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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about April 3, 2028. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above a coupon barrier; they autocall quarterly (beginning ~12 months after trade) if the underlying closes at or above the initial level. If not called, principal is repaid at maturity only if the final level is at or above an 80.00% downside threshold; if below, principal is reduced pro rata to the underlying return, and full loss of principal is possible. Trade date and settlement are shown as March 31, 2026 and April 2, 2026. The Notes have a minimum investment of 100 Notes ($1,000) and an estimated initial value range of $9.41–$9.66 per $10 Note.

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Rhea-AI Summary

UBS AG is offering Capped Buffer GEARS, unsubordinated unsecured debt securities linked to an equally-weighted basket of 35 equities with a roughly 24‑month term. The offering totals $22,489,040 at an issue price of $10.00 per Security (minimum 100 Securities). At maturity, payment depends on the basket return and final basket level: positive basket returns provide enhanced exposure via an upside gearing of 2.00 capped by a 34.32% maximum gain (maximum payment $13.432 per Security); negative returns are buffered by 10.00% with a downside threshold at 90.00% of the initial basket level, but investors can lose some or almost all principal if the final basket level is below that threshold. The estimated initial value as of the trade date is $9.65. The Securities pay no interest, are unsecured obligations of UBS and any payment is subject to UBS’s creditworthiness. Key dates: trade March 27, 2026, settlement March 31, 2026, final valuation March 27, 2028, maturity March 29, 2028, each subject to postponement for market disruption.

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UBS AG offers $853,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to Diamondback Energy, Inc. common stock due April 14, 2027. The $1,000 notes pay contingent quarterly interest of $51.275 if the underlying meets an interest barrier and are automatically called if the underlying equals or exceeds the initial price on an autocall observation date. If not called, principal is repaid at maturity only if the final price is at or above the downside threshold (85.00% of the initial price); otherwise holders receive a cash equivalent based on a share delivery amount, exposing investors to full downside market risk. Payments depend on UBS creditworthiness; estimated initial value per note is $987.00 and minimum purchase is 10 notes ($10,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America, Chipotle and Northrop Grumman. The offerings total $8,651,700 (Bank of America), $3,425,400 (Chipotle) and $2,165,000 (Northrop Grumman). Each Note has a $10 principal amount, a trade date of March 30, 2026, settlement on March 31, 2026, and a final maturity of April 5, 2029. Contingent coupon rates are stated as 9.65% (BAC), 11.60% (CMG) and 9.00% (NOC) per annum. Notes pay contingent coupons only if observation-date closing levels meet or exceed the coupon barrier, are subject to an automatic call if observation-date levels meet the call threshold, and expose holders to contingent repayment of principal at maturity tied to the underlying stock performance. All payments, including any principal repayment, are subject to UBS’s creditworthiness.

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UBS AG is offering $2,260,000 of Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month Forward. The notes pay no interest, may be automatically called on the observation date and otherwise provide upside exposure (1.60× gearing) but carry contingent principal repayment tied to a 75.00% downside threshold of the initial level.

Key economics include a 16.70% per annum call return if autocalled on the observation date, an issue price of $10.00 per security, an estimated initial value of $9.587, and significant credit and market risks including potential loss of principal and limited secondary market liquidity.

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UBS AG offers $6,685,500 of Buffer Autocallable GEARS linked to the Russell 2000® Index due March 29, 2029. The securities pay no interest, have a 10.00% buffer, a 12.00% call return if autocalled on the observation date, and an upside gearing of 1.70. If not autocalled, payoff at maturity depends on the final index level relative to the initial level and the 90.00% downside threshold; holders may lose some or almost all principal and payments are subject to UBS credit risk.

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UBS AG is offering $1,860,000 of Trigger Autocallable Contingent Yield Notes linked to Apple Inc. common stock due April 5, 2029. Each $1,000 Note pays a contingent coupon of 10.40% per annum only if quarterly observation-date closings meet the coupon barrier and may be automatically called if the underlying meets the call threshold. The Notes repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return. The estimated initial value per Note at issuance is $969.70. All payments are subject to UBS credit risk; investors may lose a significant portion or all of principal.

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UBS AG offers a preliminary pricing supplement for Digital S&P 500® Index‑Linked Medium‑Term Notes with a term expected to be between 13 and 15 months and no interest. The notes feature a buffer level of 90.00%, a cap level expected between 110.08% and 111.82%, and a maximum settlement amount expected between $1,100.80 and $1,118.20 per $1,000 face amount.

The cash settlement pays the maximum if the final S&P 500 level is at or above the buffer; if below the buffer you lose approximately 1.1111% of face for each 1% decline beyond the buffer and you could lose your entire investment. Estimated initial value on the trade date is expected between $956.50 and $986.50 per $1,000. Issue price is 100.00% with an underwriting discount of 1.09% and net proceeds to the issuer of 98.91%.

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UBS AG is offering $2,159,000 aggregate face amount of Digital S&P 500® Index‑Linked Medium‑Term Notes due April 29, 2027. Each note has a $1,000 face amount; trade date was March 27, 2026 and original issue date April 1, 2026. The notes do not bear interest and pay a cash settlement at maturity based on the S&P 500® performance versus an initial level of 6,368.85. A 10.00% buffer (buffer level 5,731.965) protects losses up to that decline; if the final underlier level is ≥ the buffer level you receive the maximum settlement amount of $1,114.00 per $1,000 face amount (cap 111.40%). If the final underlier level is below the buffer, holders suffer leverage to downside (approximately 1.1111% loss of face per 1.00% decline below the buffer) and can lose their entire investment. The estimated initial value on the trade date was $986.00 per $1,000 face amount; issue price was 100.00% with an underwriting discount of 1.09% (net proceeds 98.91%). The notes are unsecured obligations of UBS and are subject to issuer credit risk, limited liquidity, tax uncertainties (including Section 871(m) and FATCA considerations) and potential conflicts of interest with UBS affiliates serving as calculation agent and market‑makers.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs: iShares Expanded Tech-Software ETF (IGV), SPDR S&P Regional Banking ETF (KRE), and Real Estate Select Sector SPDR ETF (XLRE). The notes have a $1,000 principal amount per note, an approx. three-year term, monthly coupon observation dates, quarterly call dates, a contingent coupon rate of 18.40% per annum, and a maturity date of March 29, 2029. If UBS calls the notes on a call date, holders receive principal plus any contingent coupon due. If not called, principal is repaid at maturity only if each underlying asset is at or above its downside threshold (60% of initial level); otherwise repayment is reduced proportionally to the negative return of the least performing underlying asset and investors could lose a significant portion or all principal. The issue price totals $2,500,000 and the estimated initial value per note on the trade date was $982.00.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 31, 2026.