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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on March 19, 2029. Each Note has a $10 principal amount; minimum purchase is 100 Notes. Contingent coupons are paid only if the underlying closing level on an observation date is at or above the coupon barrier. The Notes will be automatically called on a monthly observation date (beginning ~6 months after trade) if the underlying closing level is at or above the initial level; an automatic call triggers payment of principal plus any contingent coupon on the related call settlement date and ends further payments. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is repaid; if below, repayment equals $10 x (1 + underlying return), exposing investors to downside market loss up to a total loss. The estimated initial value on the trade date is $9.67. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes pay a contingent coupon on each coupon payment date only if the underlying's closing level on the observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to final valuation, in which case UBS pays principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level versus a downside threshold of $60.00 (60.00% of the initial level): if the final level is below that threshold, principal repayment is reduced proportionally (example payoff $3.60 per $10 Note). Key dates: trade date March 17, 2026, settlement March 19, 2026, final valuation March 15, 2029, maturity March 19, 2029. Terms: principal amount per Note $10, minimum investment 100 Notes ($1,000), estimated initial value $9.66, illustrative contingent coupon rate 24.27% per annum (contingent coupon $0.6068 per $10 Note). All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering $1,749,000 in Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due March 20, 2028.

The Notes pay periodic contingent coupons only when the underlying closing level on an observation date is at or above the coupon barrier, feature an automatic call on quarterly observation dates beginning after six months if the underlying is at or above the initial level, and repay principal at maturity only if the final level is at or above the downside threshold (example: $10 principal, downside threshold $50.00 representing 50.00% of the initial level). The product disclosure shows a hypothetical contingent coupon rate of 25.02% per annum (contingent coupon $0.6255 per $10 Note), an estimated initial value of $9.78, a minimum investment of 100 Notes ($1,000), and that payments depend on UBS creditworthiness.

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Rhea-AI Summary

UBS AG is offering a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. due on or about March 19, 2029. The Notes pay contingent coupons only if observation-date levels meet coupon barriers, carry a monthly automatic-call feature beginning after six months, and repay principal at maturity only if the final underlying level is at or above a downside threshold; otherwise holders suffer principal loss equal to the underlying return. Payments are unsecured and subject to UBS credit risk. Trade date and expected settlement are March 17, 2026 and March 19, 2026, respectively. The offering is preliminary and subject to final Offering Documents.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation that mature on or about March 19, 2029. The trade date is March 17, 2026 with expected settlement on March 19, 2026. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if the underlying closing level on any observation date before the final valuation date is equal to or greater than the initial level; on an automatic call UBS will pay principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal amount is paid; if below, repayment equals $10 x (1 + Underlying Return), which can result in a partial or total loss of principal. Minimum investment is 100 Notes ($1,000); the estimated initial value range is $9.35 to $9.60 per $10 Note. Payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The notes have an expected trade date of March 17, 2026, an expected settlement date of March 19, 2026, a final valuation date of March 16, 2028, and a maturity date of March 20, 2028.

The notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier; they are automatically callable quarterly (beginning ~6 months after trade) if the underlying closing level is at or above the initial level. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may be reduced pro rata with the underlying return, potentially causing significant loss, including loss of all principal. Any payments depend on the creditworthiness of UBS. Example terms illustrated a hypothetical contingent coupon rate of 22.89% per annum and a $10 principal amount per note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc. The preliminary pricing supplement dated March 17, 2026 sets trade and settlement expectations (trade date March 17, 2026, settlement March 19, 2026) and final valuation and maturity dates (final valuation June 16, 2027, maturity June 21, 2027).

The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates, feature quarterly observation dates beginning about 12 months after issue for an automatic call at or above the initial level, and provide contingent principal repayment at maturity only if the final level is at or above the downside threshold. If not called and the final level is below the downside threshold, repayment may be reduced proportionally and could result in total loss of principal. Estimated initial value per Note at trade date is between $9.22 and $9.47; minimum investment is 100 Notes at $10 per Note.

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UBS AG offers $6,287,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of United Parcel Service, Inc. The Notes pay a 12.25% per annum contingent coupon on quarterly observation dates if the underlying closing level meets the coupon barrier and are callable quarterly beginning about six months after issuance.

If an observation date equals or exceeds the call threshold (100% of the initial level), UBS will automatically call the Notes and pay principal plus any due contingent coupons. If not called, repayment at maturity depends on the final level: full principal is paid only if the final level is at or above the downside threshold (60% of the initial level); otherwise, investors suffer a principal loss equal to the underlying return, potentially losing all principal. The offering price is $1,000 per Note; aggregate proceeds to UBS AG are shown as $6,192,695.

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Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes totaling $512,000 (principal $1,000 per Note) linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® and the Russell 2000®, maturing March 16, 2029. The Notes pay a periodic contingent coupon of 10.75% per annum only when each underlying index is at or above its coupon barrier on an observation date; otherwise no coupon is paid.

The Notes are callable by UBS (whole, not in part) on monthly observation dates beginning after three months; a call pays principal plus any contingent coupon due. At maturity, if no call occurs and every index is at or above its downside threshold, holders receive $1,000. If any index is below its downside threshold, repayment is reduced and losses can exceed the buffer (15.00%), potentially resulting in near-total loss. Estimated initial value per Note was $971.70. All payments are subject to UBS credit risk and there may be little or no secondary market.

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UBS AG is offering $272,000 of Trigger Callable Contingent Yield Notes linked to the common stock of Tesla, Inc., due March 16, 2028. The Notes pay a 20.10% per annum contingent coupon only if monthly observation-date closing levels meet or exceed a coupon barrier equal to $234.72 (the coupon barrier, 60.00% of the initial level $391.20). UBS may call the Notes monthly beginning roughly three months after issuance; if called, holders receive principal plus any contingent coupon paid through the call settlement date. If not called, at maturity holders receive principal only if the final level is at or above the downside threshold ($234.72, 60.00% of initial level); if the final level is below that threshold, principal repayment is reduced proportionally to the decline in the underlying and investors can lose a significant portion or all of their investment. The estimated initial value on the trade date was $980.80, versus an issue price of $1,000.00 per Note; proceeds to UBS are shown as $270,232.00.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 17, 2026.