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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, with an expected Trade Date of April 14, 2026 and Maturity Date on or about October 18, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; otherwise no coupon is paid.

If the underlying stock equals or exceeds the initial level on a monthly observation date (beginning after six months), the Notes are automatically called and you receive principal plus any contingent coupon. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold (60% in the hypothetical); otherwise you suffer a loss equal to the underlying return and could lose your entire investment. The preliminary document shows a hypothetical contingent coupon rate of 7.53% per annum, an estimated initial value range of $9.40 to $9.65, and a minimum investment of $1,000 (100 Notes).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, due on or about April 16, 2029. The notes pay a periodic contingent coupon only if the underlying's closing level meets the coupon barrier on observation dates and will be automatically called if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose their entire investment. Trade date is April 14, 2026 with settlement on April 16, 2026. Minimum investment is 100 Notes ($1,000); estimated initial value range is $9.35–$9.60 per $10 Note. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation common stock due on or about April 17, 2028. The notes pay contingent quarterly coupons only if the underlying closes at or above a coupon barrier on observation dates and will autocall early if the underlying closes at or above the initial level on any quarterly observation (beginning after six months). The notes repay principal at maturity only if the final level is at or above a disclosed downside threshold; if the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose their entire investment. Trade date is April 14, 2026 with expected settlement April 16, 2026. Notes are $10 principal per note, sold in minimum blocks of 100 notes ($1,000). UBS cites an estimated initial value range of $9.38 to $9.63 per note and provides hypothetical terms including a 9.20% per annum contingent coupon and a 50.00% downside threshold/coupon barrier in examples.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are subject to automatic early call if the underlying reaches or exceeds the initial level on any quarterly observation date after six months. At maturity, if not called, repayment of principal is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially causing significant or total loss. Trade date is April 14, 2026, expected settlement April 16, 2026, final valuation date April 12, 2029 and maturity April 16, 2029. The Notes are unsecured obligations of UBS and any payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amphenol Corporation stock with a stated issue amount of $944,000. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are callable quarterly (beginning ~6 months after issuance) if the underlying equals or exceeds the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if below, you receive $10 × (1 + underlying return), exposing you to the full downside of the underlying and possible total loss. Payments depend on UBS creditworthiness, the Notes are not FDIC insured, and the estimated initial value on the trade date is $9.70 per $10 Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying stock closes at or above a stated coupon barrier on the applicable observation date. The Notes are subject to an automatic call (quarterly observation, beginning ~6 months after trade) if the underlying closes at or above the initial level; on an automatic call UBS will pay principal plus any contingent coupon on the related call settlement date and no further payments will be owed. If not called, repayment at maturity depends on the final level versus a downside threshold: if the final level is less than the downside threshold, you will receive a cash payment per Note equal to $10 x (1 + underlying return), which can result in a substantial loss or a total loss of principal. Payments are subject to UBS credit risk. Key dates include trade date April 14, 2026, settlement April 16, 2026, final valuation date April 12, 2029, and maturity April 16, 2029.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Uber Technologies, Inc. The preliminary pricing supplement dated April 14, 2026 sets a trade date of April 14, 2026, expected settlement on April 16, 2026, a final valuation date of April 12, 2029, and a maturity date of April 16, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates; they are automatically called if the underlying closing level meets or exceeds the initial level on any quarterly observation date (beginning ~6 months after trade date). If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally and investors can lose a significant portion or all principal. Minimum investment is 100 Notes at $10 per Note. Payments are subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to JPMorgan Chase & Co. common stock due October 18, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment at maturity is reduced pro rata to the underlying return and investors can lose a significant portion or all of their principal. Payments are subject to UBS credit risk. Trade and settlement are April 14, 2026 and April 16, 2026; final valuation and maturity are October 14, 2027 and October 18, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock due April 16, 2027. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the stock closes at or above the initial level on any observation date prior to maturity.

If the Notes are not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced in line with the underlying return and investors could lose a significant portion or all of their principal. All payments depend on UBS creditworthiness. Trade date is April 14, 2026; settlement April 16, 2026; final valuation April 14, 2027; maturity April 16, 2027.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., with an expected term of approximately three years and a maturity date on April 16, 2029. The Notes pay contingent quarterly coupons only if the underlying stock meets a coupon barrier on observation dates, and are automatically called early if the underlying equals or exceeds the initial level on any quarterly observation (beginning ~6 months after issue). If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment declines pro rata with the underlying return and investors could lose a substantial portion or all of their investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The trade date and expected settlement are April 14, 2026 and April 16, 2026. The Notes are offered in minimum increments of 100 Notes at $10 per Note; the estimated initial value range is $9.35–$9.60 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 14, 2026.