Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of First Solar, Inc., maturing on or about February 8, 2027. These are unsecured, unsubordinated debt obligations of UBS, not traditional bonds and not principal-protected.
Investors receive a contingent coupon only if First Solar’s share price on a monthly observation date is at or above a preset coupon barrier. The notes are automatically called before maturity, with return of principal plus the due coupon, if the share price is at or above the initial level on any observation date after three months.
If the notes are not called and First Solar’s final share price is at or above a downside threshold, investors receive principal back at maturity. If the final price is below that threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Payments also depend on UBS’s credit. The notes will not be listed, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value between $9.51 and $9.76 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of ServiceNow, Inc., with a principal amount of $10 per Note and a minimum investment of 100 Notes. These unsecured debt securities have a term of approximately three years, from an expected settlement on February 6, 2026 to an expected maturity on February 6, 2029.
Investors may receive periodic contingent coupons only if the ServiceNow share price on each observation date is at or above a specified coupon barrier. The Notes may be automatically called each quarter, beginning after six months, if the share price is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and the final share level is below a downside threshold, investors are exposed to the full negative return of the stock on a 1:1 basis and can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange. The estimated initial value per $10 Note is expected to be between $9.33 and $9.58.
UBS AG is offering $22,308,000 of Capped Buffer Contingent Absolute Return Securities linked to the MSCI EAFE® Index, each with a $1,000 principal amount and maturing on April 12, 2027.
The notes provide exposure to positive index performance up to a maximum upside gain of 15.60%, capping the maximum payment at $1,156 per Security. If the index return is zero or negative but the final level stays at or above 90% of the initial level (the downside threshold, with a 10% buffer), holders receive a “contingent absolute return” equal to the absolute value of the index return, up to 10%, for a maximum payment of $1,100.
If the index falls below the downside threshold at maturity, repayment is reduced: investors lose principal in proportion to the decline beyond the 10% buffer and could lose almost all of their investment. The Securities pay no interest, do not provide dividends on underlying constituents, are not listed on any exchange, and secondary liquidity may be limited. All payments depend on UBS’s credit; if UBS defaults, investors may recover nothing.
UBS AG is offering $11,239,000 of Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation, providing periodic coupons regardless of Oracle’s share performance unless the notes are automatically called.
The notes can be called early if Oracle’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus the due coupon and no further payments. If not called and Oracle’s final level is at or above a preset conversion level, investors receive full principal in cash at maturity plus the final coupon. If the notes are not called and the final level is below the conversion level, investors receive Oracle shares equal to the share delivery amount (and cash for any fractional share), which is expected to be worth less than the $1,000 principal, so some or all of the initial investment may be lost.
All payments depend on UBS’s creditworthiness, the notes will not be listed on any exchange, and the estimated initial value is $983.10 per $1,000, reflecting UBS’s internal pricing and funding considerations.
UBS AG is offering Airbag Autocallable Yield Notes linked to the common stock of Oracle Corporation, maturing on or about February 8, 2027. The notes pay coupons on each coupon payment date regardless of Oracle’s share performance, unless they are automatically called early.
The notes are automatically called if Oracle’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive principal plus the applicable coupon and the notes terminate. If not called and the final level is at or above a specified conversion level, investors receive principal at maturity plus the final coupon.
If the notes are not called and the final level is below the conversion level, investors receive a fixed “share delivery amount” of Oracle shares (plus cash for any fractional share), whose value may be significantly below principal, leading to a loss of some or all of the initial investment. Payments are unsecured obligations of UBS, which also discloses an estimated initial value per note between $948.40 and $973.40 based on its internal pricing models.
UBS AG is offering Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes that pay no interest and have a term expected between 26 and 29 months. The notes’ payoff depends on S&P 500® performance from trade date to a future determination date.
For each $1,000 face amount, investors get 160.00% of any positive index return, but gains are capped by a maximum settlement amount expected between $1,215.84 and $1,253.92. If the index falls up to 15.00%, principal is returned in full. Below a 15.00% decline, losses accelerate at approximately 117.65% of the drop beyond the buffer, and investors could lose their entire investment.
