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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $2,125,000 of Bearish Barrier Early Redeemable Market Linked Notes linked to the S&P 500® Index due June 17, 2027. The Notes repay $1,000 per Note at issuance, may be redeemed early if the S&P 500 closes below a lower barrier (20.00% below the initial level) on any observation day, and otherwise pay either a 3.15% digital return if the final level is equal to or above the initial level or the absolute value of the underlying return (capped at 20.00%) if the final level is below the initial level.

The Notes do not pay interest, are unsecured obligations of UBS and are subject to UBS credit risk. The estimated initial value was $984.70 per Note and UBS will receive the aggregate proceeds of $2,125,000 from the offering.

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UBS AG offers $1,970,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Intel Corporation common stock. The Notes mature on March 16, 2029, pay a contingent coupon of 16.20% per annum when the underlying meets the coupon barrier and are callable quarterly (first callable after six months) if the underlying meets the call threshold. At maturity, principal is repaid in cash only if the final level is at or above the downside threshold ($22.89, 50.00% of the initial level); otherwise investors suffer principal loss tied to the underlying return. The estimated initial value per Note was $971.00, and the issue price per Note is $1,000.00, with proceeds to UBS AG of $985.00 per Note after underwriting compensation.

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Rhea-AI Summary

UBS AG is offering $707,000 of Trigger Callable Contingent Yield Notes due March 15, 2029 linked to the least performing of the Nasdaq-100 Index, the Russell 2000 Index and the S&P 500 Index. The Notes pay a periodic 11.05% per annum contingent coupon when each underlying is at or above a coupon barrier on observation dates and are issuer-callable monthly beginning after three months. At maturity you receive $1,000 per Note if each final level is at or above its downside threshold; otherwise repayment is contingent and may result in a loss equal to the percentage decline of the least performing underlying (in extreme cases, a complete loss). The issue price is $1,000 per Note, the estimated initial value is $962.30 on the trade date, trade date was March 11, 2026 and settlement is March 16, 2026.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes totaling $686,000. The Notes pay a contingent coupon of 11.70% per annum (approximately $9.75 per $1,000 Note per monthly observation) only if each underlying index meets its coupon barrier. The Notes are linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 and are callable by UBS monthly beginning about three months after issuance. Each underlying has a downside threshold equal to 70.00% of its initial level; if any final level is below its threshold and UBS does not call, holders may suffer principal loss equal to the decline of the least performing underlying (in extreme cases, a total loss). The estimated initial value per Note was $965.30 and the issue price was $1,000.00 (proceeds to UBS $681,198.00).

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UBS AG is offering $9,211,000 of Contingent Income Auto-Callable Securities linked to the American Depositary Receipts of Taiwan Semiconductor Manufacturing Company Limited (TSM). The securities are issued at a $1,000 stated principal amount per security with pricing date March 13, 2026 and maturity March 16, 2029.

Holders may receive a contingent payment of $29.00 per security (equivalent to 11.60% per annum) on specified contingent payment dates if the closing price of the underlying ADR is at or above the downside threshold of $169.16 (50.00% of the initial price). If the closing price is at or above the call threshold of $338.31 (100.00% of the initial price) on a determination date (other than the final determination date), the securities will be redeemed early for the stated principal plus applicable contingent payments. If not redeemed early and the final price is below the downside threshold, investors receive a cash value equal to the exchange ratio times the final price and may lose a significant portion or all of their investment. The estimated initial value at pricing was $964.20, and the issue price is $1,000 per security (underwriting/fees reduce proceeds to issuer).

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UBS AG is offering $11,532,000 of Contingent Income Auto-Callable Securities linked to JPMorgan Chase & Co. common stock. The securities pay a contingent payment of $27.25 per security (10.90% per annum) on each determination date if the closing price is at or above the downside threshold of $198.41 (70.00% of the initial price).

If the closing price on a determination date (other than the final date) is at or above the call threshold of $283.44 (100.00% of the initial price), the securities auto-redeem early for the stated principal plus the contingent payment. If not redeemed and the final price is below the downside threshold, holders receive a cash value equal to the exchange ratio multiplied by the final price and may lose a significant portion or all of their initial investment. Payments are subject to UBS credit risk; securities are unsecured and unlisted. Pricing date is March 13, 2026, original issue date March 18, 2026, maturity March 16, 2029.

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UBS AG (London Branch) offers $9,736,000 in Capped Leveraged TOPIX-Linked Medium-Term Notes due April 15, 2027. Each $1,000 face amount pays no interest and returns are tied to TOPIX performance from March 13, 2026 to April 13, 2027 with an upside participation rate of 200% and a cap level of 118.40% (maximum settlement of $1,368.00 per $1,000). Trade date is March 13, 2026, original issue (settlement) date March 18, 2026. The estimated initial value is $985.00 per $1,000; issue price is 100.00% with a 1.08% underwriting discount (net proceeds 98.92%). The notes are unsecured obligations of UBS and holders assume UBS credit risk and may lose the entire investment.

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UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing of the S&P 500® Index and the EURO STOXX 50® Index with an expected term of approximately five years. The Notes can be automatically called on quarterly observation dates; a call pays principal plus a call return that increases over time. If not called, repayment at maturity is contingent and equals $10 × (1 + underlying return of the least performing underlying asset), which can produce a substantial loss or a total loss of principal. The Notes pay no interest, are unsecured obligations of UBS, and any payment depends on UBS' creditworthiness. Key quoted ranges include a call return rate of 9.20% to 10.10% per annum and an estimated initial value between $9.458 and $9.758 per Note. Trade date is March 20, 2026 and expected settlement is March 25, 2026.

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UBS AG is offering Bearish Barrier Early Redeemable Market Linked Notes linked to the S&P 500® Index with a 15‑month term (trade date March 13, 2026, settlement March 18, 2026, final valuation June 14, 2027, maturity June 17, 2027). Each $1,000 Note pays no interest and is an unsecured obligation of UBS.

If the index closes below a lower barrier of 5,305.75 (initial level minus 20.00%) on any observation day the Notes are automatically redeemed early for principal only. If not redeemed early, investors receive either a capped digital return of 2.35% if the final level is at or above the initial level, or a positive payment equal to the absolute decline in the index (up to 20.00%) if the final level is below the initial level. Payments and principal are subject to UBS credit risk. The aggregate issue price shown is $642,000.00 and the estimated initial value per Note is $980.10.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes are sold in $10 increments (minimum 100 Notes = $1,000), have an expected term of approximately three years, are callable quarterly beginning after six months, and pay contingent coupons only when both underlying indices meet coupon barriers. The contingent coupon rate is set in a range of 9.00% to 9.50% per annum. If not called, repayment at maturity is contingent: full principal is returned only if both final index levels are at or above their downside thresholds (each 70.00% of initial level); otherwise repayment equals $10 × (1 + underlying return of the least performing underlying asset), which can result in a loss of some or all principal. The estimated initial value range on the trade date is between $9.469 and $9.769, the issue price is $10.00 per Note, and the underwriting discount is $0.20 per Note.

Key investor considerations: payments (coupons and any principal) are subject to the creditworthiness of UBS, the Notes will not be listed on an exchange, secondary market liquidity may be limited, and tax treatment is uncertain. The final terms will be set on the trade date and governed by the referenced product supplement, index supplement and prospectus.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 17, 2026.