Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., with a scheduled maturity on or about February 2, 2028. These unsecured, unsubordinated debt obligations pay a contingent coupon only if Vistra’s share price on each observation date is at or above a preset coupon barrier.
The Notes may be automatically called before maturity if Vistra’s stock closes at or above the initial level on any observation date (other than the final one), in which case investors receive principal plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and the final stock level is at or above the downside threshold, investors receive only the principal back at maturity.
If the Notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS. The Notes will not be listed, require a minimum purchase of 100 Notes at $10 each, and have an estimated initial value between $9.42 and $9.67 per Note.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock, maturing on February 2, 2028. These market-linked notes pay a high contingent coupon only when Oracle’s share price is at or above a preset coupon barrier on each observation date.
The notes can be automatically called early if Oracle’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus the applicable contingent coupon and the notes terminate. If not called, and Oracle’s final level is at or above a downside threshold, principal is repaid at maturity; if it falls below that threshold, repayment is reduced in line with Oracle’s percentage decline and can fall to zero, creating full downside market risk.
All payments depend on UBS’s creditworthiness, and the notes are unsecured, unsubordinated obligations that will not be listed on any exchange. The issue price is $10 per note, with an estimated initial value of $9.74 based on UBS’s internal models.
UBS AG is offering $175,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on February 2, 2028. Each Note has a $10 principal amount and a minimum investment of 100 Notes.
The Notes pay a 15.15% per annum contingent coupon (about $0.3788 per quarter per $10 Note) only if Constellation’s share price on an observation date is at or above a coupon barrier set at 60% of the initial level. The same 60% level is the downside threshold.
Beginning about six months after issuance, the Notes are automatically called if Constellation’s share price on a quarterly observation date is at or above the initial level. In that case, holders receive the $10 principal plus the applicable contingent coupon, and the product terminates early.
If the Notes are not called and, on the final valuation date of January 31, 2028, Constellation’s share price is at or above the downside threshold, investors receive their $10 principal plus the final contingent coupon. If it is below the downside threshold, repayment is $10 × (1 + underlying return), matching the stock’s percentage loss and potentially resulting in a total loss of principal.
The estimated initial value is $9.73 per $10 Note, reflecting UBS’s internal pricing models and funding rate. Payments depend entirely on UBS’s credit; a UBS default could result in losing the entire investment. The Notes will not be listed on any exchange, and secondary liquidity is not assured.
UBS AG is offering $206,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock, maturing February 2, 2028. These unsecured debt notes pay a high contingent coupon only when Micron’s share price on an observation date is at or above a coupon barrier.
If Micron’s stock closes at or above the initial level on any observation date before maturity, the notes are automatically called, and investors receive the principal plus the contingent coupon, with no further payments. If the notes are not called and Micron’s final share price is at or above the downside threshold, investors receive full principal back, plus a final coupon if the barrier is met.
If the notes are not called and Micron’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their investment. The contingent coupon rate in the example is 25.84% per year, the notes are not listed on any exchange, and UBS estimates the initial value at $9.76 per $10 note, with all payments subject to UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about February 2, 2028. These unsecured debt notes pay a contingent coupon only if Oracle’s closing level on each observation date, including the final valuation date, is at or above a preset coupon barrier.
The notes are subject to an automatic call if Oracle’s level on any observation date before maturity is at or above the initial level; in that case investors receive the principal plus the applicable contingent coupon and the notes terminate early. If not called and Oracle’s final level is at or above the downside threshold, investors receive only the principal at maturity.
If the notes are not called and Oracle’s final level is below the downside threshold, repayment is reduced in line with the percentage decline in Oracle, and investors can lose their entire investment. Payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected between $9.44 and $9.69.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to Oracle Corporation common stock, maturing February 2, 2029. These unsubordinated, unsecured debt obligations pay a contingent coupon only when Oracle’s closing level on an observation date is at or above a preset coupon barrier.
The notes may be automatically called quarterly, beginning after six months, if Oracle’s closing level is at or above the initial level. In that case, investors receive the $10 principal per note plus any due coupon, and the notes terminate early.
If the notes are not called and Oracle’s final level on January 31, 2029 is at or above the downside threshold, UBS repays the $10 principal per note. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose their entire investment. All payments depend on UBS’s credit, the notes are not listed, the minimum investment is 100 notes ($1,000), and the estimated initial value is $9.67 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on February 2, 2029. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a preset coupon barrier. The notes can be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case UBS repays principal plus the applicable coupon and the notes terminate.
If the notes are not called and NVIDIA’s final level is at or above the downside threshold, UBS repays the $10 principal per note at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment.
The minimum investment is 100 notes at $10 per note. The estimated initial value is $9.67 per note, based on UBS internal models and funding rate. All payments depend on UBS’s creditworthiness; a UBS default could result in loss of all amounts due.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on or about February 2, 2028. These are unsecured UBS debt obligations, not bank deposits and not FDIC insured.
The Notes can pay quarterly contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date. They may be automatically called on any quarterly observation date after six months if the stock closes at or above its initial level, in which case holders receive principal plus the applicable coupon and the Notes terminate.
If the Notes are not called and the final stock level is at or above the downside threshold (illustratively 60% of the initial level), UBS repays the $10 principal per Note, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and principal losses can reach 100%.
The example terms show a 14.04% per annum contingent coupon rate (about $0.351 per quarter on a $10 Note) and minimum investment of 100 Notes ($1,000). The estimated initial value is expected between $9.39 and $9.64 per $10 Note, reflecting UBS’ internal funding and pricing. Any payment depends entirely on UBS’ creditworthiness, and the Notes will not be listed on any exchange.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock, maturing on February 2, 2029. These unsecured notes pay a contingent coupon only when Amazon’s closing level on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Amazon’s closing level on any observation date before maturity is at or above the initial level, returning principal plus the due coupon, with no further payments. If not called, investors receive full principal at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with Amazon’s decline, and the entire investment can be lost.
All payments, including any coupon and principal, depend on UBS’s credit. The notes are not listed, require a minimum investment of 100 notes at $10 each, and have an estimated initial value of $9.71 per note, reflecting UBS’s internal pricing and funding.
UBS AG is offering $100,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on February 2, 2029. These are unsecured, unsubordinated debt obligations of UBS.
Investors receive a contingent coupon only if Oracle’s closing share price on an observation date is at or above a preset coupon barrier. The notes can be automatically called quarterly after 6 months if Oracle’s price is at or above the initial level, returning principal plus any due coupon, with no further payments.
If the notes are not called and Oracle’s final level is at or above the downside threshold (60% of the initial level in the examples), UBS repays the $10 principal per Note, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose up to 100% of principal.
The example terms include an annual contingent coupon rate of 18.37%, a downside threshold and coupon barrier each at 60% of the initial level, and a minimum investment of 100 Notes at $10 each. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange.