STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level. At maturity, if not called, principal is repaid only if the final level is at or above a downside threshold; otherwise repayment is reduced pro rata to the underlying return, which can result in a large loss or total loss of principal. Trade date is April 7, 2026, expected settlement April 9, 2026, final valuation date April 6, 2028, and maturity April 10, 2028. The Notes are unsecured obligations of UBS AG and subject to UBS credit risk. The offering is described in a preliminary pricing supplement dated April 7, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock maturing October 12, 2027. The Notes pay contingent coupons only if observation-date closing levels meet a coupon barrier and may autocall early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; otherwise repayment declines in proportion to the underlying return and you may lose a significant portion or all of your investment. Payments depend on UBS creditworthiness. Trade/Settlement dates are April 7, 2026 / April 9, 2026, final valuation October 8, 2027.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation stock maturing on or about October 12, 2027. The Notes pay contingent coupons only if the underlying's closing level meets the coupon barrier on observation dates, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a stated downside threshold; otherwise principal is reduced in proportion to the underlying return. Trade date and settlement are shown as April 7, 2026 and April 9, 2026. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. The estimated initial value range is $9.49 to $9.74 per $10 Note and minimum purchase is 100 Notes.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index with a principal amount of $1,000 per Note. The offering totals $1,132,000 and the estimated initial value per Note is $985. The Notes pay a contingent coupon of 9.75% per annum on scheduled coupon dates only if the S&P 500 closing level is at or above the coupon barrier. The Initial Level is 6,611.83 with the coupon barrier and downside threshold set at 4,628.28 (70.00% of the Initial Level). UBS may call the Notes in whole on monthly observation dates beginning after three months; if called you receive principal plus any contingent coupon then due. If not called and the Final Level on the Final Valuation Date is below the downside threshold, principal is reduced pro rata to the underlying return and investors can lose a substantial portion or all of their investment. Maturity date is April 11, 2029. All payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation with expected principal of $1,000 per Note and an expected term of approximately 35 months.

The Notes pay periodic contingent coupons (range set on trade date: 26.15%–27.40% per annum), are subject to automatic early call if the underlying meets the call threshold, and provide contingent repayment of principal at maturity tied to the underlying's final level versus a 75% downside threshold. Payments depend on UBS creditworthiness. The estimated initial value range is $940.50 to $970.50 per Note; issue price is $1,000 with an underwriting discount of $20 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Delta Air Lines, Inc. common stock due on or about April 4, 2029. The Notes pay contingent coupons only if the underlying stock meets a coupon barrier on quarterly observation dates, are subject to automatic early call if the stock meets a call threshold, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata by the underlying return. Payments depend on UBS creditworthiness; the issue price includes an underwriting discount and estimated initial value is lower than the issue price.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Dow Jones Industrial Average and the EURO STOXX 50. The Notes have an expected term of approximately 15 months, are callable monthly beginning after three months, and carry a coupon range of 8.60% to 9.25% per annum. The trade date is April 8, 2026 with settlement expected on April 13, 2026; the final valuation date is July 8, 2027 and maturity is July 12, 2027. Principal repayment at maturity is contingent: if the final level of any underlying asset is below its downside threshold (set at 70.00% of its initial level), repayment will be reduced pro rata to the percentage decline of the least performing underlying asset, potentially resulting in the loss of a significant portion or all of principal. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 with a contingent coupon set at 12.90% per annum. The issuer may call the Notes monthly beginning after three months; if not called, principal repayment at maturity depends on whether each underlying’s final level is at or above a 70.00% downside threshold. If the final level of any underlying is below its downside threshold, payment at maturity will be reduced and could result in substantial loss, potentially the entire principal. The estimated initial value range is $961.00–$991.00 per $1,000 principal; issue price is $1,000 with underwriting compensation of up to $7.25 per Note. Payments are subject to UBS credit risk and the final terms will be set on the strike date and disclosed in the final pricing supplement.

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UBS AG offers $766,000 of Trigger Callable Contingent Yield Notes due July 8, 2027. The Notes pay a contingent coupon of 11.60% per annum if, on each monthly observation date (including the final valuation date), the Russell 2000® and the S&P 500® closing levels are at or above their coupon barriers (both set at 65.00% of initial levels). UBS may call the Notes in whole (not in part) on any observation date beginning after approximately three months; if not called, principal repayment at maturity is contingent and can decline in line with the percentage loss of the least performing underlying asset, potentially resulting in a total loss of invested principal. Payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes pay a contingent coupon of 12.10% per annum (illustrative), are callable monthly beginning after three months, and mature on or about April 13, 2028. The issue price is $1,000.00 per Note with estimated initial values of $957.10–$987.10 as of the trade date; proceeds to UBS per Note will be at least $990.50. If not called, principal repayment at maturity depends on the final levels of each underlying index relative to downside thresholds (each set at 60.00% of initial level) and coupon barriers (each set at 70.00% of initial level). Holders may lose a significant portion or all of their investment if the least performing underlying asset finishes below its downside threshold; all payments are subject to UBS credit risk. The Notes will not be listed on an exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on April 7, 2026.