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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., due on or about March 20, 2029. The Notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and feature quarterly automatic early calls beginning ~12 months after issuance.

The trade date is March 18, 2026 with expected settlement on March 20, 2026. Notes are sold in minimum increments of 100 Notes at $10 per Note. The issuer estimates an initial value range of $9.34 to $9.59 per Note. If not called, principal repayment at maturity depends on the final level relative to a 70% downside threshold; if final level is below that threshold, the repayment may be reduced proportionally and investors could lose a significant portion or all principal. All payments are "subject to the creditworthiness of UBS."

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UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Intel Corporation common stock. The Notes reference Intel (ticker INTC), target a contingent coupon rate of 18.00% to 20.00% per annum, have a trade date of March 31, 2026, expected settlement on April 6, 2026, a final valuation date of September 30, 2027 and a maturity date of October 5, 2027.

The Notes pay fixed contingent coupons only if monthly observation levels meet the coupon barrier (set at 60.00% of the initial level); they may be automatically called if quarterly call observations meet the call threshold (set at 100.00% of the initial level). At maturity, if not called and the final level is below the downside threshold (60.00% of the initial level), holders receive a share delivery amount (principal/initial level), which may be worth significantly less than principal. The issue price is $1,000 per Note with an underwriting discount of $27.50 and proceeds to UBS of $972.50 per Note; the document states an estimated initial value between $933.90 and $963.90.

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UBS AG offers Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due on or about April 1, 2031. The Notes pay a 7.15% per annum contingent coupon when each underlying closes at or above its coupon barrier on an observation date and are callable if both underlyings meet a 100.00% call threshold on an observation date (callable after 12 months). At maturity the Notes repay $1,000 per Note if final levels of both underlyings are at or above their downside thresholds (85.00% of initial levels); otherwise principal is reduced based on the decline of the least performing underlying in excess of a 15.00% buffer. Trade date is March 27, 2026 with settlement March 31, 2026. Issue price is $1,000.00 per Note; underwriting discount is $37.50 and proceeds to UBS are $962.50. The estimated initial value range is $927.00 to $957.00. All payments, including any principal repayment, are subject to UBS credit risk.

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UBS AG offers $1,990,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Broadcom Inc. common stock, maturing March 22, 2029. The Notes pay a 16.15% per annum contingent coupon if observation-date closing levels meet the coupon barrier and are callable quarterly beginning after six months at a call threshold equal to 100% of the initial level.

If not called, repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold of $192.79 (60.00% of initial); otherwise principal is reduced proportionally to the decline in the underlying, potentially causing total loss. Payments depend on UBS creditworthiness. The estimated initial value per $1,000 Note was $981.70, and the issue price is $1,000 per Note.

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UBS AG London Branch is offering Digital S&P 500® Index-Linked Medium-Term Notes with a term expected to be 19 to 22 months. The notes pay no interest and provide a buffer level of 87.50% and a capped upside (cap expected between 113.42% and 115.78% of the initial level). If the final index level is at or above the buffer, holders receive a maximum settlement amount expected to be between $1,134.20 and $1,157.80 per $1,000 face amount. If the final index level is below the buffer, investors suffer leveraged downside—approximately 1.1429% loss of face amount for each 1% decline below the buffer—and could lose their entire investment. The estimated initial value on the trade date is expected to be between $963.00 and $993.00 per $1,000 face amount; the issue price is 100.00% of face amount. Notes are unsecured obligations of UBS and carry UBS credit risk; no listing or guaranteed secondary market is provided.

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UBS AG offers Buffer Autocallable Notes linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Utilities Select Sector SPDR® ETF. The Notes have a $1,000 principal amount, an expected trade date of March 26, 2026, expected settlement on March 31, 2026 and an expected maturity on March 31, 2031. The Notes pay no interest; they are automatically called if all three underlying assets are at or above their call thresholds on a quarterly observation date, producing a pre-specified call price based on a call return rate of 10.15% per annum. If not called, principal is contingent at maturity: investors receive $1,000 if all final levels are at or above 80.00% of initial levels (the 20.00% buffer); otherwise payment is reduced pro rata to the loss of the least performing underlying asset, exposing investors to partial or near-total loss. The estimated initial value range at trade date is $918.20 to $948.20, and the issue price is $1,000.00 per Note.

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UBS AG offers Trigger Callable Contingent Yield Notes with an aggregate issue amount of $1,883,000. The Notes pay a contingent quarterly coupon at an annual rate of 11.45% (contingent coupon $28.625 per quarter) only if both the Russell 2000® and the S&P 500® close at or above their coupon barriers on each observation date.

The Notes are callable by UBS beginning after six months; principal repayment at maturity is contingent on the final levels of the underlying assets relative to 70.00% downside thresholds. Principal per Note is $1,000; the estimated initial value per Note is $977.70. Trade, settlement and final dates: Trade Date March 17, 2026, Settlement March 20, 2026, Final Valuation Date March 19, 2029, Maturity March 22, 2029. Purchasers bear index market risk and UBS credit risk and could lose a significant portion or all of their investment.

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UBS AG offers a preliminary pricing supplement for Buffer Autocallable GEARS linked to the Russell 2000® Index, maturing on or about March 29, 2029. The call return rate is 12.00%, upside gearing will range from 1.40 to 1.61, and the product includes a 10.00% downside buffer with an autocall barrier equal to 100.00% of the initial level.

Final terms will be set on the trade date; the Securities pay no interest, principal repayment at maturity is contingent on both index performance and UBS creditworthiness, and investors may lose some or almost all of their investment.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, XLK and XLU, with a contingent coupon of 12.75% per annum and final maturity on March 23, 2029. The Notes are callable monthly beginning about six months after the trade date and pay contingent coupons only if each underlying meets its coupon barrier on an observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if each final level is at or above its downside threshold (generally 70.00% of initial level); otherwise repayment is reduced pro rata to the worst-performing underlying, potentially resulting in total loss. Issue price per Note is $1,000.00, underwriting discount is $32.50 per Note and proceeds to UBS per Note are $967.50. The estimated initial value range is $922.20 to $952.20. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index with an aggregate issue amount of $109,000 and a $1,000 principal per Note. The Notes pay a fixed contingent coupon at an annual rate of 18.25% only if monthly observation-date closes meet or exceed a coupon barrier (70.00% of the initial level). The Notes are callable monthly starting after six months if the index closes at or above the call threshold (100.00% of the initial level), in which case holders receive principal plus any contingent coupon on the corresponding coupon payment date. At maturity on March 20, 2031, if not called and the final level is below the downside threshold (50.00% of the initial level), principal repayment is decreased pro rata and investors may lose a large portion or all of their investment. All payments depend on UBS creditworthiness; the estimated initial value per Note is $955.70.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 18, 2026.