Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Polaris Inc., maturing on or about February 9, 2028. These unsecured debt obligations pay a contingent coupon only when Polaris’ closing share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Polaris’ closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus any due contingent coupon and no further payments. If the notes are not called and Polaris’ final level is at or above a downside threshold, investors receive full principal at maturity, with any final contingent coupon if the coupon barrier is met.
If the notes are not called and Polaris’ final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on UBS’s creditworthiness. The notes are not listed, require a minimum $1,000 investment, and have an estimated initial value between $9.32 and $9.57 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on February 9, 2028. Each Note has a principal amount of $10 and pays a contingent coupon only when Generac’s closing level on an observation date is at or above the coupon barrier.
The notes may be automatically called before maturity if Generac’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If not called and the final level is at or above the downside threshold (70.00% of the initial level in the hypothetical), principal is repaid.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. Payments, including contingent coupons and principal, depend entirely on the creditworthiness of UBS. The notes are not listed, have an estimated initial value of $9.51 per $10 note as of the trade date, and require a minimum investment of 100 notes.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. The Notes mature on February 9, 2028 with a $10 principal amount per Note and an estimated initial value of $9.74.
Investors receive contingent coupons only if the stock closes at or above a coupon barrier, set at 70% of the initial level in the payment examples. The Notes are automatically called before maturity if the stock closes at or above the initial level on any observation date, returning principal plus the due contingent coupon.
If the Notes are not called and the final stock level is at or above the downside threshold (also 70% in the examples), principal is repaid at maturity and any final coupon is paid. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on or about February 9, 2028. These unsecured debt notes pay a contingent coupon only when Generac’s share price on an observation date is at or above a preset coupon barrier.
The notes can be automatically called early if Generac’s closing level on any observation date before the final valuation date is at or above the initial level. In that case, investors receive the principal plus the applicable contingent coupon and no further payments.
If the notes are not called and Generac’s final level is at or above the downside threshold, investors receive only the principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Generac’s percentage decline, and investors can lose most or all of their investment.
The notes are subject to UBS’s credit risk, will not be listed on an exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value expected between $9.21 and $9.46 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd., providing conditional income but exposing investors to substantial downside risk.
The notes pay contingent coupons only when the stock closes at or above a preset coupon barrier on observation dates. They may be automatically called early if the stock is at or above its initial level, in which case investors receive principal plus any due coupon and no further payments.
If the notes are not called and the stock finishes at or above a downside threshold, investors receive principal at maturity. If the stock finishes below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange. The minimum investment is 100 notes at $10 per note, and the estimated initial value per note is expected to be between $9.40 and $9.65.
UBS AG is offering $1,025,000 of Trigger Autocallable Contingent Yield Notes linked to Accenture plc stock, maturing on February 9, 2028. These unsecured debt notes can pay a contingent coupon only when Accenture’s share price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if Accenture’s stock closes at or above the initial level on any observation date, returning the $10 principal per note plus the applicable coupon. If never called and the final stock level is at or above the downside threshold, holders receive principal back at maturity.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with Accenture’s decline, and all principal can be lost. Payments, including any coupons and principal, depend entirely on UBS’s credit, and the estimated initial value is $9.58 per $10 note.
UBS AG is offering $1,200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on February 9, 2027. Each Note has a $10 principal amount and pays contingent coupons only when Meta’s share price is at or above a specified coupon barrier on observation dates.
The Notes can be called early if Meta’s stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon, with no further payments. If not called and Meta stays at or above the downside threshold at maturity, investors get back principal; if it finishes below that threshold, repayment is reduced in line with Meta’s decline, and the entire investment can be lost. All payments depend on the creditworthiness of UBS, and the estimated initial value is $9.82 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, maturing on or about February 9, 2028. These are unsecured, unsubordinated debt obligations of UBS with no principal protection.
Investors receive contingent coupons only if Accenture’s stock closes at or above a specified coupon barrier on each observation date. The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying principal plus the applicable coupon and then terminating.
If the notes are not called and the final stock level is at or above the downside threshold, investors receive the $10 principal per note at maturity; if it is below, repayment is reduced in line with the stock’s decline and losses can be total. The notes are not listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.19 and $9.44 per note, based on UBS internal models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc., maturing on or about February 9, 2027. These are unsecured, unsubordinated debt obligations of UBS.
The notes pay a contingent coupon only if Meta’s closing stock price on an observation date is at or above a set coupon barrier; otherwise no coupon is paid for that period. The notes are automatically called early if Meta’s price on any non-final observation date is at or above the initial level, in which case investors receive principal plus the due contingent coupon and no further payments.
If the notes are not called and Meta’s final level is at or above the downside threshold, UBS repays the $10 principal per note at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in proportion to Meta’s decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit, the notes will not be listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.43 and $9.68 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Wynn Resorts common stock, with principal at risk. The notes pay a 13.37% per annum contingent coupon of $0.3343 per $10 only when the stock closes at or above a coupon barrier on observation dates.
The notes automatically call early if Wynn Resorts’ share price is at or above the initial level on an observation date, returning $10 per note plus the applicable coupon and ending the investment. If held to maturity without autocall, full principal is repaid only if the final stock level is at or above a downside threshold.
If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with the stock’s decline, and holders can lose all principal. The notes are unsecured UBS debt, not FDIC insured, will not be listed on an exchange, and have an estimated initial value of $9.70 per $10 issue price.