Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Advanced Micro Devices, Inc., combining conditional income with substantial downside market and credit risk.
Investors receive a contingent coupon on each observation date only if AMD’s share price is at or above a preset coupon barrier; otherwise no coupon is paid. The notes auto-call before maturity if AMD closes at or above the initial level on any observation date, returning principal plus that period’s coupon and ending the investment. If not called, principal is repaid at maturity only if AMD’s final level is at or above a downside threshold; below that level, repayment is reduced in line with AMD’s decline and can fall to zero. The notes are unsecured obligations of UBS, are not listed, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per note.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing February 2, 2027. The Notes pay contingent coupons only when Microsoft’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes can be called early if Microsoft’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the Notes terminate. If not called and the final share price is at or above a downside threshold, principal is repaid at maturity.
If the Notes are not called and Microsoft’s final share price is below the downside threshold, repayment is reduced in line with the share price decline, and investors can lose all of their investment. All payments depend on UBS’s credit, the Notes are not listed on an exchange, and the minimum investment is 100 Notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about February 2, 2028. These are unsubordinated, unsecured debt obligations of UBS.
The notes may pay a contingent quarterly coupon only when NVIDIA’s share price on an observation date is at or above a preset coupon barrier. They can be automatically called after six months if NVIDIA’s price is at or above the initial level, in which case holders receive principal plus any due coupon and the notes terminate early.
If the notes are not called and NVIDIA’s final level is at or above a downside threshold at maturity, investors receive full principal back (and a final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with NVIDIA’s decline, and investors can lose all of their investment. Payments depend entirely on UBS’s credit, the notes are not insured, will not be listed on an exchange, and are offered in minimum denominations of 100 notes at $10 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Expedia Group, Inc., maturing on or about February 2, 2028. These are unsecured, unsubordinated debt obligations of UBS, documented in a preliminary pricing supplement under a registered program.
Holders may receive quarterly contingent coupons only when the Expedia share price on an observation date is at or above a specified coupon barrier. The notes can be called early if the share price is at or above the initial level on any observation date after six months, in which case UBS repays principal plus the applicable coupon and the product terminates.
If the notes are not called and Expedia’s final share level is at or above a downside threshold, investors receive full principal at maturity. If the final level is below that threshold, repayment is reduced in line with the share’s percentage decline, and all principal can be lost. The notes are sold in minimums of 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to range between $9.40 and $9.65, reflecting UBS’ internal pricing and funding.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, maturing on or about February 2, 2027. These unsecured debt obligations pay contingent coupons only when Microsoft’s share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called early if Microsoft’s stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon. If not called, investors receive full principal only if the final stock level is at or above a downside threshold; otherwise they absorb the full percentage loss in the stock and can lose their entire investment. The notes are unlisted, subject to UBS credit risk, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value between $9.39 and $9.64 per note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the Class C stock of Alphabet Inc., providing contingent coupons and potential early redemption based on Alphabet’s share performance.
Coupons are paid only when Alphabet’s closing level on an observation date is at or above a coupon barrier. The notes are automatically called if Alphabet’s level on any observation date before maturity is at or above the initial level, returning principal plus the due coupon and ending the investment.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise repayment is reduced in line with Alphabet’s decline and can fall to zero. Payments depend on UBS’s credit, the notes are not listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.74 per note.
UBS AG is offering $1,550,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to AST SpaceMobile, Inc. common stock. These unsecured notes pay a 30.80% per annum contingent coupon ($77 per $1,000) only if ASTS closes at or above the coupon barrier on quarterly observation dates.
The notes can be automatically called after six months if ASTS is at or above the $121.23 call threshold (100% of the initial level), returning principal plus due and unpaid coupons. If not called and the final ASTS level is at or above the $60.62 downside threshold (50% of the initial level), investors receive full principal back.
If the notes are not called and ASTS finishes below the downside threshold, repayment is reduced one-for-one with the share price decline, and principal losses can reach 100%. The estimated initial value is $945 per $1,000 note, the notes will not be listed, and all payments depend on UBS’s creditworthiness, with complex U.S. tax treatment.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst-performing of three ETFs: the SPDR® S&P® Regional Banking ETF (KRE), the Energy Select Sector SPDR® Fund (XLE) and the Real Estate Select Sector SPDR® Fund (XLRE). The Notes pay a contingent coupon at a rate of 14.75% per annum (about $12.2917 per $1,000 monthly) only if, on each monthly observation date, the closing level of every ETF is at or above its coupon barrier, set at 75% of its initial level. UBS may call the Notes in whole, but not in part, on any observation date starting after three months, returning principal plus any due coupon.
If the Notes are not called and, on the final valuation date, all ETFs are at or above their downside thresholds (60% of initial levels), investors receive full principal back. If any ETF finishes below its downside threshold, the maturity payment is reduced one-for-one with the decline of the worst ETF, and investors can lose all principal. The Notes are unsecured obligations of UBS AG, will not be listed on an exchange, and have an estimated initial value between $945.40 and $975.40 per $1,000 issue price.
UBS AG is offering preliminary Trigger Autocallable Notes linked to the least performing of Arista Networks (ANET), Moderna (MRNA) and Micron Technology (MU), issued by UBS AG London Branch. Each Note has a $1,000 principal amount and an expected term of about 3 years, from February 2026 to February 2029.
The Notes can be automatically called monthly after 12 months if, on any observation date, the closing level of each stock is, or has been, at or above its call threshold (100% of its initial level). If called, holders receive the principal plus a “call return” based on a 73.85% per annum call return rate, with the call price increasing the longer the Notes remain outstanding.
If the Notes are not called and on the final valuation date each stock is at or above its downside threshold (60% of its initial level), holders receive only the $1,000 principal back. If at least one stock finishes below its downside threshold, the maturity payment is $1,000 × (1 + underlying return of the least performing stock), which can result in substantial loss, up to a complete loss of principal.
The Notes pay no interest, provide no participation in stock price appreciation, and pay no dividends. All payments depend on UBS’s credit; if UBS defaults, holders could lose all amounts due. The estimated initial value per Note is expected to be between $951.80 and $981.80, reflecting internal pricing, costs and dealer compensation, and may differ from any secondary market price.
UBS AG is offering $1,730,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on December 31, 2027.
The notes pay a contingent coupon at a rate of 9.35% per annum ($7.7917 per $1,000 note per month) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of initial levels, which are also the downside thresholds. UBS may call the notes in whole, beginning after three months, paying principal plus any due coupon.
If the notes are not called and any index finishes below its downside threshold on the final valuation date, investors incur a loss matching the negative return of the worst-performing index and can lose their entire principal. All payments depend on UBS’s credit; the estimated initial value is $958.80 per $1,000 note, below the issue price, reflecting fees and hedging costs.