STOCK TITAN

UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the common stock of Robinhood Markets, Inc. (HOOD), maturing around August 18, 2027. Each Note has a $1,000 principal amount and a contingent coupon of 25.50% per annum, paid monthly if Robinhood’s stock closes at or above a coupon barrier set at 50% of the initial level.

UBS can call the Notes in whole, beginning after three months, paying back principal plus any due coupon; no further coupons are paid afterward. If the Notes are not called and the final stock level is at or above the downside threshold (also 50% of the initial level), investors receive the full principal at maturity. If the final level is below this threshold, the maturity payment is reduced one-for-one with the stock’s percentage decline, and the entire investment can be lost.

The Notes are unsecured obligations of UBS, carry UBS credit risk, will not be listed on an exchange, and may offer limited or no secondary market liquidity. The estimated initial value per Note on the trade date is expected between $929.20 and $959.20, reflecting underwriting discounts, hedging, and issuance costs.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three ETFs: iShares MSCI Emerging Markets, SPDR S&P Regional Banking and Financial Select Sector SPDR. The Notes pay a 15.00% per annum contingent coupon when each ETF closes at or above its coupon barrier on monthly observation dates.

The Notes are callable by UBS after three months on any observation date at par plus any due coupon. If not called and any ETF finishes below its downside threshold (70% of its initial level), repayment at maturity is reduced one-for-one with the worst ETF’s decline, and all principal can be lost. Payments depend on UBS’s credit; the estimated initial value is between $955.30 and $985.30 per $1,000 issue price.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing on or about January 19, 2028, with a $1,000 minimum denomination.

The Notes pay a contingent coupon at a rate of 12.30% per annum (about $10.25 per month per $1,000) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels. UBS may call the Notes in whole on any observation date beginning after three months, returning principal plus any due coupon.

If the Notes are not called and, at maturity, any index finishes below its downside threshold (also 70% of its initial level), investors receive $1,000 multiplied by one plus the return of the worst‑performing index, which can mean a substantial loss, up to a complete loss of principal. Payments depend on UBS’s credit; the Notes are unsecured, unsubordinated obligations with an estimated initial value between $957.30 and $987.30 per $1,000 issue price, reflecting dealer compensation and hedging costs.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the worst performer among the SPDR S&P Regional Banking ETF (KRE), the Russell 2000 Index and the S&P 500 Index, maturing around February 13, 2031.

The Notes pay a contingent coupon at a rate of 12.45% per annum (paid monthly as $10.375 per $1,000) only if, on each observation date, every underlying is at or above its coupon barrier, initially set at 70% of its initial level. Starting after six months, if all underlyings are at or above their call threshold levels (100% of initial), the Notes are automatically called and repay principal plus that coupon, with no further payments.

If the Notes are not called and, at maturity, each underlying is at or above its downside threshold (70% of initial), investors receive back the $1,000 principal. If any underlying finishes below its downside threshold, the maturity payment is reduced one-for-one with the worst performer’s negative return, and investors can lose up to their entire investment. All payments depend on UBS’s ability to meet its obligations.

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UBS AG is offering Buffer Autocallable Notes linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index, each in $1,000 denominations and with a term of about three years.

The notes can be automatically called annually, including at maturity, if both indices close at or above their call threshold (100% of initial level). In that case, investors receive the principal plus a call return based on a 12.05% per annum rate, up to 36.15% if called at maturity.

If the notes are not called and both indices finish at or above their downside thresholds (90% of initial levels), investors receive only their principal back. If at least one index ends below its downside threshold, repayment is reduced by the loss of the worst index beyond the 10% buffer, and investors can lose almost all of their investment.

The notes pay no interest, do not participate in index appreciation, are not listed on any exchange, and are unsubordinated, unsecured obligations of UBS. The estimated initial value is expected between $959.80 and $989.80 per $1,000 note, and the issue price includes a $6.50 underwriting discount per note.

