STOCK TITAN

UBS AG (AMUB) SEC Filings, Apr 16, 2026

AMUB NYSE
Rhea-AI Summary

UBS AG is offering a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, due on or about April 20, 2028. The Notes pay contingent coupons only if observation‑date closing levels meet the coupon barrier and may be called early if the underlying equals or exceeds the initial level on an observation date.

The Notes have a principal amount of $10 per Note, a trade date of April 16, 2026, expected settlement on April 20, 2026, a final valuation date of April 18, 2028, and a maturity date of April 20, 2028. UBS estimates an initial value range of $9.40 to $9.65 per Note on the trade date; any repayment of principal at maturity depends on UBS creditworthiness and final underlying performance.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes mature on April 20, 2028 with a final valuation date of April 18, 2028. They pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates (quarterly, beginning after six months) and will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the disclosed downside threshold; otherwise repayment at maturity will be reduced proportionally to the underlying return and you could lose a significant portion or all of your investment. Trade date is April 16, 2026 with settlement on April 20, 2026. The Notes are unsecured obligations of UBS and any payments depend on UBS’s creditworthiness. The estimated initial value per Note is between $9.50 and $9.75, and the minimum investment is 100 Notes at $10 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG priced a preliminary offering for Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes trade April 16, 2026 with expected settlement April 20, 2026 and maturity on April 20, 2029. Coupons paid only if observation-date levels meet a coupon barrier; automatic early redemption occurs if the underlying equals/exceeds the initial level on any observation date. Principal repayment at maturity is contingent: full principal if the final level is at/above the downside threshold, otherwise repayment is reduced proportionally to the underlying return; investors may lose all principal. Estimated initial value per Note is $9.35–$9.60; minimum investment 100 Notes at $10 each.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG proposes an offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., with a stated maturity on April 20, 2029, as described in a Preliminary Pricing Supplement dated April 16, 2026. The Notes pay periodic contingent coupons only if the closing level of the underlying meets or exceeds a stated coupon barrier on observation dates (quarterly, beginning after six months) and will be automatically called if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is equal to or above a disclosed downside threshold; if the final level is below that threshold, repayment can be less than principal and may result in substantial or total loss of investment. The document shows illustrative terms including a $10 principal unit, an example contingent coupon rate of 7.68% per annum, an estimated initial value of $9.35–$9.60, and example downside payout of $3.60 per Note under an adverse scenario. The offering is subject to the final Offering Documents and the issuer's credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The notes have an expected trade date of April 16, 2026, settlement on April 20, 2026, a final valuation date of October 18, 2027, and maturity on October 20, 2027. Interest (a contingent coupon) is paid only if the underlying stock meets or exceeds the coupon barrier on observation dates; the notes are automatically called early if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold and could result in a loss up to the full principal.

The preliminary pricing range shows an estimated initial value between $9.38 and $9.63 per $10 Note and a minimum purchase of 100 Notes ($1,000). Example terms include a hypothetical contingent coupon of 24.63% per annum (coupon amount $0.6158 per $10 note) and a downside threshold/coupon barrier at $70.00 (70.00% of the initial level). All payments remain subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Halliburton Company that mature April 20, 2028. The Notes pay contingent coupons only if the underlying's closing level on an observation date meets or exceeds the coupon barrier and may be automatically called earlier if the underlying reaches or exceeds the initial level on any observation date. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. The Notes are unsecured obligations of UBS and any payment depends on UBS’s creditworthiness. Trade date is April 16, 2026, settlement April 20, 2026, final valuation date April 18, 2028, and maturity April 20, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value is $9.68.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Filing
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc. due April 20, 2029. Each Note has a principal amount of $10; minimum purchase is 100 Notes (a $1,000 investment). The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying stock on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any quarterly observation date (beginning after six months) is at or above the initial level, in which case UBS pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment is reduced pro rata to the underlying return and you can lose a substantial portion or all of your investment. Trade date is April 16, 2026, settlement expected April 20, 2026, final valuation date April 18, 2029, and maturity April 20, 2029. The estimated initial value was $9.66 per Note. Any payment depends on UBS's creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Halliburton Company, with expected trade date April 16, 2026, settlement on April 20, 2026, final valuation date April 18, 2028 and maturity on April 20, 2028. Each Note has a principal amount of $10; minimum purchase is 100 Notes ($1,000). The Notes pay periodic contingent coupons only if the underlying stock meets coupon barriers on observation dates, can be automatically called early if the underlying reaches or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold. Investors face full downside market exposure if the final level is below the downside threshold and are exposed to UBS credit risk. The pricing shown is preliminary; the estimated initial value range is $9.38 to $9.63.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., with a trade date of April 16, 2026, expected settlement on April 20, 2026 and maturity on April 20, 2029. The Notes pay contingent coupons only if the underlying stock meets a coupon barrier on specified observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation date beginning about six months after trade date. If not called, principal is repaid at maturity only if the final level is at or above a disclosed downside threshold; otherwise repayment can be reduced proportionally to the underlying return, with the potential loss of the entire principal. The Notes are unsecured obligations of UBS and any payments are subject to UBS credit risk. The estimated initial value range is $9.28–$9.53 per $10 Note and the minimum investment is 100 Notes.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chipotle Mexican Grill, Inc., maturing April 20, 2028. The Notes pay contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, potentially resulting in a total loss. Trade date is April 16, 2026, settlement April 20, 2026, estimated initial value per Note $9.79, minimum investment 100 Notes ($1,000).

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 16, 2026.