STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering $8,673,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon at a rate of 12.30% per annum (about $10.25 per month per Note) only if, on a monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any observation date after three months; if called, investors receive principal plus any due coupon and the product terminates early. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose up to their entire investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on an exchange.

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UBS AG is offering $1,025,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing in February 2031. The notes pay a 9.60% per annum contingent coupon only when both indices stay at or above preset coupon barriers on monthly observation dates.

UBS can call the notes in whole after three months; if called, investors receive principal plus any due coupon, ending all future payments. At maturity, if the notes are not called and either index finishes below its downside threshold (60% of its initial level), repayment is reduced one-for-one with the loss on the worst index, up to a total loss of principal. The notes are unsecured UBS debt, have an estimated initial value of $971.20 per $1,000, are not exchange-listed, and expose investors to significant market, liquidity and issuer credit risk.

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Rhea-AI Summary

UBS AG is offering $1,250,000 of Buffer Autocallable Notes, issued at $1,000 per Note, maturing on February 16, 2029. These unsecured debt securities are linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index.

The Notes are automatically called on annual observation dates if the closing level of each index is at or above 100.00% of its initial level, paying a call price based on a 12.05% per annum call return rate (e.g., $1,120.50 after one year, $1,241.00 after two, $1,361.50 at final date). If never called and both final index levels stay at or above their 90.00% downside thresholds, investors receive only the $1,000 principal.

If at maturity at least one index finishes below its 90.00% downside threshold, repayment is reduced according to that index’s loss beyond the 10.00% buffer; investors can lose most or almost all of their investment. Payments depend entirely on UBS’s credit and the Notes will not be listed. The estimated initial value is $990.70 per Note, below the issue price, reflecting fees and hedging costs.

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UBS AG is issuing $6.305 million of Capped Leveraged Medium-Term Notes linked to the iShares® Expanded Tech-Software Sector ETF. The notes mature on April 1, 2027, pay no interest, and are unsecured obligations of UBS.

At maturity, investors receive $1,000 plus 150% of any positive ETF return, capped at a maximum settlement amount of $1,367.50 per $1,000 (a 36.75% maximum gain). If the ETF is flat, investors receive $1,000. If it falls, investors lose 1% of principal for every 1% decline, down to a total loss.

The initial ETF level is $80.96, the cap level is 124.50% of that value, and the estimated initial value of each note is $982.00 per $1,000 face amount. The notes are not listed, may have limited liquidity, and expose holders to both market risk of the ETF and UBS credit risk.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the worst performer of the SPDR S&P Regional Banking ETF (KRE) and the Utilities Select Sector SPDR ETF (XLU), in $1,000 denominations and maturing in February 2029.

The notes pay a 13.75% per annum contingent coupon (paid quarterly as $34.375) only when the closing level of each ETF is at or above 80% of its initial level on an observation date. They are automatically called early, returning principal plus the coupon, if both ETFs are at or above 100% of their initial levels on any quarterly observation before maturity.

If not called and at least one ETF finishes below 80% of its initial level at maturity, investors receive less than principal, with losses matching the percentage decline of the worst ETF and potential total loss. The notes are not listed, investors forgo ETF dividends, and all payments depend on UBS’s credit. The estimated initial value is $933.70–$963.70 per $1,000 note, below the issue price, with $23.50 per note in underwriting discount and $976.50 in proceeds to UBS.

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UBS AG is offering $500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing on August 16, 2030.

The Notes pay an 11.25% per annum contingent coupon (about $9.375 per $1,000 monthly) only if on each observation date every index closes at or above its coupon barrier set at 75% of its initial level. UBS can call the Notes in whole on any monthly observation date after six months, returning principal plus any due coupon, ending future payments.

If the Notes are not called and any index finishes below its downside threshold at 60% of its initial level, repayment is reduced in line with the worst-performing index and investors can lose up to their entire principal. The Notes are unsecured obligations of UBS, not listed on an exchange, have an estimated initial value of $959.20 per $1,000, and involve complex market, liquidity, credit and tax risks.

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UBS AG is offering $970,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR ETF, maturing on February 19, 2030.

The notes pay a 10.10% per annum contingent coupon (about $8.4167 per $1,000 monthly) only if on each observation date all three underlyings stay at or above their coupon barriers set at 70% of initial levels. UBS can call the notes monthly after three months, returning principal plus any due coupon.

If the notes are not called and any underlying finishes below its 60% downside threshold, repayment of principal is reduced one-for-one with the worst-performing asset, and investors can lose their entire investment. Credit risk of UBS applies to all payments. The estimated initial value is $986.80 per $1,000 note, below the issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE) and the Financial Select Sector SPDR ETF (XLF).

The notes pay a 10.45% per annum contingent coupon quarterly, but only if each ETF stays at or above 70% of its initial level on the observation dates. The notes can be called early after six months if both ETFs are at or above 100% of their initial levels, returning principal plus that period’s coupon.

If the notes are not called and any ETF finishes below its 70% downside threshold at maturity, principal is reduced one-for-one with the worst ETF’s decline, and investors can lose their entire investment. All payments depend on UBS’s ability to meet its debt obligations.

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UBS AG is offering $1,022,000 of Trigger Callable Contingent Yield Notes linked to Robinhood Markets, Inc. common stock. Each Note has a $1,000 principal amount, matures on August 18, 2027, and is issued by UBS AG London Branch as an unsubordinated, unsecured debt obligation.

The Notes pay a contingent coupon at a rate of 25.50% per annum (about $21.25 per month per Note) only if Robinhood’s closing share price is at or above the coupon barrier on each monthly observation date. UBS may call the Notes in whole on any observation date starting after three months, paying back principal plus the applicable contingent coupon.

If the Notes are not called and Robinhood’s final share price is at or above the downside threshold of $37.99 (50.00% of the $75.97 initial level), investors receive full principal at maturity. If the final level is below the downside threshold, the maturity payment is reduced one-for-one with Robinhood’s percentage decline, and all principal can be lost. Payments depend entirely on UBS’s credit; a UBS default could result in a total loss. The estimated initial value is $960.20 per Note, below the $1,000 issue price, and the Notes will not be listed on any exchange, so any secondary market may be limited and at prices below the issue price.

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UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the Class A common stock of Lennar Corporation, maturing on February 17, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000).

The Notes pay a contingent coupon of 14.37% per annum only if Lennar’s share price on an observation date is at or above the coupon barrier of $70.00, which is 70% of the initial level. If on any observation date before maturity the share price is at or above the initial level, the Notes are automatically called and investors receive $10 plus the contingent coupon, with no further payments.

If the Notes are not called and the final share price is at or above the downside threshold of $70.00, investors receive full principal back plus the final contingent coupon if the barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment. All payments depend on the creditworthiness of UBS, and the estimated initial value is $9.70 per $10 Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 17, 2026.