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UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing of Freeport-McMoRan, Microsoft and Netflix common stock, maturing on or about February 16, 2029. These unsecured notes can be automatically called quarterly if, on any observation date, each stock closes at or above its call threshold level.

The call threshold starts at 100% of each initial level and steps down over time to 50% on the final valuation date. If called, holders receive the call price, equal to the $1,000 principal plus a call return based on a 15.65% per annum rate, increasing the longer the notes remain outstanding.

If the notes are never called and at least one stock finishes below its downside threshold (50% of its initial level), investors receive the share delivery amount of the least performing stock, likely worth significantly less than principal, resulting in a large or total loss. The estimated initial value is expected between $933.20 and $963.20 per $1,000 note, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of Advanced Micro Devices common stock, the Nasdaq-100 Index and the S&P 500 Index, maturing on or about February 14, 2030.

The Notes pay a high contingent coupon at a rate of 24.30% per annum, in monthly installments, but only if on each observation date every underlying is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any monthly observation date starting after 12 months, returning principal plus any due coupon.

If the Notes are not called and, at maturity, the final level of any underlying is below its downside threshold, set at 60% of its initial level, investors receive $1,000 multiplied by one plus the return of the worst performer and can lose some or all principal. Payments depend entirely on the creditworthiness of UBS, and the Notes will not be listed on an exchange.

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Rhea-AI Summary

UBS AG is offering preliminary Step Down Trigger Autocallable Notes due about February 16, 2029, linked to the least performing of Freeport‑McMoRan, Morgan Stanley and Netflix common stock. Each Note has a $1,000 principal amount and offers a 16.00% per annum call return rate.

The Notes are automatically called quarterly, beginning after six months, if on any observation date the closing level of each stock is at or above its call threshold level. That threshold starts at 100% of the initial level and steps down to 50% by the final valuation date. If called, investors receive the call price (principal plus the accrued call return) and no further payments.

If the Notes are not called and at least one stock finishes below its downside threshold (50% of its initial level), investors receive the share delivery amount of the least performing stock instead of cash, exposing them to a loss of a significant portion or all of their investment. The estimated initial value is between $933.90 and $963.90 per $1,000 Note. The Notes pay no interest, do not participate in stock upside beyond the call return, are unsecured and unsubordinated obligations of UBS, and will not be listed on any exchange.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, the Nikkei 225 Index and the Russell 2000 Index, maturing in February 2031. The Notes pay a 12.30% per annum contingent coupon only when all three indices close at or above their coupon barriers (70% of initial levels) on quarterly observation dates.

UBS can call the Notes on any observation date (except the final one), returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its 60% downside threshold at maturity, repayment is reduced one-for-one with the index loss, and investors can lose all principal. Payments depend entirely on UBS’s credit; the estimated initial value is projected between $957.90 and $987.90 per $1,000 issue price, reflecting fees, funding and hedging costs.

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UBS AG is offering trigger autocallable contingent yield notes with memory interest linked to the iShares® Expanded Tech-Software Sector ETF (IGV).

Each Note has a $1,000 principal and pays a contingent coupon at 10.07% per annum (about $25.175 quarterly) only if IGV’s closing level on an observation date is at or above a coupon barrier set at 60% of the initial level. Missed coupons can be paid later if a future observation meets the barrier.

The Notes can be automatically called on quarterly dates starting after six months if IGV is at or above 100% of the initial level, returning principal plus due and unpaid coupons. If not called, and IGV is at or above the downside threshold (60% of initial) on the final valuation date, investors receive their $1,000 back.

If the final level is below the downside threshold, investors receive IGV shares worth $1,000 divided by the initial level, exposing them to the full decline below that point and potentially losing most or all of their investment. The Notes are unsecured obligations of UBS AG London Branch, not listed on an exchange, carry issuer credit risk, and have an estimated initial value between $952.90 and $982.90 versus the $1,000 issue price, reflecting fees and hedging costs.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on February 6, 2026.