UBS AG SEC Filings

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. with a trade date of April 16, 2026, expected settlement on April 20, 2026, a final valuation date of April 18, 2029 and maturity on April 20, 2029. The Notes pay contingent coupons only if observation-date closing levels meet the coupon barrier, include an automatic-call feature if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold.

The preliminary pricing supplement states a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.36 to $9.61 per Note. The document emphasizes significant principal and credit risk, including the possibility of losing a substantial portion or all of the investment.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The Notes pay a contingent coupon only on observation dates when the index is at or above a coupon barrier and may be automatically called if the index meets a call threshold. At maturity, if not called, principal repayment depends on whether the final index level is at or above a downside threshold; if below, investors suffer a loss equal to the index decline and could lose all principal. The Notes have a $1,000 principal per Note, an 18.50% per annum contingent coupon rate, a trade date of April 24, 2026, and a maturity of April 29, 2031. The issuer credit risk of UBS and a 6.0% per annum daily decrement in the underlying index materially affect returns.

UBS AG is offering UBS Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Zebra Technologies Corporation. The Notes have a term of approximately 18 months, contingent coupons set at 15.00% to 16.00% per annum, an expected issue price of $1,000 and an estimated initial value range of $921.70–$951.70. The Notes are subject to automatic early call if the underlying equals or exceeds the call threshold (100% of the initial level) on an observation date. If not called and the final level is below the downside threshold (70% of the initial level), principal repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. All payments depend on UBS’ creditworthiness.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Constellation Energy, Generac and Northrop Grumman due on or about April 20, 2029. Each offering is sold in $10 increments (minimum 100 Notes). The Notes pay periodic contingent coupons only if the underlying equity meets a coupon barrier on observation dates, are callable if the underlying meets a call threshold on quarterly observation dates (callable after six months), and return principal at maturity only if the final level is at or above the downside threshold. If the final level is below the downside threshold, principal repaid at maturity is reduced pro rata by the underlying return; investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk; the issue price exceeds UBS’ internal estimated initial value.

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index® and the S&P 500® Index. The offering totals $1,192,000 (per Note: $1,000). Notes pay a monthly contingent coupon only if both indices meet coupon barriers on an observation date; UBS may call the Notes beginning after 12 months. At maturity, if any underlying final level is below its 70.00% downside threshold, principal repayment is reduced pro rata to the percentage decline of the least performing underlying asset; in an extreme decline you could lose your entire principal. Payments are subject to UBS credit risk and market, liquidity, tax and structural risks described herein.

UBS AG is offering $5,035,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of CrowdStrike Holdings, Inc. (ticker CRWD), maturing on April 19, 2029. The notes pay a contingent coupon at a 13.56% per annum rate if the underlying meets the coupon barrier on observation dates and are callable quarterly beginning after six months if the underlying meets the call threshold. Key strike levels are an Initial Level of $411.16, a Call Threshold of $411.16 (100%) and a Downside Threshold/Coupon Barrier of $205.58 (50%). The issue price is $1,000 per note (estimated initial value per note $971.80. Principal repayment at maturity is contingent on the final level; if the final level is below the downside threshold, investors suffer a loss tied to the percentage decline in the underlying. All payments depend on UBS creditworthiness.

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Baker Hughes Company. The offering totals $327,000 at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 11.00% per annum on observation dates when the underlying closes at or above a coupon barrier ($36.04) and are autocallable if the underlying closes at or above the call threshold ($60.07). At maturity (April 19, 2029) principal is repaid only if the final level is at or above the downside threshold ($36.04); otherwise investors suffer downside equal to the underlying return. Payments depend on UBS creditworthiness. Trade date is April 15, 2026 and settlement is expected April 20, 2026.

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of the iShares® Russell 2000 ETF (IWM), the Nasdaq-100 Index® (NDX) and the S&P 500® Index (SPX). The offering totals $5,182,000 at $1,000 per Note with a final valuation date of January 14, 2027 and maturity on January 20, 2027. Notes pay periodic contingent coupons only if each underlying asset is at or above its coupon barrier on observation dates; UBS may call the Notes on monthly observation dates. If not called, repayment at maturity is full principal only if every underlying asset is at or above its downside threshold (82% of initial level); otherwise holders bear leveraged downside (approximately 1.2195x) and could lose all principal. Payments are subject to UBS credit risk. The estimated initial value per Note was $993.00.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Alcoa Corporation stock due on or about April 17, 2028. The notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and may autocall early if the underlying equals or exceeds the initial level.

If not autocalled, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. The offering shows a principal per note of $10, an example contingent coupon rate of 13.37% per annum, and an estimated initial value range of $8.98 to $9.23.