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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Technology Select Sector SPDR® ETF, due on or about April 4, 2031.

The Notes pay a periodic contingent coupon if each underlying asset is at or above a coupon barrier on monthly observation dates; the disclosed contingent coupon rate is 14.80% per annum (contingent coupon shown as $12.3333 in the preliminary terms). The Notes are callable by UBS on any observation date beginning after three months. At maturity the principal is repaid only if each underlying asset is at or above its downside threshold (specified as 55.00% of its initial level); otherwise repayment is reduced pro rata based on the least performing underlying asset. Trade and settlement are expected on April 1, 2026 and April 7, 2026, respectively, and the issuer’s estimated initial value range is $957.70 to $987.70.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Amazon.com, Inc. stock. The offering totals $325,000 in principal at an $1,000 per Note issue price and an estimated initial value of $979.20. The Notes pay a contingent coupon at a 13.20% per annum rate if the underlying meets the coupon barrier on monthly observation dates and are callable beginning after three months. The Initial Level was $205.37 (Trade Date: March 20, 2026), the call threshold is $205.37 (100.00%), and the downside threshold/coupon barrier is $143.76 (70.00%). Payments, including principal, are subject to UBS credit risk and the Notes may result in significant loss at maturity if the final level is below the downside threshold.

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Rhea-AI Summary

UBS AG is offering $1,269,000 of Airbag Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Sandisk Corporation. The Notes mature on September 22, 2027 (approximately 18 months) and pay a contingent coupon of 25.06% per annum when observation-date hurdles are met. The Initial Level is $709.71, the Call Threshold is $709.71 (100% of Initial Level) and the Downside Threshold and Coupon Barrier are $354.86 (50% of Initial Level). If not called and the final level is below the Downside Threshold, investors receive a share delivery amount of 2.8180 shares per Note (fractional shares paid in cash), which may be worth less than principal. The estimated initial value per Note is $967.60 versus an issue price of $1,000.00. All payments are subject to UBS credit risk.

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UBS AG offers $4,815,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index due March 23, 2029. The Notes pay a 12.10% per annum contingent coupon only if each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after six months; if called you receive principal plus any contingent coupon due. If not called, principal is repaid at maturity only if each final level is at or above its 60% downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a loss up to 100%. The issue price is $1,000 per Note, estimated initial value $969.60, and the offering totals $4,815,000. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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UBS AG is offering $295,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to CrowdStrike Holdings, Inc. common stock due March 25, 2027. The Notes pay a contingent coupon at a 20.60% per annum rate and are callable monthly beginning after three months if the underlying closes at or above the call threshold of $409.00 (the Initial Level). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold of $286.30 (70.00% of the Initial Level); otherwise the principal repayment falls by the percentage decline in the underlying and you could lose all your investment. The issue price is $1,000 per Note, estimated initial value $977.10, trade date March 20, 2026, settlement March 25, 2026. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering $31,039,200 of Trigger Callable Contingent Yield Notes with Daily Coupon Observation linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The Notes trade on March 19, 2026 with settlement March 23, 2026 and mature on June 22, 2029.

The Notes pay a quarterly contingent coupon (cover shows a per‑annum rate of 15.00% for the Russell 2000 component and per‑note contingent coupon of $0.375 at the stated rate), but a coupon for an observation period is payable only if each underlying's closing level is at or above its coupon barrier on every trading day in that period. UBS may call the Notes on observation end dates; if not called, principal repayment at maturity is contingent: if any underlying's final level is below its downside threshold you may suffer a loss equal to the negative return of the least performing underlying, potentially losing all principal. The issue price is $10.00 per Note and UBS reports an estimated initial value of $9.592 per Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of XLE, XLU and XLV. The Notes pay a contingent coupon of 9.10% per annum when each ETF's closing level meets its coupon barrier on an observation date. Terms: $1,000 per Note principal, monthly observation dates (callable by UBS after 6 months), final valuation date February 26, 2029, maturity March 1, 2029. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold (each set at 70.00% of initial level), repayment at maturity will be reduced and can result in substantial loss or total loss of principal tied to the least performing underlying asset. The estimated initial value on the trade date is $957.40 and the issue price is $1,000.00.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due March 24, 2027. The notes pay a quarterly contingent coupon only if the underlying closes at or above a coupon barrier on an observation date; they are automatically called if the underlying closes at or above the initial level on a quarterly observation (beginning after six months). If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold: if the final level is below the downside threshold, principal is reduced in proportion to the underlying return and investors could lose all principal. Trade date is March 20, 2026 with settlement March 24, 2026. Minimum investment is 100 Notes at $10 per Note (principal amount $10). The estimated initial value was $9.66. The pricing example shows a contingent coupon rate of 21.49% per annum (contingent coupon $0.5373 per $10 Note), a downside threshold and coupon barrier of $50.00 (50% of the initial level). All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes mature on March 24, 2027 and may be automatically called quarterly beginning about six months after the trade date.

The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid. At maturity, if not called, principal repayment depends on the final level versus a 50.00% downside threshold — investors can lose a significant portion or all of principal. The preliminary trade date and settlement dates are March 20, 2026 and March 24, 2026, respectively. Example indicative terms show a $10 principal per Note, an illustrative contingent coupon rate of 18.37% per annum, and an estimated initial value range of $9.36 to $9.61 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock due March 26, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of AMD is at or above a coupon barrier on the applicable observation date; otherwise no coupon is paid. The Notes are subject to an automatic call on any quarterly observation date (beginning after six months) if the closing level is at or above the initial level, in which case UBS pays principal plus any contingent coupon and the Notes terminate.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold (65.00% of the initial level in the examples), UBS will repay the $10 principal; if the final level is below the downside threshold, the repayment equals $10 × (1 + underlying return), potentially resulting in a substantial loss or total loss of principal. Trade and settlement dates are March 20, 2026 and March 24, 2026; final valuation and maturity dates are March 22, 2029 and March 26, 2029. The estimated initial value on the trade date is $9.69. Minimum investment is 100 Notes ($1,000). Any payments depend on UBS's creditworthiness.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 23, 2026.