Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $3,027,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, maturing on October 16, 2030.
The notes pay a 10.55% per annum contingent coupon (monthly installments of $8.7917 per $1,000 note) only if each index is at or above its coupon barrier (75% of initial) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, paying principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold (60% of initial). Otherwise, repayment is reduced by the decline of the least performing index, up to a total loss. Issue price is $1,000 per note; underwriting discount $7.50; proceeds to UBS $992.50 per note (total $3,004,297.50). The estimated initial value is $984.00 per note. The notes are unsecured obligations of UBS and will not be listed.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on October 15, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on scheduled observation dates. The notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called early, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced one-for-one with the underlying’s decline, and you could lose your entire investment. All payments depend on UBS’s credit; a default could result in no recovery.
Key dates include trade date October 13, 2025, settlement October 15, 2025, final valuation October 13, 2027, and maturity October 15, 2027. The notes are offered at $10 per Note with a $1,000 minimum and will not be listed. The estimated initial value is $9.80 per $10 Note, reflecting UBS internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., with expected key dates from an October 13, 2025 trade date to an October 15, 2026 maturity. The notes pay a contingent coupon only if the underlying closes on or above a coupon barrier on each observation date, and may be called early if the underlying closes on or above its initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is on or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline, and losses can be total. Payments are subject to the creditworthiness of UBS. The notes will not be listed. The minimum investment is 100 notes at $10 each. The estimated initial value per note is expected to be between $9.54 and $9.79.
UBS AG is offering $4,239,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on October 16, 2028.
The Notes pay a contingent coupon on scheduled dates only if the underlying closes at or above a stated coupon barrier on the related observation date. They are subject to automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus any due contingent coupon and no further payments.
If not called, at maturity investors receive principal only if the final level is at or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline and could be zero. All payments are subject to UBS credit risk. Key dates include trade on October 14, 2025, settlement on October 16, 2025, and final valuation on October 12, 2028. The Notes are offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.70 per Note. The Notes will not be listed.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes are unsecured debt of UBS and may pay contingent quarterly coupons only when the underlying closes at or above a coupon barrier on the relevant observation date. The Notes can be automatically called if the underlying closes at or above the initial level on any observation date before maturity; in that case, investors receive principal plus any applicable contingent coupon and the Notes terminate.
If not called, at maturity on or about October 15, 2027, investors receive principal back only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline and could be zero. Payments are subject to UBS credit risk. Key dates include an expected trade date of October 13, 2025, settlement on October 15, 2025, and final valuation on October 13, 2027. The estimated initial value is expected to be between $9.54 and $9.79 per $10 Note. The Notes will not be listed, and the minimum investment is 100 Notes at $10 each.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000, and S&P 500, maturing on or about October 19, 2028. The Notes pay an 8.35% per annum contingent coupon only if each index closes at or above its coupon barrier on the monthly observation date.
UBS may call the Notes, in whole, on any monthly observation date beginning after 3 months, returning principal plus any due coupon. If not called and any index finishes below its downside threshold at maturity, repayment is reduced one-for-one with the index’s decline, and investors could lose all principal. Issue price is $1,000 per Note, with an underwriting discount of $6.50 per Note and proceeds to UBS of $993.50 per Note. The estimated initial value is expected between $957.30 and $987.30. The Notes are unsecured obligations of UBS, will not be listed, and all payments are subject to UBS’s credit.
UBS AG filed an amended preliminary 424B3 for Trigger Callable Contingent Yield Notes linked to the iShares MSCI Brazil ETF (EWZ), maturing on or about October 15, 2027. The notes pay a 12.30% per annum contingent coupon on quarterly observation dates if EWZ closes at or above a coupon barrier set at 70.00% of the initial level. UBS may call the notes in whole on any observation date beginning after six months; if called, holders receive principal plus any due coupon.
If not called and the final level is at or above the downside threshold (70% of initial), holders receive the $1,000 principal. If below the threshold, holders receive a share delivery amount equal to $1,000 divided by the initial level, which could be worth significantly less than principal. The notes are unsecured obligations of UBS AG, not listed on an exchange, and subject to UBS credit risk.
Per-note economics include a $1,000 issue price, an underwriting discount of $18.50, and proceeds to UBS of $981.50. The estimated initial value is expected between $939.00 and $969.00. Key dates: expected trade date October 9, 2025; settlement October 15, 2025; final valuation October 12, 2027; maturity October 15, 2027.
UBS AG is offering $1,150,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A., due October 15, 2026. These unsubordinated, unsecured notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on the relevant observation date; otherwise no coupon is paid. The notes will be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date, returning principal plus any due coupon.
If not called, and the final level is at or above the downside threshold, holders receive principal at maturity; if the final level is below the downside threshold, repayment is reduced in line with the underlying’s decline, and all principal could be lost. All payments are subject to UBS’s credit. The notes are expected to trade date on October 13, 2025, settle on October 15, 2025, with a final valuation date of October 13, 2026. They will not be listed. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is $9.82 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, expected to mature on November 4, 2030. The Notes pay a 13.00% per annum contingent coupon only if the Index closes at or above the coupon barrier on each monthly observation date.
The Notes are callable after 12 months if the Index is at or above 100% of the initial level. Key levels are set at Call Threshold: 100% of the initial level, Coupon Barrier: 50%, and Downside Threshold: 50%. If not called and the final level is below the downside threshold, repayment is reduced one-for-one with the Index decline, and investors could lose all principal. Issue price is $1,000 per Note, with a $10 underwriting discount and $990 to UBS. The estimated initial value is expected between $933.80 and $963.80, reflecting internal pricing and funding assumptions. All payments depend on UBS’s credit.
UBS AG launched a preliminary 424B2 for Trigger Autocallable Yield Notes linked to the least performing of Arm Holdings ADRs and Broadcom common stock, maturing on or about October 25, 2028.
The Notes pay 10.50% per annum in monthly coupons unless previously called. They are automatically called if, on any quarterly observation date beginning after 6 months, the closing level of each underlying is at or above 100% of its initial level, returning principal plus that period’s coupon. If not called, principal is repaid at maturity only if each underlying finishes at or above its 50% downside threshold; otherwise investors receive a share delivery amount of the least performing underlying, which may be worth significantly less than principal.
The estimated initial value is expected between $912.00 and $942.00 per $1,000 Note. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS of at least $970.50 per Note. The Notes will not be listed and all payments are subject to UBS credit risk.