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UBS AG (AMUB) SEC Filings, Mar 17-18, 2026

AMUB NYSE
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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index with an aggregate issue amount of $109,000 and a $1,000 principal per Note. The Notes pay a fixed contingent coupon at an annual rate of 18.25% only if monthly observation-date closes meet or exceed a coupon barrier (70.00% of the initial level). The Notes are callable monthly starting after six months if the index closes at or above the call threshold (100.00% of the initial level), in which case holders receive principal plus any contingent coupon on the corresponding coupon payment date. At maturity on March 20, 2031, if not called and the final level is below the downside threshold (50.00% of the initial level), principal repayment is decreased pro rata and investors may lose a large portion or all of their investment. All payments depend on UBS creditworthiness; the estimated initial value per Note is $955.70.

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UBS AG is offering $258,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on February 14, 2031 and callable by UBS beginning after six months. The Notes pay a monthly contingent coupon of $7.50 per $1,000 Note (a 9.00% per annum contingent coupon rate) only if, on each observation date, the closing level of both indices is at or above respective coupon barriers (70% of initial levels).

If not called and the final level of any underlying asset is below its downside threshold (60% of initial level), holders suffer a loss equal to the negative return of the least performing underlying asset; in extreme cases holders could lose all principal. The estimated initial value per Note on the trade date was $970.80, and the issue price is $1,000 per Note. Payments are unsecured obligations of UBS and depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., due March 19, 2029. The offering (stated as $680,000 on the cover) pays contingent coupons only when observation-date closing levels meet a coupon barrier and can be automatically called early if the underlying stock equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive principal; if below, you suffer a loss equal to the underlying return and could lose your entire investment. All payments are subject to UBS credit risk. Trade and settlement dates are March 17, 2026 and March 19, 2026, with final valuation on March 15, 2029.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. (the underlying) due on or about March 19, 2029. This preliminary pricing supplement dated March 17, 2026 describes notes that pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and that may be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, repayment of principal at maturity is contingent: if the final level is below the downside threshold you may receive less than the principal amount, possibly losing a significant portion or all of your investment. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.38 to $9.63 per Note. All payments are subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes trade March 17, 2026, settle March 19, 2026, and mature March 19, 2029. They pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates. The Notes are automatically callable monthly (beginning ~3 months after trade) if the underlying closes at or above the initial level; an automatic call pays principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, principal repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. The offering example shows a $10 principal per Note, a sample contingent coupon rate of 17.90% per annum, a coupon payment of $0.1492 per period, and a downside threshold of $60.00 (60% of an example initial level). The estimated initial value is $9.71. Any payments depend on UBS's creditworthiness; the Notes are not FDIC insured and are not listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The Notes mature on March 19, 2029 with a final valuation date of March 15, 2029. Trade date and expected settlement are March 17, 2026 and March 19, 2026, respectively.

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; they are subject to monthly automatic calls beginning approximately three months after the trade date if the underlying closing level is at or above the initial level. If not called and the final level is below the downside threshold, principal repayment at maturity will be reduced pro rata to the underlying return, potentially causing a significant loss or total loss of principal. Payments are subject to the creditworthiness of UBS. The minimum investment is 100 Notes at $10 per Note and the estimated initial value range is $9.37 to $9.62 per Note.

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UBS AG has published a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The trade date is March 17, 2026 with expected settlement March 19, 2026, final valuation date March 16, 2028 and maturity on March 20, 2028. The Notes have a $10 principal amount per Note with a minimum investment of 100 Notes (representing a $1,000 investment) and an estimated initial value between $9.32 and $9.57 as of the trade date.

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier; they are automatically called early if the underlying closing level on an observation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a downside threshold (example shows a 75.00% downside threshold); if the final level is below that threshold, repayment is reduced per the underlying return and you could lose a significant portion or all of your investment. All payments are subject to the creditworthiness of UBS and the Offering Documents are subject to completion.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The Notes pay a contingent coupon on scheduled coupon payment dates only if the closing level of Lam Research is at or above the coupon barrier on the applicable observation date; otherwise no coupon is paid. The Notes are automatically called early if an observation-date closing is at or above the initial level, in which case holders receive the $10 principal per Note plus any contingent coupon for that call settlement date. If not called, at maturity on March 20, 2028 the Notes repay $10 only if the final level is at or above the downside threshold; if the final level is below that threshold the cash payment equals $10 times (1 + underlying return), exposing investors to the full downside of the underlying and the potential to lose all principal. Trade date is March 17, 2026, settlement March 19, 2026, final valuation date March 16, 2028. Principal amount per Note is $10, minimum investment 100 Notes, estimated initial value $9.75. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due March 20, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called quarterly (beginning ~12 months) if the underlying equals or exceeds the initial level. At maturity, if not called and the final level is at or above the downside threshold of $80.00 (80% of the initial level), UBS will repay principal; if the final level is below that threshold, principal repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. Trade and settlement dates are March 17, 2026 and March 19, 2026. The Notes have a minimum purchase of 100 Notes ($1,000). The issuer-estimated initial value is $9.74 per Note; contingent coupon example is 11.93% per annum in the illustrative terms. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, with an expected trade date of March 17, 2026, settlement on March 19, 2026 and maturity on or about March 20, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates; they will be automatically called early if the underlying meets or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may receive less than the principal amount, potentially losing a substantial portion or all of your investment. Example terms cite a $10 principal per Note, a hypothetical contingent coupon rate of 19.92% per annum (contingent coupon of $0.498 per period), and a downside threshold example of 50.00% of the initial level. The Notes are unsecured obligations of UBS and any payment depends on UBS’s creditworthiness. The estimated initial value range on the trade date is shown as $9.43 to $9.68. Minimum purchase is 100 Notes (a $1,000 minimum investment).

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 18, 2026.