AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $1,200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation (TGT), maturing on May 25, 2028, at $1,000 per Note. The Notes pay a 13.00% per annum contingent coupon (about $10.8333 per month per Note) only when Target’s closing price on an observation date is at or above the coupon barrier of $51.88, which is 62.00% of the $83.68 initial level.
The Notes can be automatically called on monthly dates starting about six months after issuance if Target’s closing price is at or above the call threshold of $83.68 (100% of the initial level). In that case, investors receive the $1,000 principal plus the applicable contingent coupon and the Notes terminate early.
If the Notes are not called and Target’s final level on the May 22, 2028 final valuation date is at or above the downside threshold of $51.88, UBS repays the $1,000 principal per Note (plus any final coupon if the barrier is met). If the final level is below $51.88, repayment is reduced in line with Target’s percentage decline, and investors can lose up to 100% of principal. Any payment depends on the creditworthiness of UBS. The estimated initial value is $969.20 per Note, below the $1,000 issue price.
UBS AG is offering $9,900,000 of Contingent Income Auto-Callable Securities due November 27, 2028, linked to the common stock of NextEra Energy, Inc. These unsecured notes may pay a contingent coupon of $26.25 per $1,000 (10.50% per annum) on each quarterly determination date if the stock closes at or above the downside threshold level of $62.61, which is 75.00% of the $83.48 initial price.
If on any non-final determination date the stock closes at or above the call threshold level of $83.48, the notes are automatically redeemed at $1,000 plus the contingent coupon. If the notes are not called and the final stock price is below the downside threshold, holders receive a cash amount equal to the exchange ratio times the final price and can lose a significant portion, up to all, of principal.
The securities do not participate in any stock price appreciation, pay no dividends, are not listed on an exchange and carry full credit risk of UBS. The estimated initial value is $965.70 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate.
UBS AG is offering $2,850,310 of unsecured, unsubordinated autocallable notes linked to an unequally weighted basket of five major equity indices, maturing on November 29, 2028. The basket is weighted 40% EURO STOXX 50, 25% Nikkei 225, 17.5% FTSE 100, 10% Swiss Market Index and 7.5% S&P/ASX 200.
The notes may be automatically called on annual observation dates if the basket level is at or above the call threshold (100% of the initial basket level). If called, investors receive principal plus an 11.10% per annum call return, with call prices ranging from $11.11 to $13.33 per $10 note depending on when they are called. If never called, at maturity investors receive $10 multiplied by 1 plus the basket return, exposing them to full downside of the basket and potential total loss of principal. The estimated initial value is $9.675 per $10 note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Tesla, Inc., maturing on or about December 8, 2027. Each Note has a $1,000 denomination and offers a contingent coupon at a rate of 15.55% per annum, paid quarterly only if Tesla’s closing stock price on an observation date is at or above a coupon barrier set at 50% of the initial level. Missed coupons can be paid later under the memory feature if a future observation meets the barrier.
The Notes can be automatically called after six months if Tesla’s stock closes at or above the call threshold, set at 100% of the initial level, in which case investors receive principal plus due and previously unpaid coupons and the Notes terminate. If not called, and Tesla’s final level is at or above the 50% downside threshold at maturity, investors receive full principal. If the final level is below the downside threshold, repayment is reduced one-for-one with Tesla’s decline, and investors can lose some or all of their investment. All payments depend on UBS’ credit and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest, linked to the common stock of Tesla, Inc., maturing on or about December 8, 2027. Each Note has a $1,000 principal amount and pays a 17.25% per annum contingent coupon (about $43.125 per quarter) only if Tesla’s closing price on a quarterly observation date is at or above a coupon barrier set at 50% of the initial level; missed coupons can be paid later via a memory feature if the barrier is later met.
The Notes are automatically called after 6 months or later if Tesla’s price on an observation date is at or above 100% of the initial level, returning principal plus due and unpaid coupons, with no further payments. If not called and Tesla’s final level is at or above the 50% downside threshold, investors receive full principal; if below, repayment is reduced one-for-one with Tesla’s decline, up to a total loss of principal. The Notes are unsecured, unsubordinated debt of UBS, with an estimated initial value between $947.10 and $977.10 per $1,000, and carry both market risk tied to Tesla and UBS credit risk.
UBS AG is offering $972,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on October 28, 2027. The Notes pay a contingent coupon at an annual rate of 8.85% (about $7.375 per $1,000 per month) only if, on a monthly observation date, each index closes at or above 70% of its initial level (the coupon barrier, which also serves as the downside threshold).
UBS may call the Notes in whole, beginning after three months, paying back principal plus any due coupon; no further payments would be made after a call. If the Notes are not called and any index finishes below its downside threshold at maturity, investors receive less than the $1,000 principal per Note, with losses matching the negative return of the worst-performing index and potential total loss of principal. The Notes are unsecured obligations of UBS, not FDIC insured, will not be listed on an exchange, and have an estimated initial value of $949.30 per $1,000, reflecting fees and UBS’s internal funding rate.
UBS AG is offering $580,000 of Trigger Callable Contingent Yield Notes, unsecured debt linked to the worst performer of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on May 24, 2030. The Notes pay a contingent coupon at an annual rate of 11.75% (about $9.7917 per $1,000 per month) only if on each observation date all three indices are at or above their coupon barriers set at 75% of initial levels. UBS may call the Notes in whole, starting after six months, paying principal plus any due coupon. If not called and any index finishes below its downside threshold at 60% of its initial level, repayment is reduced one-for-one with the worst index’s loss, up to full loss of principal. The issue price is $1,000 per Note, with estimated initial value of $962.30, underwriting discount of $7.50 per Note and net proceeds to UBS of $992.50 per Note.
UBS AG is offering $1,834,000 of Trigger Callable Contingent Yield Notes, unsecured debt linked to the least performing of the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index, maturing on October 28, 2027. Each $1,000 Note pays a 10.35% per annum contingent coupon, due monthly only if on each observation date all three indices close at or above 70% of their initial levels. UBS may call the Notes in whole on any monthly observation date starting after six months, returning principal plus any due coupon, with no further payments. If not called and any index finishes below 60% of its initial level at maturity, repayment is reduced one-for-one with the worst index’s loss and can fall to zero. All payments depend on UBS’s credit; the Notes are not insured and may trade with little or no secondary market. The estimated initial value is $974.90 per $1,000 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each Note has a $1,000 principal amount and a contingent coupon rate of 8.50% per annum, payable monthly only if all three indices close at or above their coupon barriers, set at 70% of their initial levels.
The Notes may be automatically called semiannually if each index is at or above its call threshold level, equal to 100% of its initial level. If called, holders receive principal plus the due coupon and any unpaid coupons under the memory feature. If not called and at maturity any index finishes below its 60% downside threshold, repayment is reduced in line with the worst-performing index, up to a total loss of principal.
The Notes are unsecured, unsubordinated obligations of UBS AG, not deposits and not FDIC-insured. They will not be listed on an exchange and may have limited or no secondary market. The estimated initial value is expected between $931.40 and $961.40 per $1,000 Note, reflecting fees, hedging and UBS’ internal funding rate. Underwriting compensation is $2.50 per Note, with net proceeds to UBS of $997.50 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000, and S&P 500 indices. Each $1,000 Note can pay a contingent coupon at an annual rate of 11.70% (about $9.75 per month) if on an observation date all three indices are at or above their coupon barriers, set at 70% of their initial levels.
UBS may call the Notes in whole on any monthly observation date after about three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold (also 70% of its initial level), investors lose principal in line with the worst-performing index, up to a total loss. The estimated initial value is between $941.80 and $971.80 per $1,000 Note, and all payments depend on UBS’s credit.