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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Capped Buffer GEARS linked to an equally-weighted basket of 35 equities with a term of approximately 24 months. The securities mature on March 29, 2028, have 2.00 upside gearing, a 10.00 buffer, and a stated maximum gain range of 29.00–33.40. Minimum investment is 100 Securities at $10 per Security ($1,000). The estimated initial value on the trade date is between $9.35 and $9.65, and any repayment of principal is subject to UBS credit risk. The payout at maturity depends on the basket return and whether the final basket level is below the 90.00 downside threshold.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500, due on or about March 29, 2029. The notes pay a contingent coupon of 11.45% per annum when each underlying meets its coupon barrier and are callable monthly by UBS beginning ~3 months after issuance. Each Note has a principal amount of $1,000, an issue price of $1,000, an underwriting discount of $7 per Note and net proceeds to UBS of $993 per Note. The estimated initial value range is $958.30 to $988.30 as of the trade date. Coupon barriers are 70.00% of initial levels and downside thresholds are 60.00% of initial levels. If not called and any final level is below its downside threshold, repayment at maturity will be reduced by the percentage decline of the least performing underlying asset; in extreme cases, you could lose your entire investment. The notes are unsecured obligations of UBS and not listed on any exchange.

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UBS AG is offering $750,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due December 21, 2028. Each Note has a $1,000 principal amount and an estimated initial value of $956.60.

The Notes pay a contingent coupon of 10.00% per annum only if, on each observation date, the closing level of both indices is at or above their coupon barriers. The Notes include a 15.00% buffer (downside threshold at 85% of initial levels) but expose holders to loss of principal if the least performing index falls below its downside threshold. UBS may call the Notes in whole on monthly observation dates beginning after 12 months; all payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index for a total issue amount of $15,166,660. The Notes have a principal amount of $10 per Note, a contingent coupon rate of 9.20% per annum (equivalent to $0.23 per quarter per Note if paid), quarterly observation dates (callable after six months), a final valuation date of March 19, 2029, and maturity on March 22, 2029.

The Notes pay contingent coupons only if both underlying indexes meet coupon barriers on an observation date, may be automatically called if both indexes meet call thresholds on an observation date, and at maturity repay principal only if both indexes are at or above their downside thresholds (both set at 70.00% of initial levels for the coupon barrier and downside threshold). If not called and the least performing underlying asset is below its downside threshold, the holder can suffer a loss up to the full principal. All payments depend on UBS’ creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Applied Materials, Inc., maturing March 22, 2027. The Notes pay a periodic contingent coupon only if the underlying stock closes at or above a coupon barrier on an observation date and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity will be reduced in line with the percentage decline in the underlying and investors could lose a significant portion or all of their investment. The offering shows a sample $10 principal note with a hypothetical contingent coupon rate of 23.59% per annum and an estimated initial value of $9.87 per Note. Trade/settlement dates are March 18, 2026/March 20, 2026, final valuation date March 18, 2027, and maturity March 22, 2027. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Chevron Corporation. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called quarterly (beginning after 12 months) if the closing level is at or above the initial level. At maturity (March 20, 2029), principal repayment is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if below, you receive $10 multiplied by (1 + underlying return), which can result in a loss of principal up to 100%. Trade date and settlement are March 18, 2026 and March 20, 2026. Minimum investment is 100 Notes ($1,000). The estimated initial value was $9.59. Any payments depend on UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes mature on March 20, 2028 and may be automatically called early if the underlying stock closes at or above the initial level on an observation date. The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying asset on the applicable observation date is equal to or greater than the coupon barrier; otherwise no coupon is paid. If not called and the final level is below the downside threshold, principal repayment at maturity is reduced proportionally to the underlying return, potentially causing a total loss. Trade date is March 18, 2026, settlement March 20, 2026. Minimum investment is 100 Notes ($1,000); the estimated initial value per $10 Note is $9.80. Any payment is subject to UBS credit risk.

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UBS AG offers a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due on or about March 20, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date is at or above a coupon barrier and are automatically called early if the underlying closes at or above the initial level on any quarterly observation date beginning after six months. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the principal amount; if the final level is below the downside threshold your cash payment at maturity will decline proportionally to the underlying return, and you could lose a significant portion or all of your investment. Payments, including principal, depend on the creditworthiness of UBS. Trade date is March 18, 2026, settlement date is March 20, 2026, final valuation date is March 16, 2028, and maturity is March 20, 2028. The Notes are offered in minimum investments of 100 Notes at $10 per Note ($1,000); the estimated initial value range is $9.42 to $9.67 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Netflix common stock due March 20, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. They automatically call early if the underlying closing level on any quarterly observation date (beginning after 6 months) is equal to or greater than the initial level, in which case UBS pays principal plus any contingent coupon on the related call settlement date.

If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold, UBS pays the $10 principal; if below, repayment equals $10 x (1 + underlying return), so investors may suffer losses up to the full principal. The Notes are unsecured obligations of UBS and all payments are subject to UBS credit risk. The offering shows an aggregate amount of $2,757,000, an estimated initial value of $9.80 per Note and a minimum investment of 100 Notes.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Mondelz International, Inc. The Notes pay contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and can be automatically called quarterly beginning after 12 months if the stock closes at or above the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (70% of the initial level in the examples); if the final level is below that threshold, principal repayment is reduced proportionally and you could lose all of your investment. Trade date is March 18, 2026, settlement March 20, 2026, final valuation date March 16, 2029, and maturity March 20, 2029. Minimum purchase is 100 Notes ($1,000). The estimated initial value per Note is $9.59 and an illustrative contingent coupon rate is 8.53% per annum.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 19, 2026.