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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Filing
Rhea-AI Summary

UBS AG offers $480,000 of Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index, with maturity on August 27, 2027.

The securities have a $1,000 principal per Security, a maximum upside gain of 11.00%, a contingent absolute return capped at 15.00%, and a downside buffer of 15.00%. Key dates: trade date February 24, 2026, settlement February 27, 2026, final valuation date August 24, 2027.

At maturity payments depend on the least performing underlying return: positive returns pay principal plus the lesser of that return or the maximum upside; zero/negative returns at-or-above the downside thresholds pay the absolute value (contingent absolute return) up to 15.00%; returns below the downside thresholds result in principal loss beyond the buffer, potentially losing almost all principal. Payments are unsecured obligations of UBS and subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering $210,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 due March 1, 2029. The notes have a 8.70% per annum contingent coupon (contingent on each underlying meeting 75% coupon barriers on observation dates), a principal amount of $1,000 per note and an estimated initial value of $936.60 as of the trade date. UBS may call the notes in whole on monthly observation dates beginning after six months; if not called, final repayment at maturity equals $1,000 only if each underlying is at or above its 70% downside threshold, otherwise holders bear the negative return of the least performing underlying and could lose a significant portion or all of their investment. All payments are subject to the credit risk of UBS.

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Rhea-AI Summary

UBS AG is offering capped, leveraged, buffered S&P 500® index‑linked medium‑term notes with a term expected to be between 27 and 30 months, subject to completion. The notes have an upside participation rate of 160.00%, a buffer of 15.00% (buffer level 85.00%), and a cap level expected between 113.95% and 116.41% of the initial underlier level. The maximum settlement amount is expected to be between $1,223.20 and $1,262.56 per $1,000 face amount. If the final underlier level falls below the buffer, holders incur leveraged downside (~1.1765% loss per 1% below the buffer) and could lose their entire investment. The estimated initial value at the trade date is expected to be between $967.50 and $997.50 per $1,000 face amount; the issue price will exceed that estimate. Payments are unsecured obligations of UBS, exposing investors to issuer credit risk.

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Rhea-AI Summary

UBS AG is offering Capped Buffer Contingent Absolute Return Securities linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. Each Security has a principal amount of $1,000 and a term of approximately 18 months. Trade date is February 24, 2026, settlement on February 27, 2026, final valuation on August 24, 2027 and maturity on August 27, 2027. The Securities provide upside participation capped at a 16.00% Maximum Upside Gain and a contingent absolute return capped at 15.00% if the least performing underlying asset finishes at or above its downside threshold (each downside threshold equals 85.00% of its initial level, implying a 15.00% buffer). If the least performing underlying asset finishes below its downside threshold, principal is reduced by the excess loss and investors could lose almost all of their investment. The estimated initial value per Security is $981.30 and the issue price is $1,000. All payments are subject to UBS credit risk and the Securities are not listed on any exchange.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering aggregates $303,000 in notes at an issue price $1,000 per Note (estimated initial value $945.80). Each Note has a principal amount $1,000, a contingent coupon rate of 7.35% per annum payable only if both indices meet coupon barriers on observation dates, a 15.00% buffer and downside thresholds equal to 85.00% of initial levels. The Notes are callable by UBS in whole (not in part) beginning after six months; if called UBS will pay principal plus any contingent coupon then due. If not called, maturity is November 29, 2028 with final valuation on November 24, 2028. If the least performing underlying asset’s loss at final valuation exceeds the buffer, repayment at maturity is reduced by that excess, and investors could lose most or all principal. Payments depend on UBS’s creditworthiness.

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Rhea-AI Summary

UBS AG offers $1,585,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index due January 27, 2028.

The Notes pay a contingent coupon of 9.15% per annum (contingent coupon $7.625 per note) on any coupon date only if each underlying asset is at or above its coupon barrier on the related observation date. Each Note has a $1,000 principal amount, an estimated initial value of $949.70 and an issue price of $1,000.00. Observation dates are monthly (callable by UBS after ~3 months); final valuation date is January 24, 2028.

Principal repayment at maturity is contingent: if the final level of any underlying asset is below its downside threshold (each set at 70.00% of its initial level), repayment will be reduced pro rata by the negative return of the least performing underlying asset, and you could lose a significant portion or all of your investment. Payments are unsecured obligations of UBS and subject to UBS credit and any resolution actions by FINMA.

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UBS AG is offering Bearish Barrier Early Redeemable Market Linked Notes linked to the S&P 500® Index due on or about June 17, 2027. The Notes have a trade date of March 13, 2026 and expected settlement on March 18, 2026.

If the index falls below a lower barrier (the initial level minus 20.00%) on any trading day during the observation period, the Notes will be redeemed early and holders will receive the principal amount only. If no barrier event occurs and the final level is at or above the initial level, holders receive principal plus a fixed 3.15% digital return. If no barrier event occurs and the final level is below the initial level, holders receive principal plus the absolute value of the index decline, capped at 20.00%. All payments are subject to UBS credit risk. The estimated initial value range is $956.60 to $986.60 versus an issue price of $1,000.00.

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UBS AG offers Step Down Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a call return rate of 10.50% per annum, a trade date of March 13, 2026, expected settlement on March 18, 2026, a final valuation date of March 13, 2030, and a maturity date of March 18, 2030.

The notes are automatically called if on any observation date the closing level of each underlying asset is at or above its call threshold; call prices rise with time (examples: $1,105.00 at first call, $1,420.00 at maturity). If not called, repayment at maturity is $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss or complete loss of principal. Payments are subject to UBS credit risk and limited secondary market liquidity.

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Rhea-AI Summary

UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index due on or about September 16, 2027. Each Security has a $1,000 principal amount, a 10.00% buffer, and a 15.00% maximum gain (maximum payment at maturity per Security $1,150.00).

The final terms will be set on the trade date (March 13, 2026) with expected settlement on March 18, 2026, final valuation on September 13, 2027, and maturity on September 16, 2027. The Securities pay no interest, provide upside participation capped at the maximum gain, and expose holders to downside losses beyond the buffer; all payments are subject to UBS credit risk.

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UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing of the Russell 2000® and S&P 500® indices, with a principal amount of $1,000 per Note and an approximate term of four years, subject to automatic early call.

The Notes feature an annual observation schedule, a 9.00% per annum call return rate, step-down call thresholds and a downside threshold equal to 75.00% of each initial level. If not automatically called, repayment at maturity equals $1,000×(1 + underlying return of the least performing underlying asset), which may result in significant loss or a total loss of principal. The issue price includes a $20.00 underwriting discount (proceeds to UBS approximately $980.00 per Note) and an estimated initial value range of $937.80 to $967.80.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 25, 2026.