Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG offers $661,500 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Swiss Market Index (SMI) and the S&P 500® Index, maturing March 29, 2029. The Notes pay a contingent coupon of 9.10% per annum when both underlyings meet coupon barriers on observation dates.
The Notes are callable quarterly beginning after six months if both indices meet their call thresholds (each equal to 100.00% of its initial level). At maturity, principal is repaid only if both final levels are at or above their downside thresholds (70.00% of initial levels); otherwise repayment is reduced pro rata to the decline of the least performing underlying. Minimum investment is 100 Notes at $10 per Note. Payments depend on UBS creditworthiness. Observation dates, final valuation date and call/maturity mechanics are described herein.
UBS AG offers $2,500,000 principal of Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs, maturing March 29, 2029. Each Note has a $1,000 principal amount and an advertised contingent coupon rate of 18.70% per annum payable only if all three underlying ETFs meet monthly coupon barriers.
The estimated initial value per Note is $982.30 (trade-date model price) and the issue price is $1,000, with proceeds to UBS of $2,497,025. If UBS does not call the Notes, principal repayment at maturity is contingent: full principal is returned only if each ETF finishes above its 60% downside thresholds; otherwise repayment declines pro rata to the worst-performing ETF and investors can lose a substantial portion or all principal. All payments are subject to UBS credit risk.
UBS AG is offering $2,730,000 of Trigger In-Digital Securities linked to the Nearby ICE Brent crude oil futures contract. The securities have an issue price of $10.00 per Security, a digital return of 16.80%, an initial price of $112.57 and a digital barrier/downside threshold of $61.91 (55.00% of the initial price). The trade date is March 27, 2026, settlement is March 31, 2026, the final valuation date is set for June 28, 2027 and the maturity date is June 30, 2027. The estimated initial value on the trade date was $9.773 per Security. Minimum investment is 100 Securities ($1,000). Payment at maturity depends on whether the final official settlement price is at or above the digital barrier; if below, holders suffer losses tied to the underlying return, subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of CrowdStrike Holdings, Inc. The Notes have a principal amount of $1,000 per Note and a term to expected maturity of approximately three years, with an expected maturity date of April 19, 2029. The contingent coupon rate will be set on the trade date and is indicated on the cover as 13.50% to 14.50% per annum. The Notes are callable quarterly beginning after six months if the underlying meets the call threshold (100% of the initial level as shown). At maturity, principal is repaid only if the final level is equal to or greater than the downside threshold (50% of the initial level); otherwise repayment is reduced in direct proportion to the underlying return, and investors could lose a significant portion or all of principal. All payments are subject to UBS credit risk. The preliminary estimated initial value range per Note is $941.80 to $971.80, and the underwriting discount is $25.00 per Note.
UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes pay a fixed coupon (to be set on the trade date) monthly and are issuer-callable monthly beginning after three months. If not called, repayment at maturity depends on whether each underlying asset's final level is at or above its downside threshold (60.00% of its initial level); if any underlying asset is below its threshold, principal is reduced pro rata to the negative return of the least performing underlying asset. Trade date is April 2, 2026, settlement April 8, 2026, final valuation date July 2, 2027, maturity July 8, 2027. Issue price is $10.00 per Note with an underwriting discount of $0.10 per Note. The estimated initial value range is $9.478 to $9.778. Investing involves significant market and UBS credit risk; you may lose a significant portion or all of your investment.
UBS Group AG and UBS AG reported the final results of two rescission offers to eligible investors. In the UBS Group Rescission Offer, claims relating to approximately $2,801,000 principal amount of securities were validly submitted and not withdrawn, and are expected to be settled on or around April 2, 2026.
For the separate UBS Americas Rescission Offer, no claims were validly submitted and not withdrawn by eligible investors. The report is dated March 31, 2026 and is signed on behalf of UBS Group and UBS by authorized officers.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and the State Street® Technology Select Sector SPDR® ETF. The Notes have a $1,000 principal amount per Note, monthly observation dates, an expected trade date of April 17, 2026, settlement on April 22, 2026, and maturity on April 22, 2031. The Notes pay a fixed contingent coupon of 14.80% per annum only if each underlying asset equals or exceeds its coupon barrier on an observation date; otherwise no coupon is paid. UBS may call the Notes in whole on any observation date beginning after three months. If not called, repayment at maturity is contingent: full principal is returned only if every underlying asset is at or above its downside threshold (70% coupon barrier; 55% downside threshold are the cover values shown); otherwise the payment equals $1,000×(1 + underlying return of the least performing underlying asset), which can result in a substantial or total loss. The estimated initial value range is $957.70 to $987.70 per Note. All payments are subject to UBS credit risk.
UBS AG priced an offering of $2,546,000 principal amount of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes pay semiannual contingent coupons of $41.25 (8.25% per annum) if both indices meet coupon barriers on observation dates and are subject to automatic early calls if both indices meet 100% call thresholds on an observation date. If not called, principal is repaid at maturity only if both final index levels are at or above the 70% downside thresholds; otherwise repayment at maturity is reduced by the percentage decline of the least performing underlying asset, potentially resulting in a substantial or total loss. Trade date is March 27, 2026, settlement April 1, 2026, and maturity April 2, 2029. Estimated initial value was $973.50 per $1,000 Note; issue price is $1,000 per Note. The Notes are unsecured obligations of UBS and subject to UBS credit risk and limited secondary-market liquidity.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes pay a periodic $14.35% contingent coupon when every underlying asset meets its coupon barrier on an observation date; UBS may call the Notes in whole on monthly observation dates beginning after six months. At maturity the principal is repaid only if each underlying asset is at or above its downside threshold; otherwise repayment will be reduced proportionally to the negative return of the least performing underlying asset. Payments are subject to UBS credit risk. Trade date: April 10, 2026; settlement: April 15, 2026; maturity: April 16, 2031.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000®, with an aggregate issue size of $1,185,000 and a per‑note principal amount of $1,000. The notes pay a contingent coupon of 12.65% per annum when every underlying closes at or above its coupon barrier on an observation date, are issuer‑callable monthly beginning after six months, and mature on October 2, 2030.
The estimated initial value per note is $959.60, below the issue price, and repayment of principal at maturity is contingent: if the final level of any underlying is below its downside threshold, holders suffer a loss equal to the negative return of the least performing underlying asset (up to a complete loss). All payments are subject to UBS credit risk and there may be little or no secondary market.