UBS AG SEC Filings

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock that mature on April 20, 2028. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, repayment of principal at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise the payment equals $10 x (1 + underlying return), exposing investors to a percentage loss equal to the underlying return, potentially losing the entire investment. All payments are subject to UBS credit risk. Trade date is April 16, 2026 and settlement is April 20, 2026. The estimated initial value per Note on the trade date was $9.74.

UBS AG priced a preliminary offering of Airbag Autocallable Yield Notes linked to Broadcom Inc. common stock due on or about April 20, 2027. The Notes pay a periodic coupon unless automatically called, are callable early if the underlying closes at or above the initial level on an observation date, and at maturity either repay principal in cash if the final level is at or above the conversion level or deliver a share delivery amount (shares plus cash for fractional shares) if the final level is below the conversion level. Payments, including principal, depend on UBS’s creditworthiness. Trade date is April 16, 2026; settlement is expected on April 20, 2026; final valuation date is April 16, 2027.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to The Goldman Sachs Group, Inc. common stock maturing April 20, 2028. The Notes pay periodic contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; a final level below that threshold exposes investors to direct downside in the underlying and could result in substantial or total loss of principal. The estimated initial value was $9.71 per $10 Note. Trade date is April 16, 2026, settlement April 20, 2026, final valuation date April 18, 2028, and maturity April 20, 2028. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock totaling $397,000. The Notes pay contingent quarterly coupons only if the underlying closing level meets a coupon barrier and may be automatically called quarterly (beginning ~6 months after trade). If not called, principal repayment at maturity April 20, 2029 is contingent on the final level relative to a downside threshold; a final level below that threshold produces a cash payment that can be less than principal, possibly resulting in complete loss. Payments depend on UBS creditworthiness; estimated initial value was $9.71 per Note with $10 principal. Trade Date: April 16, 2026; Settlement Date: April 20, 2026.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The notes have a $10 principal per note, trade date April 16, 2026, expected settlement April 20, 2026, final valuation date April 18, 2028 and maturity April 20, 2028. UBS will pay contingent coupons only if the underlying closing level on observation dates meets or exceeds a coupon barrier; the notes are automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level being at or above a downside threshold; if below, repayment is reduced pro rata and investors can lose a significant portion or all principal. The estimated initial value was $9.73 and the minimum investment is 100 notes ($1,000). Any payments depend on UBS creditworthiness.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to United Parcel Service, Inc. stock due April 20, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level. If not called, principal is repaid at maturity only if the final level is at or above a 70.00% downside threshold; otherwise principal is reduced proportionally to the underlying return and investors can lose a significant portion or all of their investment. Payments depend on UBS creditworthiness. The Notes have a minimum investment of 100 Notes at $10 per Note and an estimated initial value of $9.70 as of the trade date. Trade and settlement are April 16, 2026 and April 20, 2026, respectively.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Zscaler, Inc. stock maturing on April 20, 2029. The notes pay a contingent coupon only if the underlying closing level on observation dates meets the coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS creditworthiness. The estimated initial value was $9.65 per $10 note.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock due on or about April 20, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon and no further payments. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise holders suffer a loss equal to the underlying return and could lose their entire investment. Trade date is April 16, 2026 and expected settlement is April 20, 2026. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Goldman Sachs Group, Inc. The preliminary pricing supplement dated April 16, 2026 shows a roughly two-year term with a final valuation date of April 18, 2028 and a maturity date of April 20, 2028. The Notes pay periodic contingent coupons only when the underlying closing level meets or exceeds a coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and could result in substantial loss of principal tied to the percentage decline in the underlying asset. The minimum offering is 100 Notes at $10 per Note and the document lists an estimated initial value range of $9.41 to $9.66 per Note.