Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to EQT Corporation stock due on or about March 20, 2029. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates; quarterly automatic calls begin after 12 months if the underlying closes at or above the initial level. The Notes have a $10 principal amount per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.22 to $9.47 per Note as of the trade date. If not called, principal repayment at maturity depends on the final level relative to a 70.00% downside threshold; a final level below that threshold can produce a loss up to the full investment. Trade date and settlement are March 18, 2026 and March 20, 2026, respectively.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, due on or about March 20, 2029. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date meets or exceeds a coupon barrier; otherwise no coupon is paid.
The Notes may be automatically called on any quarterly observation date (beginning ~6 months after the trade date) if the underlying closing level is at or above the initial level, in which case investors receive principal plus any contingent coupon. If not called, repayment at maturity depends on the final level: full principal if the final level is at or above an illustrated downside threshold (example $80.00, 80% of initial), or a reduced cash payment tied to the underlying return if below that threshold. Any payment is subject to the creditworthiness of UBS. Trade date and settlement are shown as March 18, 2026 and March 20, 2026. Minimum investment is 100 Notes at $10 per Note; the preliminary estimated initial value range is $9.38 to $9.63.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., with a trade date of March 18, 2026, expected settlement on March 20, 2026 and maturity on or about March 22, 2027. The Notes pay contingent coupons only if the underlying closing level equals or exceeds a coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on an observation date.
The Notes repay principal at maturity only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment is reduced proportionally to the underlying return and investors could lose a substantial portion or all principal. Minimum investment is 100 Notes at $10 per Note and UBS estimates an initial value range of $9.39 to $9.64 per Note on the trade date. Any payment depends on the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., due March 20, 2029.
The Notes pay a periodic contingent coupon only if the closing level of the underlying stock on an observation date is at or above the coupon barrier $70 (70% of the initial level). The Notes are subject to an automatic call on any quarterly observation date (beginning ~12 months after the trade date) if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon due. If not called, at maturity UBS will repay $10 per Note if the final level is at or above the downside threshold $70; if the final level is below that threshold holders receive $10 x (1 + underlying return), which can result in substantial principal loss up to a total loss.
Key terms: Trade Date Mar 18, 2026, Settlement Mar 20, 2026, Final Valuation Date Mar 16, 2029, Maturity Mar 20, 2029, minimum investment 100 Notes ($1,000), estimated initial value $9.52, example contingent coupon rate shown 25.49% per annum. All payments, including principal, are subject to the creditworthiness of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of SLB N.V., due March 20, 2029. The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes are subject to automatic early call on any quarterly observation date beginning after 12 months if the underlying closing level is at or above the initial level, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final level: full principal is paid if the final level is at or above the downside threshold (illustrated as $70.00, or 70.00 of the initial level); if the final level is below that threshold, principal is reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. Trade date is March 18, 2026, settlement March 20, 2026, final valuation date March 16, 2029 and maturity March 20, 2029. The estimated initial value per Note is $9.50 and the public issue price per Note is $10.00. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. due March 20, 2029. The Notes pay contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and are automatically called if the underlying closes at or above the initial level on a quarterly observation date beginning after six months. At maturity, if not called, principal is repaid only if the final level is at or above an 80.00% downside threshold; if below that threshold, investors suffer a loss equal to the underlying return and could lose all principal. The Notes have a minimum investment of 100 Notes at $10 per Note, an estimated initial value of $9.76, and any payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to American Eagle Outfitters, Inc. The preliminary pricing supplement dated March 18, 2026 sets the trade date as March 18, 2026, settlement March 20, 2026, final valuation date March 16, 2029 and maturity March 20, 2029. The Notes pay periodic contingent coupons only if the underlying stock's closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called if the underlying equals or exceeds the initial level on any quarterly observation date beginning after 12 months. If not called, principal repayment at maturity is contingent: full principal if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying decline, and you could lose all of your investment. Minimum investment is 100 Notes at $10 per Note and the estimated initial value range is $9.22 to $9.47.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock due March 20, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates, are subject to quarterly automatic calls beginning after 12 months if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced in line with the underlying return. The Notes trade with a principal amount per Note of $10, a minimum investment of 100 Notes, an estimated initial value of $9.64, and carry issuer credit risk of UBS.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock due March 20, 2029. The Notes pay contingent coupons only if the underlying closing level on an observation date meets the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any quarterly observation date (beginning after 12 months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity is contingent: if the final level is at or above the downside threshold, principal is repaid; if below, the cash payment equals $10 multiplied by (1 + underlying return), which can result in a partial or total loss of principal. Trade date is March 18, 2026, settlement March 20, 2026, final valuation date March 16, 2029, and maturity March 20, 2029. The Notes are unsecured obligations of UBS and subject to its credit risk; estimated initial value as of the trade date is $9.52 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The preliminary pricing supplement sets the Trade Date as March 18, 2026, Settlement Date as March 20, 2026, a Final Valuation Date of March 16, 2029, and Maturity Date of March 20, 2029.
The Notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds a coupon barrier. The Notes are automatically called early if the underlying closes at or above the initial level on any quarterly observation date (beginning after six months). If not called, repayment at maturity depends on the final level relative to a downside threshold; the illustrative downside threshold is $80.00 (80% of the initial level), and examples assume a $10 principal per Note and a hypothetical contingent coupon rate of 13.76% per annum ($0.344 per $10 Note per period). The estimated initial value range is $9.39 to $9.64 per Note and minimum purchase is 100 Notes ($1,000). All payments, including principal, are subject to UBS credit risk.