10 Note.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay a periodic coupon unless automatically called early; automatic call occurs if the underlying closes at or above the initial level on any observation date. If not called, maturity payoff is cash equal to principal if the final level is at or above the conversion level; otherwise physical delivery of shares equal to the share delivery amount (with cash for fractional shares) may result in a loss of some or all principal. Trade date is April 22, 2026, final valuation date is April 22, 2027, and maturity date is April 26, 2027. Payments are subject to UBS credit risk. The pricing here is preliminary and final terms will be set on the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. with a trade date of April 22, 2026, expected settlement on April 24, 2026, final valuation on April 20, 2028 and maturity on April 24, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any pre-maturity observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise the holder bears the percentage decline in the underlying and could lose a substantial portion or all of principal. The preliminary estimated initial value range is $9.42–$9.67 per $10 note and the illustrative contingent coupon rate shown is 23.92% per annum. All payments depend on UBS creditworthiness.

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UBS AG offers $1,042,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing April 24, 2028. The Notes pay contingent coupons only if observation-date closes meet the coupon barrier and may be automatically called early if the underlying reaches the initial level.

Trade date is April 22, 2026 with expected settlement April 24, 2026. Minimum investment is 100 Notes ($1,000). The estimated initial value on the trade date was $9.81 per Note. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold and is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation stock due April 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Payments depend on UBS’s creditworthiness; the Notes are unsecured, unlisted, and have an estimated initial value of $9.82 per $10 Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Alaska Air Group, Inc. The Notes pay periodic contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2029, and maturity April 24, 2029. The Notes are unsecured obligations of UBS and any payment is subject to UBS's creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Lam Research common stock due April 24, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and will be automatically called if the underlying closing level meets or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment at maturity will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments depend on UBS creditworthiness. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2028, and maturity April 24, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Applied Materials, Inc. common stock due April 24, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment falls proportionally with the underlying return and investors can lose a substantial portion or all principal. Payments depend on UBS creditworthiness. Trade date is April 22, 2026, settlement April 24, 2026, final valuation date April 20, 2028, maturity April 24, 2028. The estimated initial value on the trade date was $9.74 per $10 Note.

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UBS AG is offering Capped Buffer GEARS linked to the common stock of Palo Alto Networks, Inc., maturing April 24, 2028. The Securities are unsubordinated, unsecured debt obligations whose cash payment at maturity depends on the percentage change in the underlying stock between the trade date and the final valuation date.

If the underlying return is positive, payment equals the $10 principal plus the lesser of (a) the underlying return times an Upside Gearing of 3.00 or (b) the Maximum Gain of 35.34%. If the underlying return is zero or negative but the final level is at or above the downside threshold, you receive the $10 principal. If the final level is below the downside threshold, the payout equals $10 × [1 + (Underlying Return + Buffer)], which can produce substantial principal loss; examples use a Buffer of 20.00%.

The Securities do not pay interest, have an estimated initial value of $9.51 as of the trade date, and are offered with a minimum investment of 100 Securities ($1,000). Any payment, including repayment of principal, is subject to UBS's creditworthiness; secondary market liquidity and listing are not assured.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 22, 2026.