Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Buffered Digital Notes with Downside Leverage Factor linked to the S&P 500® Index, maturing on or about February 3, 2027. Each Note has a $1,000 principal amount, with a minimum investment of 10 Notes ($10,000). The Notes pay no interest and are not principal protected.
At maturity, if the S&P 500 final level is at or above a downside threshold equal to 90.00% of the initial level (a 10.00% buffer), investors receive $1,000 plus a fixed digital return of at least 8.00%, regardless of further upside. If the final level is below the downside threshold, repayment is reduced using a downside leverage factor of approximately 1.1111, so investors lose about 1.1111% of principal for each 1% decline beyond the buffer and can lose their entire investment.
The estimated initial value is expected to be between $958.50 and $988.50 per $1,000 Note, reflecting fees, hedging and UBS’ internal funding rate. The Notes will not be listed on any exchange, secondary market liquidity may be limited, and all payments are subject to the creditworthiness of UBS AG.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing around July 21, 2027. Each Note has a $1,000 principal amount and pays a contingent coupon of 6.75% per annum, or $5.625 per month, but only if the index closes at or above a coupon barrier set at 70% of the initial level on each monthly observation date.
UBS can call the Notes in whole, but not in part, on any observation date starting after six months. If called, investors receive the $1,000 principal plus any due coupon, and the Notes terminate early. If the Notes are not called and the S&P 500® final level is at or above the 70% downside threshold, investors receive full principal back at maturity.
If the final index level is below the downside threshold, repayment is reduced in line with the index loss using $1,000 × (1 + underlying return), and investors can lose some or all of their investment. The estimated initial value per Note is expected between $959.40 and $989.40, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nikkei 225 Index and S&P 500 Index. The notes have an approximately 21‑month term and pay an annual contingent coupon of 11.01%, in quarterly installments, only if each index is at or above its coupon barrier on the relevant observation date.
The notes are automatically called early if all three indexes are at or above 100% of their initial levels on any observation date before maturity, returning principal plus the applicable coupon. If not called and any index finishes below 65% of its initial level at maturity, investors suffer a loss matching the negative return of the worst index, up to losing their entire investment. The estimated initial value is between $953 and $983 per $1,000 note, they will not be listed on an exchange, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $453,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500 Index and the EURO STOXX 50 Index, maturing on January 18, 2029. Each $1,000 note pays a 7.45% per annum contingent coupon, credited monthly only if on an observation date both indices close at or above their coupon barriers, set at 60% of initial levels (4,186.36 for the S&P 500 and 3,609.78 for the EURO STOXX 50).
UBS may call the notes in whole on any monthly observation date starting after three months, paying principal plus any due coupon; after a call, no further payments are made. If the notes are not called and on the final valuation date both indices are at or above their downside thresholds (also 60% of initial), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s negative return, and investors can lose up to 100% of principal.
The notes are unsecured, unsubordinated UBS debt, not FDIC insured, and will not be listed on an exchange, so liquidity may be limited. The issue price is $1,000 per note, while the estimated initial value is $989.60, reflecting embedded fees and UBS’s internal funding rate. Tax disclosure treats the notes as prepaid derivatives with contingent coupons generally taxed as ordinary income, but the overall tax treatment is described as uncertain.
UBS AG is offering $2,078,000 of Trigger Callable Contingent Yield Notes due December 14, 2027, with a principal amount of $1,000 per Note. The Notes pay a 9.75% per annum contingent coupon (or $8.125 per month) only if on each monthly observation date the Nasdaq-100® Technology Sector IndexSM, the Russell 2000® Index and the S&P 500® Index are all at or above their coupon barriers, set at 70% of their initial levels. If any index is below its barrier on an observation date, no coupon is paid for that month.
UBS may call the Notes in whole, but not in part, on any observation date beginning after six months; if called, investors receive the $1,000 principal plus any due coupon, and no further payments. If the Notes are not called and on the final valuation date every index is at or above its downside threshold (60% of its initial level), investors receive full principal back, plus any final coupon if all are also above their coupon barriers. If any index finishes below its downside threshold, repayment is reduced according to the worst-performing index, and investors can lose up to their entire investment.
The Notes are unsubordinated, unsecured debt of UBS AG, not bank deposits and not FDIC-insured. The estimated initial value is $977.10 per Note, below the $1,000 issue price, reflecting fees, hedging and UBS’ internal funding rate. The Notes will not be listed on an exchange, and liquidity may be limited.
UBS AG is offering $700,000 of Trigger Callable Contingent Yield Notes, $1,000 per Note, linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing January 7, 2031. The Notes pay a quarterly contingent coupon at a rate of 10.30% per annum only if on each observation date all three indices close at or above their coupon barriers, set at 70.00% of their initial levels.
UBS may call the Notes in whole on any quarterly observation date beginning after 6 months, returning principal plus any due coupon and ending all further payments. If the Notes are not called and any index finishes below its downside threshold (also 70.00% of its initial level), repayment is reduced in line with the worst index, and investors can lose some or all of their principal. All payments, including any principal repayment, depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, scheduled to mature on January 14, 2028. The notes pay a contingent coupon only on dates when Alcoa’s closing share price is at or above a preset coupon barrier; if the stock is below that level on an observation date, no coupon is paid for that period.
The notes are automatically called early if, on any observation date before maturity, Alcoa’s share price is at or above the initial level. In that case, investors receive the $10 principal per Note plus any coupon due on the call settlement date, and no further payments. If the notes are not called and Alcoa’s final share price is at or above a downside threshold, investors receive their full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment.
The notes are unsecured, unsubordinated obligations of UBS, offered at $10 per Note with a minimum investment of 100 Notes. The estimated initial value is $9.44 per Note. All payments depend on UBS’s creditworthiness, the notes are not insured by any government agency, and they will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing around January 14, 2028. These unsecured debt notes can pay periodic contingent coupons, but only if NVIDIA’s closing share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus any due coupon on that call settlement date and no further payments. If the notes are not called and NVIDIA’s final share price on the valuation date is at or above a downside threshold, investors receive back the principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
All payments depend on UBS’s credit, and the notes will not be listed on an exchange. The minimum initial investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.44 and $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on or about January 14, 2028. These unsecured debt securities pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early if Alcoa’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive their principal plus the applicable contingent coupon and no further payments. If the notes are not called and Alcoa’s final stock level is at or above a downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment.
UBS expects the initial value of each $10 note on the trade date to be between $9.14 and $9.39, based on its internal pricing models. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any securities exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, each with a principal amount of $10 and a term to January 14, 2028. Investors may receive periodic contingent coupons only when the Lam Research share price on an observation date is at or above the coupon barrier; otherwise, no coupon is paid for that period.
The notes can be called early if the stock closes at or above the initial level on any observation date, in which case investors receive principal plus the due coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment.
The notes carry UBS credit risk, will not be listed on any exchange, require a minimum investment of 100 notes (a $1,000 investment), and have an estimated initial value of $9.72 per $10 note based on UBS’ internal models. An example in the document illustrates a contingent coupon rate of 24.78% per annum with a downside threshold and coupon barrier set at 70.00% of the initial level.