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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Morgan Stanley, maturing March 20, 2029. The Notes pay a contingent coupon only when the underlying stock closes at or above a coupon barrier on observation dates; they are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after 12 months. If not called, principal is repaid at maturity only if the final level is at or above the disclosed downside threshold; otherwise principal is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. The offering specifies a minimum purchase of 100 Notes (principal amount $1,000), an estimated initial value per Note of $9.58 as of the trade date, trade and settlement dates of March 18, 2026 and March 20, 2026, and final valuation and maturity dates of March 16, 2029 and March 20, 2029. Credit exposure is to UBS; any payments depend on UBS's creditworthiness.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc. The Notes mature on March 20, 2029 and include periodic contingent coupons paid only if the underlying meets a coupon barrier on observation dates.

The Notes feature an automatic call if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date; an automatic call results in payment of principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a downside threshold, otherwise repayment is reduced pro rata to the underlying return, and you could lose all your investment. Trade date is March 18, 2026, settlement is March 20, 2026, final valuation date is March 16, 2029. Minimum investment is 100 Notes at $10 per Note; estimated initial value range is $9.29 to $9.54.

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Rhea-AI Summary

UBS AG offers a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. due on or about March 20, 2029. The Notes pay periodic contingent coupons only if the underlying meets coupon barriers on observation dates and are autocallable quarterly beginning about six months after the trade date. Each Note has a principal amount of $10; the example contingent coupon rate is 17.35% per annum and a contingent coupon of $0.4338 per period. If not called and the final level is below the downside threshold, principal repayment may be less than the principal amount, potentially resulting in a loss up to the full investment. Trade date and settlement are shown as March 18, 2026 and March 20, 2026, respectively; final valuation date is March 16, 2029. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. The estimated initial value is shown as a range between $9.27 and $9.52 per Note in this preliminary supplement.

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UBS AG published a preliminary pricing supplement dated March 18, 2026 for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, due on or about March 20, 2028. The notes pay quarterly contingent coupons only if the underlying meets coupon barriers on observation dates and may autocall quarterly beginning after six months if the underlying equals or exceeds the initial level.

The notes repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return. Trade date is March 18, 2026 with settlement expected March 20, 2026. Minimum investment is 100 notes at $10 per note. The document states an estimated initial value range of $9.44 to $9.69 as of the trade date and emphasizes that payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Morgan Stanley due on or about March 20, 2029. The notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after 12 months.

Terms shown: $10 principal per Note, minimum investment 100 Notes ($1,000), trade date March 18, 2026, settlement March 20, 2026, final valuation date March 16, 2029. A hypothetical contingent coupon rate is 10.32% per annum and the downside threshold is 70% of the initial level. If not called and the final level is below the downside threshold, repayment may be less than principal, and you could lose a significant portion or all of your investment. Estimated initial value range is $9.28–$9.53 per Note as of the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation maturing on March 20, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, the cash payment equals $10 x (1 + Underlying Return), potentially resulting in a loss of principal up to 100% tied to the underlying's decline. Trade date is March 18, 2026, settlement date is March 20, 2026. Example terms show a $10 principal, an illustrative contingent coupon rate of 28.15% per annum ($0.7038 per $10 note per coupon), an estimated initial value of $9.72, a downside threshold and coupon barrier at $65.00 (65% of the initial level), and minimum investment of 100 Notes ($1,000).

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UBS AG offers preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation due on or about March 20, 2029. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, you receive the principal amount; if below, you receive an amount equal to $10 x (1 + Underlying Return), which can result in a significant loss or total loss of principal. Trade and settlement dates are March 18, 2026 and March 20, 2026, respectively. Minimum investment is 100 Notes at $10 per Note and the estimated initial value per Note is between $9.35 and $9.60.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Apollo Global Management, Inc. with a term of about one year maturing on March 22, 2027. Trade date is March 18, 2026 with expected settlement on March 20, 2026.

The Notes may pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and will be automatically called if the underlying equals or exceeds the initial level on any observation date prior to maturity. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced in proportion to the underlying return. Minimum investment is 100 Notes ($1,000); estimated initial value range is between $9.52 and $9.77 per Note. All payments depend on UBS creditworthiness; investors may lose a significant portion or all of their investment.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to EQT Corporation stock due March 20, 2029. The Notes pay contingent coupons only if the underlying closing level on an observation date meets or exceeds a coupon barrier and can be automatically called on quarterly observation dates beginning after 12 months if the closing level is at or above the initial level. At maturity, if not called and the final level is below the downside threshold, repayment of principal is contingent and may result in a loss equal to the underlying return; in extreme cases you could lose all initial investment. The Notes are offered in $10 per Note increments (minimum 100 Notes) with an estimated initial value of $9.52 as of the trade date. Payment of any amounts, including principal, is subject to the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation stock maturing on March 20, 2029. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called if the underlying equals or exceeds the initial level on any quarterly observation (beginning after six months). If not called, principal is repaid at maturity only if the final level is at or above an 80.00% downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially losing all principal. Payments depend on UBS creditworthiness. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date was $9.76.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 18, 2026.