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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers $3,814,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the S&P 500® Index. The Notes pay a 9.40% per annum contingent coupon when both underlying assets meet their coupon barriers on an observation date, are callable monthly after six months, and mature on March 2, 2029. Principal repayment at maturity is contingent: if both final levels are at or above their 60% downside thresholds UBS pays $1,000; otherwise payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can produce substantial losses or a complete loss of principal. The estimated initial value was $980.20 and the issue price was $1,000 per Note. All payments are subject to UBS creditworthiness.

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UBS AG offers $1,050,000 in Trigger Autocallable Contingent Yield Notes linked to ServiceNow, Inc. stock due March 5, 2029. The Notes pay a contingent coupon only if the closing level of the underlying stock on an observation date is equal to or greater than the coupon barrier, and they are automatically called if the closing level on any observation date prior to the final valuation date is equal to or greater than the initial level. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below the downside threshold you receive $10 x (1 + Underlying Return), which may result in substantial loss, up to a total loss. Trade date is February 27, 2026, settlement March 3, 2026, final valuation date March 1, 2029 and the minimum investment is 100 Notes at $10 per Note. The estimated initial value is $9.70 per Note; payments are subject to UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due March 3, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced pro rata to the underlying return and you could lose a substantial portion or all of your investment. All payments are subject to UBS credit risk.

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UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc. The Notes have a trade date of February 27, 2026, expected settlement date of March 3, 2026, a final valuation date of March 1, 2029, and an expected maturity date of March 5, 2029.

The Notes pay periodic contingent coupons only if the underlying stock closes at or above the coupon barrier on observation dates and are subject to an automatic early call if the underlying closes at or above the initial level on an observation date. If not called and the final level is below the downside threshold, principal repayment at maturity may be reduced, potentially resulting in loss of a substantial portion or all of the initial investment. The Notes are unsecured obligations of UBS and subject to UBS credit risk. The minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is expected to be between $9.32 and $9.57.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Microsoft Corporation common stock. The preliminary pricing supplement sets the Trade Date as February 27, 2026, Settlement Date as March 3, 2026, Final Valuation Date as March 1, 2027, and Maturity Date as March 3, 2027.

The Notes pay periodic contingent coupons only if the closing level of the underlying on an observation date is at or above the coupon barrier; they are autocallable if the underlying closes at or above the initial level on any prior observation date. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range on the trade date is $9.48 to $9.73.

If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, investors suffer a loss equal to the underlying return; the supplement gives a 75.00% downside threshold example and a hypothetical contingent coupon rate of 10.08% per annum. All payments are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to First Solar, Inc. common stock. The notes mature on March 5, 2029 with a final valuation date of March 1, 2029 and trade/settlement expected on February 27, 2026/March 3, 2026. UBS will pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates; the notes auto-call early if the underlying closes at or above the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return and you could lose all of your initial investment. All payments are "subject to the creditworthiness of UBS." The estimated initial value per $10 note is $9.74. Minimum purchase is 100 notes ($1,000).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on March 5, 2029. The notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier and may be automatically called early if the underlying equals or exceeds the initial level on an observation date.

The notes have a $10 principal amount per note, a minimum purchase of 100 notes (representing $1,000), and an estimated initial value range of $9.36 to $9.61 as of the trade date. Key risks include possible loss of principal at maturity if the final level is below the downside threshold and dependence on UBS creditworthiness.

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UBS AG is offering $500,000 Airbag Autocallable Yield Notes linked to the common stock of NVIDIA Corporation due September 3, 2026. The Notes pay a coupon on each coupon payment date unless the Notes are automatically called. The Notes will be automatically called if the closing level of the underlying asset on any monthly observation date (beginning after three months) is equal to or greater than the initial level; in that case UBS will pay principal plus the coupon on the related coupon payment date and the Notes will terminate early.

If not called, at maturity UBS will repay principal only if the final level on the final valuation date is equal to or greater than the downside threshold. If the final level is below that threshold, holders face leveraged downside: you lose approximately 1.2821% of principal for each 1% decline beyond the threshold and could lose all of your investment. Payments are subject to UBS creditworthiness. Key dates: trade date February 27, 2026, settlement March 3, 2026, final valuation September 1, 2026, maturity September 3, 2026.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation that mature on March 5, 2029. The notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and can be automatically called quarterly beginning about six months after trade.

If automatically called, holders receive principal plus any contingent coupon due on the related call settlement date and no further payments are owed. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if below, repayment equals $10 multiplied by (1 + underlying return), which can result in substantial loss, including loss of all principal. Minimum investment is 100 notes at $10 per note; the estimated initial value on the trade date is $9.73.

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UBS AG is offering Airbag Autocallable Yield Notes linked to NVIDIA Corporation common stock due on or about September 3, 2026. The Notes pay a coupon on each coupon payment date unless they are automatically called. UBS will automatically call the Notes early if the closing level of the underlying asset on any monthly observation date (beginning after three months) is equal to or greater than the initial level; if called, investors receive principal plus the coupon and no further payments.

If not called, at maturity UBS will repay principal only if the final level is equal to or greater than the downside threshold; if the final level is below that threshold, investors suffer leveraged downside exposure: you lose approximately 1.2821% of principal for each 1% decline in the underlying beyond the threshold, and could lose all principal. Trade date is February 27, 2026, settlement March 3, 2026, final valuation date September 1, 2026. Minimum investment is 100 Notes at $10 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 2, 2026.