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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of NVIDIA Corporation due on or about April 1, 2027. The Notes pay a quarterly coupon unless automatically called early, and will be automatically called if the closing level of the underlying stock on an observation date is equal to or greater than the initial level. If not called, repayment at maturity depends on the final level relative to a downside threshold: if the final level is at or above the threshold, UBS will repay principal plus coupon; if below, repayment is reduced and the investor is exposed to leveraged downside (losses of 1.25% of principal per 1% decline beyond the threshold).

The Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk. Trade date and expected settlement are March 30, 2026 and April 1, 2026; final valuation and maturity dates are March 30, 2027 and April 1, 2027. Minimum investment is 100 Notes at $10 per Note. The preliminary pricing supplement gives an estimated initial value range of $9.49 to $9.74 per Note and example coupon terms (approximately 9.58% per annum, quarterly).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. with expected trade date March 30, 2026 and maturity on April 3, 2028. The Notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on observation dates; they autocall early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, investors absorb downside equal to the percentage decline in the underlying and could lose their entire investment. Payments are subject to UBS credit risk. The Notes are offered in minimum increments of 100 Notes at $10 per Note and have an estimated initial value range of $9.42 to $9.67.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The Notes mature on April 3, 2028 with a trade date of March 30, 2026 and expected settlement on April 1, 2026. They pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and are automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return, possibly losing their entire investment. The Notes have a minimum investment of 100 Notes at $10 per Note and an estimated initial value range of $9.43 to $9.68 per Note as of the trade date.

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UBS AG published a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Dell Technologies Inc. The trade date is March 30, 2026, expected settlement April 1, 2026, final valuation March 30, 2028 and maturity April 3, 2028. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and expose holders to contingent repayment of principal at maturity if the final level is below the downside threshold. The Notes are offered in $10 denominations (minimum investment 100 Notes) with an estimated initial value range of $9.41–$9.66 per Note on the trade date. Any payment depends on UBS's creditworthiness; investors may lose a significant portion or all of their principal.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Freeport-McMoRan Inc. with expected trade date March 30, 2026, settlement April 1, 2026, final valuation March 30, 2028 and maturity on or about April 3, 2028. Payments include periodic contingent coupons paid only if observation-date closing levels meet the coupon barrier and an automatic early call if the underlying equals or exceeds the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the downside threshold you can suffer a loss equal to the underlying return; extreme outcomes could result in total loss of principal. Estimated initial value per Note is between $9.49 and $9.74. Minimum investment is 100 Notes at $10 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The trade date is March 30, 2026, settlement is April 1, 2026, final valuation date is March 30, 2028, and maturity is April 3, 2028. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date prior to final valuation. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose their entire investment. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range on the trade date is between $9.42 and $9.67. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation due on or about April 3, 2028. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying meets the initial level. Trade date is March 30, 2026, expected settlement is April 1, 2026, and the final valuation date is March 30, 2028. The Notes repay principal at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and investors could lose a significant portion or all of their investment. The offering is subject to delivery of final Offering Documents and is conditioned on UBS’ terms and creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes mature on April 3, 2028 with a final valuation date of March 30, 2028 and expected settlement on April 1, 2026. The Notes may pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will automatically call early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold the cash payment may be reduced proportionally, potentially causing significant loss or total loss of principal. Estimated initial value is between $9.41 and $9.66 per Note; minimum investment is 100 Notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to First Solar, Inc. with trade date March 30, 2026 and expected maturity on April 3, 2028. The Notes pay periodic contingent coupons only if the underlying meets observation-date barriers, feature an automatic call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced pro rata to the underlying return. The Notes are unsecured obligations of UBS and principal and any coupons are subject to UBS credit risk. Minimum investment is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, with expected final valuation on March 30, 2028 and maturity on April 3, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if the underlying closing level on any observation date prior to maturity equals or exceeds the initial level, in which case investors receive principal plus any contingent coupon due. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return and investors can lose a significant portion or all of their investment. Trade date is March 30, 2026 with expected settlement on April 1, 2026. Minimum investment is 100 Notes ($1,000). This is a preliminary pricing supplement; final terms will be set on the trade date.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 30, 2026.