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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp, maturing around February 18, 2028. These unsecured notes pay a contingent coupon only when Vistra’s share price on an observation date is at or above a coupon barrier.

The notes auto-call bimonthly, starting after six months, if Vistra’s stock is at or above the initial level, returning the $10 principal per note plus any due coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive principal back; below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

Example terms show an 18.42% per annum contingent coupon (about $0.307 per period) and a $65 downside threshold and coupon barrier, equal to 65% of the initial level. The minimum investment is 100 notes ($1,000). The estimated initial value is expected between $9.38 and $9.63 per note, and the notes are not listed. All payments depend on UBS’s creditworthiness, so a UBS default could result in a total loss.

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UBS AG is offering $500,000 in Trigger Autocallable Contingent Yield Notes linked to Humana Inc. common stock, maturing on February 18, 2027. These unsecured, unsubordinated notes pay a contingent coupon only when Humana’s share price is at or above a set coupon barrier on observation dates.

The notes can be called early if Humana’s stock closes at or above the initial level on any observation date, returning principal plus the due coupon, after which no further payments are made. If the notes are not called and the final share price is below the downside threshold, investors suffer losses matching Humana’s percentage decline and can lose their entire investment.

An example term set shows an annual contingent coupon rate of 18.87%, with both the downside threshold and coupon barrier at 60% of the initial level. The issue price is $10 per note, with an estimated initial value of $9.85, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Centene Corporation, maturing on or about February 18, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

The notes pay a contingent coupon only if, on each observation date, Centene’s share price is at or above a specified coupon barrier. UBS will automatically call the notes early if the share price is at or above the initial level on any bimonthly observation date after four months, repaying principal plus any due coupon.

If the notes are not called and Centene’s final share price is at or above a downside threshold, investors receive back the $10 principal per note at maturity. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose all of their investment. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is between $9.40 and $9.65, based on UBS internal pricing models. All payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on or about February 18, 2027. These are unsubordinated, unsecured debt obligations of UBS, not listed on any exchange and not FDIC insured.

Investors receive contingent coupons only if Humana’s share price on each observation date is at or above a preset coupon barrier. The notes are automatically called if Humana closes at or above the initial level on any observation date before maturity, returning principal plus that period’s coupon.

If the notes are not called and Humana’s final level is below a downside threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. Payments depend entirely on UBS’s creditworthiness. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is between $9.47 and $9.72.

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UBS AG is offering $500,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, maturing on February 18, 2027. These are unsubordinated, unsecured UBS debt obligations.

Investors receive contingent coupons only when Starbucks’ stock closes at or above a coupon barrier on scheduled observation dates. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments.

If not called and the final stock level is at or above a downside threshold, principal is repaid at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Payments depend on UBS’s credit; the notes are not insured, will not be listed on an exchange, require a $1,000 minimum investment, and have an estimated initial value of $9.88 per $10 note.

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UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, maturing on or about February 18, 2027. These are unsecured debt obligations of UBS, not bank deposits and not FDIC insured.

Investors receive a contingent coupon only if Starbucks’ stock closes at or above a specified coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before the final valuation date, returning principal plus the applicable contingent coupon.

If the notes are not called and the final stock level is at or above the downside threshold, UBS repays the $10 principal per note at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their investment. The preliminary supplement highlights significant risk and that all payments depend on UBS’s creditworthiness. Notes are offered in minimum investments of 100 notes at $10 each, with an estimated initial value between $9.51 and $9.76 per note.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Dollar General Corporation, maturing on February 17, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes.

Investors receive a contingent coupon only if Dollar General’s closing level on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period. The Notes are automatically called before maturity if the stock closes at or above its initial level on any observation date, returning principal plus any due coupon, with no further payments.

If the Notes are not called and Dollar General’s final level is at or above the downside threshold, UBS repays principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. Payments depend entirely on UBS’s credit, and the Notes will not be listed. UBS estimates the initial value at $9.71 per $10 Note, reflecting internal pricing and funding.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., maturing on February 17, 2027. These are unsecured, unsubordinated debt obligations of UBS with performance tied to Alphabet’s share price.

Investors receive a contingent coupon only if Alphabet’s closing level on each observation date is at or above a coupon barrier, illustrated at 70% of the initial level, with an example contingent coupon rate of 9.66% per annum or $0.2415 per $10 note per quarter.

The notes are automatically called early if Alphabet’s level on any observation date before maturity is at or above the initial level, paying back principal plus the applicable contingent coupon and ending further payments. If not called, and Alphabet’s final level is at or above the downside threshold, principal is repaid at maturity, plus any final contingent coupon if the coupon barrier is met.

If the notes are not called and Alphabet’s final level is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose most or all of their initial investment. Any payment depends on UBS’s creditworthiness, the notes will not be listed on an exchange, and secondary trading may be limited. The minimum investment is $1,000 (100 notes at $10 each), and the estimated initial value per note is $9.79, reflecting UBS’s internal pricing and funding costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three underlying assets: the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Energy Select Sector SPDR ETF (XLE). Each $1,000 Note pays a contingent coupon at a rate of 12.70% per annum (paid monthly as $10.5833) only if, on each observation date, the closing level of every underlying is at or above its coupon barrier, set at 70% of its initial level.

The Notes mature in about three years and are issuer callable monthly after six months; if called, holders receive principal plus any due coupon, and the product terminates. If not called and each final level is at or above its downside threshold (50% of initial), investors receive full principal at maturity; if any final level is below its threshold, repayment is reduced 1:1 with the worst performer and can drop to zero. Payments depend entirely on UBS’s credit and the Notes will not be listed, may pay few or no coupons, and can result in a significant or total loss of principal.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of NVIDIA Corporation (NVDA), due on or about February 23, 2029. Each Note has a $1,000 issue price and pays a 14.10% per annum contingent coupon only when NVIDIA’s closing level on an observation date is at or above the coupon barrier, which is set at 60.00% of the initial level.

The Notes can be automatically called quarterly (beginning after 6 months) if NVIDIA’s level is at or above the call threshold of 100.00% of the initial level, returning principal plus due and unpaid contingent coupons. If not called and the final level is below the downside threshold of 60.00% of the initial level, investors incur a loss matching NVIDIA’s percentage decline and could lose their entire investment. The estimated initial value is expected between $941.10 and $971.10 per Note, reflecting underwriting compensation of $15.00 and other costs, and all payments depend on the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 13, 2026.