The notes are unsecured obligations of UBS, are not FDIC insured, and will not be listed on an exchange. The estimated initial value is expected between $967.50 and $997.50 per $1,000, reflecting internal funding and hedging costs. The filing highlights limited liquidity, issuer credit risk, complex U.S. tax treatment, and restrictions on sales to certain EEA and UK retail investors.
UBS AG is offering $3,800,000 of Buffered Digital Notes with Downside Leverage Factor linked to the S&P 500® Index, maturing on February 18, 2027. Each Note has a $1,000 principal amount and a term of about 54 weeks.
If the index’s final level is at or above the downside threshold of 6,245.13 (90% of the 6,939.03 initial level), investors receive principal plus a fixed 8.26% digital return, regardless of additional upside. If the final level is below the threshold, repayment is reduced using a downside leverage factor of approximately 1.1111, so each 1% drop beyond the 10% buffer causes about a 1.1111% loss of principal, up to a total loss.
The Notes pay no interest, are unsecured and unsubordinated obligations of UBS AG London Branch, and all payments depend on UBS’s credit. They will not be listed on an exchange, may have limited or no secondary market, and their estimated initial value is $988.00 per $1,000, below the issue price due to fees, funding and hedging costs.
UBS AG is offering Digital S&P 500® Index‑Linked Medium‑Term Notes that pay no interest and have a term expected between 27 and 30 months. The payoff depends on the S&P 500 Index level on a single determination date near maturity.
If the index finishes at or above a buffer level of 85% of its initial level, investors receive a fixed maximum settlement amount expected to be between $1,157.40 and $1,185.10 per $1,000. Upside is fully capped, so gains above the cap level (expected between 115.74% and 118.51% of the initial level) are not passed through.
If the index declines more than 15%, principal is exposed to losses at approximately 117.65% of the drop beyond the buffer; a large decline can result in losing the entire investment. The notes are unsecured obligations of UBS, are not listed on any exchange, may have limited or no secondary market, and have an estimated initial value between $967.50 and $997.50 per $1,000, reflecting internal funding and hedging costs.
UBS AG is offering $2,745,000 of Trigger Callable Contingent Yield Notes due February 7, 2030, linked to the least performing of the Nasdaq-100® Technology Sector Index, the Financial Select Sector SPDR® Fund and the Utilities Select Sector SPDR® Fund.
The Notes pay a 12.20% per annum contingent coupon only if, on each monthly observation date, every underlying is at or above 70% of its initial level. UBS can call the Notes in whole on any observation date after three months, returning principal plus any due coupon, ending all future payments.
If the Notes are not called and any underlying finishes below its 70% downside threshold, investors receive $1,000 multiplied by 1 plus the worst underlying’s return, which can mean a substantial or total loss of principal. The Notes are unsecured obligations of UBS, not listed on any exchange, have a $1,000 issue price, an estimated initial value of $978.10, and include a $7.50 per-Note underwriting discount.
UBS AG is offering $650,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of NVIDIA Corporation, maturing on February 3, 2028. These unsubordinated, unsecured notes pay a 17.90% per annum contingent coupon, in monthly installments of $14.9167 per $1,000 note, only if NVIDIA’s closing price is at or above the coupon barrier of $152.90 (80% of the $191.13 initial level) on an observation date, with unpaid coupons potentially recaptured later via the memory feature.
The notes may be automatically called after three months if NVIDIA closes at or above the call threshold of $210.24 (110% of the initial level), paying principal plus due and previously unpaid coupons, with no further payments. If not called and NVIDIA’s final level on the valuation date is at or above the downside threshold of $114.68 (60% of the initial level), investors receive full principal back. If the final level is below this threshold, repayment equals $1,000 times (1 + underlying return), exposing investors to the full downside and potentially a total loss. The notes are not listed, carry UBS credit risk, and have an estimated initial value of $979 per $1,000 note.