AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $514,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing on November 29, 2028. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 9.55% per annum ($7.9583 per month) only if, on the relevant monthly observation date, all three indexes close at or above their coupon barriers, set at 75% of initial levels.
UBS may call the Notes in whole, beginning after three months, paying back principal plus any due contingent coupon; no further payments are made after a call. If the Notes are not called and, at maturity, each index is at or above its downside threshold (60% of initial level), investors receive full principal back, with any final contingent coupon if barriers are also met.
If, however, any index finishes below its downside threshold at maturity, the repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose up to their entire investment. Payments depend on UBS’ credit; an issuer default could result in total loss. The estimated initial value per Note is $957.70, below the $1,000 issue price, reflecting dealer compensation, hedging and issuance costs.
UBS AG is offering $596,000 of Trigger Callable Contingent Yield Notes maturing around October 26, 2027, linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index. The Notes pay a contingent coupon at a rate of 10.15% per annum (about $8.4583 per $1,000 per month) only if, on each monthly observation date, all three indices close at or above 75% of their initial levels.
UBS can call the Notes in whole on any observation date after three months, paying principal plus any due coupon, after which no further payments are made. If not called, investors receive full principal at maturity only if each index is at or above 70% of its initial level; otherwise, repayment is reduced in line with the percentage loss of the worst-performing index and can fall to zero. The Notes are unsecured obligations of UBS, not listed on any exchange, have an estimated initial value of $951.30 per $1,000, and involve a risk of losing some or all of the initial investment.
UBS AG is offering $310,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on November 27, 2028. The Notes pay a contingent coupon at a rate of 11.10% per annum (monthly $9.25 per $1,000) only if, on each observation date, all three indices close at or above their coupon barriers, set at 75% of their initial levels.
UBS may call the Notes in whole on any monthly observation date beginning after three months; if called, investors receive the $1,000 principal per Note plus any due coupon, and the Notes terminate. If the Notes are not called and, at maturity, all indices are at or above their downside thresholds, set at 60% of initial levels, investors receive full principal back (plus any final coupon if barriers are met.
If any index finishes below its downside threshold at maturity, repayment is reduced dollar-for-dollar with the loss on the worst-performing index, and investors can lose some or all of their principal. The Notes are unsecured obligations of UBS AG London Branch, carry UBS credit risk, have an estimated initial value of $965.50 per $1,000, are not listed on any exchange, and provide no dividends or upside participation in the indices.
UBS AG is offering $1,880,000 of Trigger Autocallable GEARS linked to Freeport-McMoRan Inc. common stock, due November 27, 2028. Each Security has a $10 principal amount and is issued by UBS AG London Branch. The note can be automatically called on November 30, 2026 if FCX’s closing price is at or above the autocall barrier of $39.87, paying a call price of $11.85 per Security, a fixed 18.50% total return.
If not called, at maturity investors get enhanced upside: principal plus the stock’s positive return multiplied by 1.30 upside gearing. If FCX ends at or above the downside threshold of $19.94 (50% of the initial $39.87), principal is repaid. If FCX finishes below the downside threshold, repayment is reduced one-for-one with the stock loss, up to a full loss of principal.
The Securities pay no interest, offer no dividends or voting rights, may have limited or no secondary market, and embed fees so their estimated initial value is $9.70 per $10. All payments depend on UBS’s credit; a UBS default or Swiss resolution measures could result in partial or total loss.
UBS AG is offering $1,342,000 of Trigger Autocallable Contingent Yield Notes, issued in $1,000 denominations, linked to the least performing of the VanEck Gold Miners ETF (GDX) and the Nasdaq-100 Technology Sector Index (NDXT) and maturing on May 26, 2027.
The Notes pay a 10.40% per annum contingent coupon only if on each monthly observation date the closing level of both underlying assets is at or above their coupon barriers (70% of initial levels). UBS may automatically call the Notes after three months if both underlyings are at or above their call threshold levels, in which case investors receive principal plus any due coupon and the Notes terminate early.
If the Notes are not called and, at maturity, any underlying finishes below its downside threshold (60% of its initial level), investors receive less than principal in line with the negative return of the worst performer and could lose their entire investment. The Notes are unsecured, unsubordinated obligations of UBS, are not FDIC insured, and carry UBS credit risk. The estimated initial value is $956.20 per Note, below the $1,000 issue price.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on November 26, 2027. These are unsecured UBS debt obligations in $10 denominations, with a minimum investment of $1,000.
UBS pays a contingent coupon only if the Constellation Energy share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the share price on any observation date (before final valuation) is at or above the initial level, in which case investors receive principal plus the due coupon and the product terminates.
If not called, and on the final valuation date the share price is at or above the downside threshold, investors receive full principal back (plus any final coupon if the barrier is met). If it is below the downside threshold, repayment is reduced in line with the share’s loss, and investors can lose all principal. An example shows a 14.55% per annum coupon and both the coupon barrier and downside threshold at 55.00% of the initial level. Any payment depends on UBS’s credit, the estimated initial value is $9.78 per $10 Note, and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about November 26, 2027. The Notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if NVIDIA’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and the final level is at or above the downside threshold, investors receive their principal at maturity; if it is below, repayment is reduced in line with NVIDIA’s decline and can fall to zero.
The Notes are unsecured, unsubordinated debt of UBS, subject to UBS’s credit risk, will not be listed on an exchange, and have a minimum investment of 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.51 and $9.76, lower than the issue price.
UBS AG is offering $305,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on November 27, 2028. The Notes pay a contingent coupon only if AMD’s stock is at or above a preset coupon barrier on each observation date; otherwise, no coupon is paid for that period.
The Notes can be automatically called early if AMD’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and AMD’s final stock level is at or above the downside threshold, investors receive back the full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose all of their investment. All payments depend on UBS’s credit, and the Notes are not listed on any exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.73 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company, maturing on November 26, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.
Holders receive a contingent coupon on each observation date only if Boeing’s share price is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if Boeing’s stock closes at or above the initial level on any observation date before the final valuation date, in which case the holder receives principal plus the applicable coupon and the Notes terminate.
If the Notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Boeing’s decline, and all principal can be lost. An example structure shows a contingent coupon rate of 12.74% per annum, with a coupon barrier and downside threshold each at 75.00% of the initial level. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck Gold Miners ETF. These unsecured debt securities can pay periodic contingent coupons only when the ETF’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if the ETF closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and the product terminates. If not called, and at final valuation in November 2027 the ETF is at or above the downside threshold, investors receive full principal back, possibly with a final coupon.
If the notes are not called and the ETF finishes below the downside threshold, repayment is reduced in line with the ETF’s loss and investors can lose their entire investment. Payments depend on UBS’s credit; a default could result in total loss. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.63 per note.