AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $3,274,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to UnitedHealth Group (UNH), maturing on October 28, 2026.
The Notes pay $37.125 per Note on each quarterly interest payment date if UNH’s closing price on the related observation date is at or above the $283.60 interest barrier (80.00% of the $354.50 initial price). The Notes are automatically called if UNH closes at or above the initial price on an autocall observation date, returning principal plus any due and previously unpaid contingent interest.
If not called, and UNH is at or above the $283.60 downside threshold on the valuation date, principal is repaid (plus any due/previously unpaid contingent interest). If below the threshold, the maturity payout is a cash equivalent that declines 1.25% for each 1% UNH falls below the threshold, risking loss of some or all principal. Minimum investment is $10,000. Underwriting discount is $10 per $1,000 Note (proceeds to UBS $990 per Note). The estimated initial value is $984.70. All payments are subject to UBS credit risk.
UBS AG filed a 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, due on or about October 18, 2029. The notes pay a 9.85% per annum contingent coupon only if, on each monthly observation date, each index closes at or above its coupon barrier set at 70% of its initial level. UBS may call the notes, in whole, on any observation date beginning after 3 months.
If not called, principal is repaid at maturity only if the final level of each index is at or above its 60% downside threshold. Otherwise, repayment is reduced one-for-one with the decline of the least performing index, and investors could lose all principal. Payments depend on UBS’s credit. The estimated initial value is expected between $951.90 and $981.90 per $1,000 note; underwriting compensation is up to $9.50 per note with issuer proceeds of at least $990.50 per note. The notes will not be listed.
UBS AG filed a preliminary 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000. The notes offer a 12.00% per annum contingent coupon, paid only if each index closes at or above its coupon barrier (75% of initial level) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, returning principal plus any due coupon.
If not called, at maturity on September 22, 2027 investors receive principal only if each index finishes at or above its downside threshold (70% of initial level). If any index is below its threshold, repayment is reduced by the decline of the least performing index, and investors could lose all principal. The notes are unsecured obligations of UBS and will not be listed. The issue price is $1,000 per note, with underwriting compensation of up to $7.25 and at least $992.75 in proceeds to UBS per note. The estimated initial value is expected between $958.40 and $988.40.
UBS AG London Branch is offering $6,113,000 of Contingent Income Auto-Callable Securities due October 13, 2028, linked to The Home Depot common stock. The notes pay a $25.50 contingent coupon per $1,000 on each determination date only if the stock closes at or above the 80.00% downside threshold of the initial price. They auto-call for par plus the coupon if the stock is at or above the 100.00% call threshold on any non-final determination date.
The initial price is $375.75 (call threshold $375.75; downside threshold $300.60). If not called and the final price is below the downside threshold, investors receive a cash value tied to the final price and can lose most or all principal. Payments are subject to UBS credit risk. The notes are not listed. The estimated initial value is $970.10 per $1,000. Fees total 2.25%, with 97.75% of proceeds to the issuer ($5,975,457.50).
UBS AG filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc., maturing on or about October 15, 2026. These unsecured notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid.
The notes are automatically called if the underlying closes at or above its initial level on any observation date before the final valuation date, returning principal plus the due coupon. If not called, repayment of principal at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, repayment is reduced in line with the underlying’s decline and could be zero. All payments depend on UBS’s credit.
The notes are expected to trade date October 13, 2025 and settle October 15, 2025. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is expected between $9.53 and $9.78. The notes will not be listed on any exchange.
UBS AG London Branch is offering $6,968,000 of Contingent Income Auto‑Callable Securities due October 13, 2028, linked to Microsoft’s common stock. The notes pay a $22.75 contingent coupon per security on each determination date if MSFT’s closing price is at or above the downside threshold of $408.77 (80% of the $510.96 initial price). If MSFT closes at or above $510.96 (the call threshold) on any non‑final determination date, the notes are redeemed early at $1,000 plus the contingent payment.
If not called and MSFT is below $408.77 on the final determination date, holders receive the cash value (exchange ratio × final price), which can be far below principal and may be zero. Investors do not participate in any upside of MSFT and may receive few or no coupons.
The notes are unsecured, unsubordinated obligations of UBS and subject to its credit risk. Issue price is $1,000 per security; the estimated initial value is $969.60. Selling concessions and structuring fees total 2.25%, with 97.75% of proceeds to the issuer. The securities will not be listed.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, due on or about October 26, 2028. The Notes pay a contingent coupon only if, on each monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any observation date beginning after 6 months; if called, holders receive principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold, set at 60% of its initial level. Otherwise, repayment is reduced by the negative return of the least performing index, up to a total loss of principal. The contingent coupon rate is 10.00% per annum, observed monthly. The Notes are unsecured obligations of UBS; all payments depend on UBS’s credit.
Issue price is $1,000 per Note, with an underwriting discount of $5.00 and proceeds to UBS of $995.00 per Note. The estimated initial value is expected between $940.70 and $970.70. The Notes will not be listed. Trade date is expected October 21, 2025; maturity is expected October 26, 2028.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 Index. The notes pay a 9.25% per annum contingent coupon on monthly observation dates only if each index closes at or above its coupon barrier of 70% of its initial level.
UBS may call the notes in whole on any observation date beginning after 6 months, paying the $1,000 principal per note plus any due coupon. If not called, and on the final valuation date (July 15, 2030) each index is at or above its downside threshold of 60% of its initial level, investors receive principal at maturity (July 18, 2030); otherwise, repayment is reduced by the negative return of the least performing index, up to total loss. Issue price is $1,000 per note; estimated initial value is $950.40–$980.40. Underwriting discount is up to $10.00 per note, with proceeds to UBS of at least $990.00 per note. Payments depend on UBS’s credit. The notes will not be listed.
UBS AG is offering $3,027,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, maturing on October 16, 2030.
The notes pay a 10.55% per annum contingent coupon (monthly installments of $8.7917 per $1,000 note) only if each index is at or above its coupon barrier (75% of initial) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, paying principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold (60% of initial). Otherwise, repayment is reduced by the decline of the least performing index, up to a total loss. Issue price is $1,000 per note; underwriting discount $7.50; proceeds to UBS $992.50 per note (total $3,004,297.50). The estimated initial value is $984.00 per note. The notes are unsecured obligations of UBS and will not be listed.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on October 15, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on scheduled observation dates. The notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called early, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced one-for-one with the underlying’s decline, and you could lose your entire investment. All payments depend on UBS’s credit; a default could result in no recovery.
Key dates include trade date October 13, 2025, settlement October 15, 2025, final valuation October 13, 2027, and maturity October 15, 2027. The notes are offered at $10 per Note with a $1,000 minimum and will not be listed. The estimated initial value is $9.80 per $10 Note, reflecting UBS internal pricing and funding assumptions.