Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, expected to mature on November 4, 2030. The Notes pay a 13.00% per annum contingent coupon only if the Index closes at or above the coupon barrier on each monthly observation date.
The Notes are callable after 12 months if the Index is at or above 100% of the initial level. Key levels are set at Call Threshold: 100% of the initial level, Coupon Barrier: 50%, and Downside Threshold: 50%. If not called and the final level is below the downside threshold, repayment is reduced one-for-one with the Index decline, and investors could lose all principal. Issue price is $1,000 per Note, with a $10 underwriting discount and $990 to UBS. The estimated initial value is expected between $933.80 and $963.80, reflecting internal pricing and funding assumptions. All payments depend on UBS’s credit.
UBS AG launched a preliminary 424B2 for Trigger Autocallable Yield Notes linked to the least performing of Arm Holdings ADRs and Broadcom common stock, maturing on or about October 25, 2028.
The Notes pay 10.50% per annum in monthly coupons unless previously called. They are automatically called if, on any quarterly observation date beginning after 6 months, the closing level of each underlying is at or above 100% of its initial level, returning principal plus that period’s coupon. If not called, principal is repaid at maturity only if each underlying finishes at or above its 50% downside threshold; otherwise investors receive a share delivery amount of the least performing underlying, which may be worth significantly less than principal.
The estimated initial value is expected between $912.00 and $942.00 per $1,000 Note. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS of at least $970.50 per Note. The Notes will not be listed and all payments are subject to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq‑100 Technology Sector Index, and the Russell 2000, maturing on or about October 19, 2028. The notes pay a 10.00% per annum contingent coupon only if each index closes at or above its coupon barrier on the applicable monthly observation date.
UBS may call the notes, in whole, on any observation date beginning after 3 months. If called, investors receive the $1,000 principal per note plus any due contingent coupon; no further payments are made. If not called and at least one index finishes below its downside threshold at final valuation, the maturity payment is reduced by the negative return of the least performing index, and investors could lose all principal. Payments depend on the creditworthiness of UBS.
Key terms include coupon barriers set at 70.00% of initial levels and downside thresholds at 60.00%. The estimated initial value is expected between $939.20 and $969.20 per $1,000 note. Underwriting compensation is up to $9.00 per note; proceeds to UBS are at least $991.00 per note. The notes will not be listed.
UBS AG filed a preliminary 424(b)(2) pricing supplement for a primary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc. The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date and may be automatically called if the underlying closes at or above the initial level on an observation date before maturity.
If not called, and the final level is at or above the downside threshold on the final valuation date, investors receive the principal back; if below, repayment is reduced one-for-one with the underlying’s decline, and losses could reach 100% of principal. All payments are subject to UBS’s credit.
Key dates include trade date October 14, 2025, settlement October 16, 2025, final valuation October 12, 2028, and maturity October 16, 2028. The Notes are offered in $10 denominations with a minimum investment of 100 Notes. The estimated initial value is expected to be between $9.48 and $9.73 per $10 Note. The Notes will not be listed, and initial settlement is T+2 while secondary trades generally settle T+1.
UBS AG is offering $15,041,000 of Capped Market‑Linked Notes tied to the least performing of the Dow Jones Industrial Average and the S&P 500 Index, due April 15, 2027.
At maturity, if the least performing index shows a positive return, the payout equals principal plus that return capped at a maximum gain of 11.20% (maximum payment $1,112 per $1,000 note). If the least performing return is zero or negative, repayment is principal only. The Notes pay no interest and are subject to UBS credit risk.
Key terms include an estimated initial value of $997.10 per note, an issue price of $1,000, and an underwriting discount of $1.50 per note (proceeds to UBS $998.50 per note). Trade date is October 10, 2025; final valuation April 12, 2027. The Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about October 18, 2027. The Notes pay contingent coupons only if the underlying’s closing level on an observation date is at or above a coupon barrier, and they may be automatically called if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and you could lose all of your investment. All payments are subject to the creditworthiness of UBS.
The Notes will not be listed. The expected trade date is October 14, 2025; final valuation is October 14, 2027. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is expected to be between $9.54 and $9.79 per Note. Initial delivery is T+2; secondary trades generally settle T+1 unless otherwise arranged.
UBS AG is offering $881,000 of Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, due October 13, 2028. The notes pay a 9.20% per annum contingent coupon only when both indices close at or above their coupon barriers on observation dates.
UBS may call the notes quarterly after 12 months; if called, holders receive principal plus any due coupon on the call settlement date. If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold, set at 85% of the initial level (a 15% buffer). If any index finishes below its threshold, repayment is reduced by the decline beyond the buffer, based on the worst performer, and losses could be substantial.
Economics per note: issue price $1,000, underwriting discount $5, proceeds to UBS $995, and estimated initial value $974. Key dates include a trade date of October 10, 2025, monthly coupon observations, quarterly call dates (after 12 months), and maturity on October 13, 2028. Payments depend on UBS’s credit.
UBS AG announced preliminary terms for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000, maturing on or about September 22, 2027.
The Notes offer a contingent coupon of 11.75% per annum, paid only if each index closes on or above its coupon barrier on monthly observation dates; both the coupon barrier and the downside threshold are set at 70% of the initial level for each index. UBS may call the Notes, in whole, on any observation date beginning after 3 months; if called, investors receive principal plus any due coupon, and the Notes terminate.
If not called, and any index finishes below its downside threshold at maturity, repayment is reduced 1‑for‑1 with the negative return of the least performing index, which can result in loss of all principal. The issue price is $1,000 per Note, underwriting compensation is up to $7.25 per Note, and proceeds to UBS are at least $992.75 per Note. The estimated initial value is expected between $956.30 and $986.30. Payments depend on UBS’s credit; the Notes will not be listed.
UBS AG plans to issue Step Down Trigger Autocallable Notes linked to the least performing of Arm Holdings ADRs (ARM) and Broadcom Inc. (AVGO), maturing on or about October 25, 2028. The Notes may be automatically called on quarterly observation dates (beginning after 6 months) if each underlying is at or above its call threshold; on interim dates that threshold equals 100% of the initial level and on the final valuation date it equals the downside threshold.
The Notes offer a call return rate of 17.70% per annum, with a call price schedule rising up to 53.100% at maturity if called then. If not called and any underlying finishes below its 50% downside threshold, holders receive the share delivery amount of the least performing underlying (fractional shares paid in cash), which can result in a significant loss of principal. Payments are subject to UBS credit risk.
The issue price is $1,000 per Note. Estimated initial value is expected between $877.90 and $907.90. Underwriting compensation is up to $29.50 per Note, with proceeds to UBS AG of at least $970.50 per Note. The Notes will not be listed on an exchange.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The Notes pay a contingent coupon only if the underlying closes at or above a set coupon barrier on each observation date; they auto-call if the underlying is at or above the initial level before maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and losses can reach 100%. Any payments depend on the creditworthiness of UBS. The estimated initial value is expected between $9.54 and $9.79 per $10 Note. Minimum investment is 100 Notes at $10 each. Key dates include trade date October 13, 2025 and maturity on or about October 15, 2026. The Notes will not be listed.