AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $2,000,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on December 20, 2027. The Notes pay a 10.55% per annum contingent coupon (about $8.79 per $1,000 monthly) only if, on each observation date, both indices close at or above their coupon barriers, set at 75% of initial levels. UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If not called and either index finishes below its downside threshold (70% of its initial level), investors take a loss equal to the index’s decline, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $979.00 per $1,000, below the issue price, reflecting fees and hedging costs.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to Marvell Technology, Inc. stock, maturing December 16, 2027. These unsecured notes can pay a high contingent coupon, with an example rate of 18.39% per annum, but only if Marvell’s share price on each observation date is at or above a preset coupon barrier, set in the example at 60% of the initial level. If on any observation date before maturity the share price is at or above the initial level, the notes are automatically called and investors receive their principal plus the applicable contingent coupon.
If the notes are not called and Marvell’s share price on the final valuation date is at or above the downside threshold, investors receive full principal back, potentially with a final coupon. If it is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their initial investment. All payments depend on UBS’s creditworthiness, and the notes are not listed on any exchange. The estimated initial value is $9.71 per $10 note, reflecting UBS’ internal pricing models.
UBS AG is offering $322,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on December 16, 2027.
The Notes pay a contingent coupon only if Marvell’s share price on an observation date is at or above a specified coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the share price on any observation date before maturity is at or above the initial level, returning principal plus any due coupon, with no further payments.
If the Notes are not called and the final share level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero. An example uses a 18.20% per annum contingent coupon rate and a downside threshold and coupon barrier set at 60% of the initial level. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.71 per $10 Note. All payments depend on UBS’s credit, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the SPDR® S&P® Regional Banking ETF (KRE), maturing on or about January 3, 2028. Each Note has a $1,000 principal amount and pays a contingent coupon at 8.55% per annum, in monthly installments of $7.125, but only when KRE’s closing level on an observation date is at or above the coupon barrier, set at 75% of the initial level.
The Notes may be automatically called after 3 months if KRE closes at or above the call threshold of 100% of the initial level on any observation date. In that case, investors receive principal plus the applicable contingent coupon and the Notes terminate. If not called, and KRE’s final level on the valuation date is at or above the downside threshold of 75% of the initial level, UBS repays the full principal (plus a final contingent coupon if the barrier is met.
If the Notes are not called and KRE’s final level is below the downside threshold, investors suffer a loss equal to KRE’s percentage decline, with the potential to lose all principal. The Notes are unsecured, unsubordinated obligations of UBS AG London Branch, not bank deposits and not FDIC insured. They will not be listed, and UBS expects the initial fair value to be only $938.50–$968.50 per $1,000 due to dealer discounts, hedging and internal funding costs.
UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, with a principal amount of $1,000 per Note and a term of approximately five years, subject to early automatic call.
The Notes automatically call, and pay a cash amount equal to principal plus a call return, if on any semiannual observation date each index is at or above its call threshold level, set as a percentage of its initial level. The call return rate is 9.25% per annum, producing call prices from $1,092.50 after year one up to $1,462.50 at maturity if called on the final valuation date.
If the Notes are not called and each index finishes at or above its downside threshold of 70.00% of its initial level, investors receive only the $1,000 principal. If any index closes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index and can fall to zero. The estimated initial value ranges from $922.50 to $952.50 per Note, and all payments depend on the creditworthiness of UBS. The Notes pay no interest, are not listed on an exchange and offer no dividends or voting rights.
UBS AG is offering $2,017,000 in Trigger Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing December 20, 2028. Each $1,000 Note pays a contingent coupon at 7.88% per annum (about $19.70 per quarter) only if, on an observation date, both indices close at or above their coupon barriers set at 75% of initial levels (1,898.000 for RTY and 5,112.38 for SPX). The Notes can be automatically called quarterly after six months if both indices are at or above their call thresholds, set at 100% of initial levels, returning principal plus any due coupon. If not called and any index finishes below its downside threshold (also 75% of initial), investors suffer a loss matching the decline of the worst index and can lose their entire investment. The estimated initial value is $955.90 per $1,000 Note, there is no exchange listing, coupons are not guaranteed, and all payments depend on UBS’s credit.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Dow Jones Industrial Average®, Russell 2000® Index and Nasdaq-100® Technology Sector IndexSM, maturing on or about January 7, 2032. The Notes pay a contingent coupon at a rate of 9.00% per annum only if, on a monthly observation date, each index closes at or above its coupon barrier, set at 80.00% of its initial level, with unpaid coupons potentially paid later via the memory feature.
The Notes may be automatically called after 12 months if each index is at or above its call threshold level, set at 100.00% of its initial level, in which case investors receive principal plus due and unpaid coupons and no further payments. If the Notes are not called and any index finishes below its downside threshold, set at 60.00% of its initial level, investors receive less than the $1,000 principal per Note, potentially losing their entire investment.
The Notes are unsubordinated, unsecured debt obligations of UBS, with an issue price of $1,000 per Note, an underwriting discount of $3.00 and proceeds to UBS of $997.00 per Note. The estimated initial value is expected to be between $940.90 and $970.90. The Notes will not be listed, and any payment depends on UBS’ creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of four references: the Nasdaq-100® Technology Sector Index, the Russell 2000® Index, the Energy Select Sector SPDR® Fund and the Technology Select Sector SPDR® Fund. Each $1,000 note pays a 12.10% per annum contingent coupon, with monthly payments of $10.0833 only when all four underlyings close at or above 70% of their initial level.
The notes run to about December 29, 2028 and can be redeemed early at UBS’s option on monthly observation dates after three months, at par plus any due coupon. If they are not called and any underlying finishes below 60% of its initial level, the maturity payment falls in line with the worst performer and can drop to zero, so investors may lose all principal and receive no coupons. The notes are unsecured obligations of UBS, not FDIC‑insured or exchange‑listed, and their estimated initial value is between $949 and $979 per $1,000 note, reflecting embedded fees and hedging costs.
UBS AG is offering $228,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on December 20, 2028. The Notes pay a 9.05% per annum contingent coupon, calculated and payable monthly, but only if on each observation date both indices close at or above their coupon barriers, set at 70% of initial levels (1,771.467 for the Russell 2000 and 4,771.56 for the S&P 500). UBS may call the Notes in whole, beginning after six months, paying principal plus any due coupon; after a call, no further payments are made. If the Notes are not called and either index finishes below its downside threshold (also 70% of its initial level), repayment at maturity is reduced one-for-one with the negative return of the worst-performing index and can fall to zero, causing a total loss of principal. The Notes are unsecured obligations of UBS, are not insured, are not exchange-listed, and have an estimated initial value of $969.30 per $1,000 Note, below the issue price.
UBS AG is offering Buffer In-Digital Securities linked to the S&P 500® Index, maturing January 21, 2027. Each Security has a $1,000 principal amount and provides a fixed digital return of 7.70% at maturity if the index’s final level is at or above a digital barrier set at 85.00% of the initial level (5,794.03 vs. 6,816.51 initial).
If the S&P 500® closes below this downside threshold on the final valuation date, repayment is reduced: investors lose principal based on the index decline beyond a 15.00% buffer, and in extreme cases could lose almost all of their investment. The Securities pay no interest, do not provide dividends or voting rights, and must be held to maturity to receive the digital return.
The Securities are unsubordinated, unsecured debt of UBS AG London Branch, exposed to UBS credit risk, will not be listed on an exchange, and may have limited or no secondary market. The estimated initial value per Security is expected to be between $965.50 and $995.50, below the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs.