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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $6,790,000 in Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of MongoDB, Inc. The Notes have a $1,000 principal amount per Note, a contingent coupon rate of 19.05% per annum, an initial level of $355.89, a call threshold equal to $355.89 (100.00% of the initial level), and a downside threshold and coupon barrier equal to $177.95 (50.00% of the initial level).

The Notes are quarterly-observed, callable beginning after 12 months, mature on February 23, 2029, and pay contingent coupons only if observation-date closing levels meet the coupon barrier; principal repayment at maturity is contingent on the final level relative to the downside threshold. The estimated initial value per Note on the trade date was $994.10 and the issue price is $1,000.00. All payments depend on UBS’s creditworthiness and the Notes will not be listed on an exchange.

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UBS AG is offering Digital S&P 500® Index‑Linked Medium‑Term Notes that do not bear interest and have a term expected to be between 12 and 14 months. For each $1,000 face amount, holders will receive either a maximum settlement amount expected to be between $1,079.00 and $1,092.70 if the final index level is at least 90.00% of the initial level, or a cash payment that declines pro rata if the final index level is below that buffer level (losing approximately 1.1111% of face amount per 1% index decline below the buffer). The estimated initial value on the trade date is expected to be between $956.00 and $986.00 per $1,000 face amount, and the original issue price is 100% of face amount with an underwriting discount of 1.08%.

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UBS AG is offering Trigger Autocallable Notes with Contingent Accreting Return linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Utilities Select Sector SPDR® ETF. The notes have a $1,000 principal amount per note, a contingent accreting return rate shown as 8.05% per annum for the Russell 2000® example, a trade date of February 26, 2026, settlement on March 3, 2026, and a maturity date of March 3, 2031.

The notes are monthly-observed, callable beginning after 12 months and pay aggregate contingent accretions only if each underlying asset meets accretion barriers on observation dates. If not called and any underlying asset finishes below its downside threshold, repayment of principal is contingent and may reflect the negative return of the least performing underlying asset; in extreme cases you could lose all principal. Payments depend on UBS creditworthiness. The estimated initial value range is $956.80 to $986.80 per note.

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UBS AG offers $1,150,000 of Trigger Autocallable Notes with Contingent Accreting Return linked to the least performing of the Russell 2000® and S&P 500® Indices due February 21, 2031.

The Notes pay no current income and may be automatically called on monthly observation dates after one year. If called, investors receive principal plus any aggregate accreted return. If not called, repayment at maturity depends on the final levels versus specified accretion barriers, call thresholds and downside thresholds; principal can be partially or fully lost if the least performing index falls below its downside threshold.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing common stock of Amazon.com, Inc. and Palantir Technologies Inc.

The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 21.55% per annum, monthly observation dates (callable after six months), a final valuation date of February 28, 2028 and a maturity date of March 2, 2028. The coupon barrier and downside threshold are each 50.00% of the Initial Level for each underlying asset. If UBS elects to call the Notes on an observation date, holders receive principal plus any contingent coupon then due. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold, holders will receive a reduced cash payment tied to the negative return of the least performing underlying asset and could lose a significant portion or all of their investment. The issuer will receive net proceeds after an underwriting discount of $6.50 per Note, and the estimated initial value is expected to be between $947.00 and $977.00 per Note on the trade date.

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UBS AG is offering $7,577,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector (NDXT) and the Utilities Select Sector SPDR Fund (XLU), with maturity on July 20, 2028.

The notes pay a fixed contingent coupon of 11.35% per annum if, on an observation date, the closing level of each underlying is at or above its coupon barrier (each coupon barrier equals 60.00% of the initial level). UBS may call the notes on monthly observation dates beginning after three months; if not called, repayment at maturity is principal-only if every final level is at or above its downside threshold (60.00% of initial levels), otherwise repayment exposes holders to the negative return of the least performing underlying asset (potentially a total loss).

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UBS AG offers $1,499,000 in Digital EURO STOXX 50® Index-Linked Medium-Term Notes due August 20, 2027. The notes pay no interest and settle in cash based on the EURO STOXX 50® Index performance from the trade date February 18, 2026 to the determination date August 18, 2027.

Holders receive $1,118.00 per $1,000 face amount if the final underlier level is ≥ the buffer level (85.00% of the initial level 6,103.37). If the final level is below the buffer, losses apply at approximately 1.1765% of face amount per 1.00% negative underlier return below the buffer; total loss of principal is possible. The estimated initial value on the trade date was $994.50 per $1,000 face amount.

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UBS AG is offering preliminary terms for Capped Buffer GEARS linked to the iShares® MSCI EAFE ETF (ticker EFA), with a principal amount of $1,000 per Security and an expected term of approximately 12 months. The product provides upside exposure at an upside gearing of 1.50 capped by a maximum gain of 11.10 (maximum payment at maturity $1,111.00), and a downside buffer of 10.00 (downside threshold equal to 90.00 of the initial level).

The trade date is set as March 10, 2026, settlement March 13, 2026, final valuation date March 15, 2027 and maturity March 18, 2027. The estimated initial value range is $959.10 to $989.10; the issue price is $1,000 with underwriting discount $6.00 and proceeds to UBS of $994.00 per Security. Payments and any repayment of principal are subject to UBS credit risk.

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UBS AG is offering Capped Buffer GEARS linked to the State Street® SPDR® S&P MIDCAP 400® ETF Trust (MDY), due on or about March 18, 2027. Each Security has a principal amount of $1,000, an upside gearing of 1.50, a maximum gain of 13.00 (maximum payment at maturity $1,130.00) and a buffer of 10.00 (downside threshold equal to 90.00 of the initial level).

Key dates in the preliminary terms include a trade date of March 10, 2026, expected settlement on March 13, 2026, a final valuation date of March 15, 2027, and maturity on March 18, 2027. UBS estimates the initial value range as $958.70 to $988.70 and the issue price is $1,000 per Security with an underwriting discount of $6.00.

The Securities do not pay interest, are unsecured obligations of UBS, and any repayment is subject to UBS’ creditworthiness; investors may lose some or almost all of their principal if the final level is below the downside threshold or if UBS defaults.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The Notes have a principal amount of $10 per Note, an expected trade date of February 20, 2026, settlement on February 24, 2026, a final valuation date of November 20, 2028 and a maturity date of November 22, 2028. The contingent coupon rate disclosed on the cover is 11.45% per annum and contingent coupons are payable only if each underlying index closes at or above its coupon barrier on every trading day of an observation period. UBS may call the Notes in whole on quarterly observation end dates; if called, holders receive principal plus any contingent coupon then due. If not called, repayment at maturity is contingent: holders receive principal only if each final index level is at or above its downside threshold (70% coupon barriers; 60% downside thresholds referenced on the cover), otherwise the cash payment equals $10 multiplied by (1 + underlying return of the least performing underlying asset), which can result in substantial loss, including loss of all principal. Payments are subject to UBS credit risk and the Notes will not be listed on an exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 20, 2026.