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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs: iShares Expanded Tech-Software (IGV), State Street SPDR S&P Regional Banking (KRE) and State Street Energy Select Sector (XLE). Each Note has a principal amount of $1,000, a contingent coupon rate of 19.75% per annum and an approximate term to maturity of approximately 47 months with a January 30, 2030 maturity date.

The Notes pay a contingent coupon on each coupon payment date only if the closing level of each underlying asset is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months. If not called, repayment at maturity is contingent: if every underlying asset is at or above its downside threshold the principal is returned; if any underlying asset is below its downside threshold the payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss or total loss of principal. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Airbag Callable Contingent Yield Notes linked to the least performing of three ETFs (IWM, XLI, XLU). The Notes pay a 13.15% per annum contingent coupon if each underlying is at or above its coupon barrier on an observation date. The term is approximately 9 months (strike February 25, 2026; trade February 26, 2026; settlement March 3, 2026; final valuation November 25, 2026; maturity December 1, 2026).

The Notes are issuer-callable on monthly observation dates (UBS may call regardless of performance). Principal is contingent at maturity: if every underlying is at or above its downside threshold (85.00% of initial levels; 15.00% threshold), you receive $1,000 per Note; otherwise repayment is reduced with a downside leverage of approximately 1.1765, exposing holders to leveraged losses and potential full loss. All payments are subject to UBS credit risk. The issue price per Note is $1,000 and the estimated initial value range is $959.90 to $989.90.

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Rhea-AI Summary

UBS AG offers a preliminary pricing supplement for Contingent Income Callable Securities linked to the S&P 500® Index due on or about March 9, 2028. Each security has a stated principal amount of $1,000.00 and a contingent payment of $22.375 (equivalent to 8.95% per annum) payable on each determination date if the index closing level is at or above 80.00% of the initial index level. The expected pricing date is March 6, 2026 and the issue price is $1,000.00 per security; the estimated initial value range is $953 to $983. The securities are unsecured obligations of UBS AG, subject to UBS credit risk, are callable by UBS on specified determination dates, do not participate in upside beyond the contingent payments, and may pay less than principal at maturity if the final index level is below the 80.00% downside threshold level.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs: IGV (iShares Expanded Tech-Software), KRE (SPDR Regional Banking) and XLY (Consumer Discretionary Select Sector). Each Note has a principal amount of $1,000 and a contingent coupon rate of 17.80% per annum payable only when the closing level of each underlying asset is at or above its coupon barrier on an observation date.

The Notes are callable by UBS beginning after three months, with a Final Valuation Date of January 25, 2030 and a Maturity Date of January 30, 2030. Coupon barriers are set at 70% of initial levels and downside thresholds at 60%. If not called and any final level is below its downside threshold, the maturity payment exposes holders to the negative return of the least performing underlying asset and could result in loss of some or all principal. Payments are subject to UBS creditworthiness.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Notes with Contingent Accreting Return linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, with expected term of approximately three years. The notes pay no current income and may be automatically called monthly beginning after 12 months if each underlying asset meets its call threshold. If not called, repayment at maturity depends on the least performing underlying asset relative to a 60% downside threshold; in the worst case you could lose all principal. The contingent accreting return rate cited is 9.75% per annum for the Nasdaq-100® Technology Sector reference line and the estimated initial value range is $957.60–$987.60 per $1,000 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Zscaler, Inc. Each Note has a $1,000 principal amount, a fixed coupon rate of 11.50% per annum, an expected trade date of March 13, 2026, an expected settlement date of March 18, 2026, a final valuation date of March 13, 2029 and a maturity date of March 16, 2029.

The Notes pay quarterly coupons unless automatically called. They are automatically callable on quarterly observation dates beginning after 12 months if the closing level of Zscaler's stock is at or above the call threshold (set at 100.00% of the initial level). If not called, principal is contingent at maturity: full principal is returned if the final level is at or above the downside threshold (set at 50.00% of the initial level); if below, repayment falls in proportion to the underlying return and could result in a substantial or complete loss of principal. The estimated initial value range on the trade date is $932.90 to $962.90, and the underwriting discount is $28.50 per Note.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. Each Note has a principal amount of $1,000, a contingent coupon rate of at least 10.00% per annum and a term of approximately two years, with the trade date of February 27, 2026 and expected settlement on March 4, 2026.

The Notes pay contingent quarterly coupons only if the underlying closing level meets the coupon barrier; they are automatically called if the underlying meets the call threshold on an observation date. At maturity, principal is repaid in cash only if the final level is at or above the downside threshold; otherwise holders receive a share delivery amount (principal divided by the initial level), which can result in substantial or total loss of principal. All payments are subject to UBS credit risk and the final economic terms will be set on the trade date.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs: the iShares Expanded Tech-Software ETF (IGV), the SPDR S&P Regional Banking ETF (KRE) and the Communication Services Select Sector SPDR ETF (XLC).

The Notes pay a contingent coupon of 17.25% per annum when, on an observation date, the closing level of each underlying asset is at or above its coupon barrier. The Notes are issuer-callable beginning after three months, have a strike date of February 25, 2026, a final valuation date of January 25, 2030, and a maturity date of January 30, 2030. The issue price is $1,000.00 per Note; UBS states estimated initial values between $943.70 and $973.70. If not called, repayment at maturity is contingent: investors receive principal only if each underlying is at or above its downside threshold; otherwise repayment declines with the percentage loss of the least performing underlying asset.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, Inc. (CRWD) due on or about March 2, 2028. Each Note has a principal amount of $1,000, a minimum contingent coupon rate of 15.05% per annum (fixed periodic installments), and quarterly observation dates beginning May 27, 2026.

The Notes are automatically called if the closing level of the underlying stock on an observation date is at or above the call threshold (set at 100% of the initial level on the cover). If not called and the final level is below the downside threshold (50% of the initial level), repayment is in shares equal to $1,000 divided by the initial level, potentially resulting in a significant loss. The estimated initial value range is $949.10 to $979.10 as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the common stock of Advanced Micro Devices, Inc., Microsoft Corporation and Oracle Corporation. The Notes have a $1,000 principal amount per Note, a contingent coupon rate shown as 24.50% per annum on the cover, a trade date of March 10, 2026, settlement on March 13, 2026, and a maturity date of March 13, 2031. The Notes are callable monthly beginning after six months if each underlying asset meets its call threshold (set at 100.00% of its initial level). Contingent coupons pay only when each underlying asset is at or above its coupon barrier (set at 60.00% of initial level) and principal repayment at maturity is contingent on the least performing underlying asset being at or above its downside threshold (set at 50.00% of initial level). Investors face downside exposure equal to the percentage decline of the least performing underlying asset and are exposed to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 26, 2026.