Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $1,005,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuitive Surgical, Inc., maturing January 31, 2028. These unsecured, unsubordinated notes pay a contingent coupon only if the stock closes on or above a preset coupon barrier on each observation date.
If on any observation date before maturity the stock closes at or above its initial level, the notes are automatically called and investors receive the $10 principal per note plus any due contingent coupon, with no further payments. If the notes are not called and the final stock level is at or above the downside threshold, investors receive principal back at maturity.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose their entire investment. All payments depend on UBS’s credit. The notes are not listed, require a minimum $1,000 investment, and had an estimated initial value of $9.84 per $10 note on the trade date.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to UnitedHealth Group common stock, maturing on February 1, 2027. These are unsecured, unsubordinated debt obligations of UBS with no principal guarantee.
Holders receive a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid. The notes auto-call early if the stock closes at or above the initial level, returning principal plus the due coupon, with no further payments.
If not called and the final stock level is at or above the downside threshold, UBS repays the $10 principal per Note. If it is below the threshold, repayment is reduced in line with the stock’s percentage decline, and the entire investment can be lost. All payments depend on UBS’s credit. The notes are not exchange-listed, have a minimum $1,000 investment, and an estimated initial value of $9.73 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuitive Surgical, Inc., maturing on or about January 31, 2028. These unsubordinated, unsecured debt obligations pay a contingent coupon only when the stock closes at or above a defined coupon barrier on scheduled observation dates.
The notes can be called early if the stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive full principal at maturity, plus any final contingent coupon.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS. The notes are offered in minimums of 100 notes at $10 per note, with an estimated initial value between $9.46 and $9.71 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS that pay income only under specific market conditions.
UBS will pay a contingent coupon on each observation date, including the final valuation date, only if Amazon’s share price is at or above a preset coupon barrier. The notes are automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus that period’s contingent coupon and no further payments.
If the notes are not called and Amazon’s final share price is at or above the downside threshold, investors receive only their principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.46 and $9.71 per $10 note, reflecting UBS’s internal pricing and funding costs.
UBS AG is offering $1,085,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. common stock, maturing January 31, 2028. These unsecured notes pay a contingent coupon only when Amazon’s share price on a quarterly observation date is at or above a coupon barrier set at 70% of the initial level, with an indicated hypothetical rate of 11.46% per year on a $10 denomination.
The notes can be automatically called after six months if Amazon’s stock is at or above the initial level on any observation date, returning principal plus the applicable coupon and ending further payments. If not called, and the final stock level is at or above the 70% downside threshold, investors receive principal back at maturity, plus the final coupon if the barrier is met. If the final level is below the downside threshold, repayment falls in line with the stock’s percentage decline, and investors can lose some or all of their investment.
The notes are senior unsecured obligations of UBS, subject to UBS’s credit risk, are not bank deposits, are not insured, and will not be listed on an exchange. The estimated initial value is $9.80 per $10 note, with a minimum investment of 100 notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on or about February 1, 2027. These unsecured debt securities pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date.
The notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus the applicable contingent coupon, with no further payments. If not called and the final stock level is at or above a downside threshold, investors receive only their principal back at maturity.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. Any payment depends on UBS’s credit; a default could result in a total loss. The notes are not listed, require a minimum purchase of 100 notes at $10 each, and have an estimated initial value between $9.37 and $9.62 per note.
UBS AG is offering $271,000 in Buffer Autocallable Contingent Yield Notes linked to the weakest performer between the VanEck Gold Miners ETF (GDX) and the Energy Select Sector SPDR Fund (XLE), maturing on February 1, 2028.
The notes pay a contingent coupon at a 12.30% per annum rate (about $10.25 per $1,000 note per month) only if both ETFs stay at or above their coupon barriers, set at 80% of initial levels. They can be called quarterly after six months if both ETFs are at or above their initial levels, returning principal plus the coupon.
At maturity, if never called and both ETFs are at or above 80% of initial, principal is repaid; if either finishes below 80%, losses match that ETF’s decline beyond a 20% buffer, up to nearly total loss. Payments depend on UBS credit, and the estimated initial value is $946.20 per $1,000 note, below issue price.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the iShares Silver Trust ETF. These unsecured, unsubordinated notes can pay a contingent coupon of 22.88% per annum (about $0.572 per $10 note per period) if the ETF’s closing level on an observation date is at or above a coupon barrier set at 60% of the initial level.
The notes are automatically called early if, on any observation date before maturity, the ETF closes at or above its initial level, in which case investors receive $10 per note plus the applicable coupon and no further payments. If not called, and at final valuation in January 2028 the ETF is at or above the 60% downside threshold, investors receive full principal back and, if the barrier is met, a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the ETF’s decline, and all principal can be lost.
The notes settle in January 2026 and mature in January 2028, are not listed on any exchange, and involve both market risk tied to silver prices and UBS credit risk. The estimated initial value is $9.60 per $10 note, and the minimum investment is 100 notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the iShares Silver Trust shares, maturing on February 1, 2027. These unsecured debt notes pay a contingent coupon only when the ETF’s closing level on an observation date is at or above a preset coupon barrier.
The notes can be called early if the ETF closes at or above its initial level on any observation date before maturity, returning the $10 principal per note plus the due coupon, with no further payments. If not called and the final level is at or above the downside threshold, principal is repaid at maturity.
If the final level is below the downside threshold, repayment is reduced in line with the ETF’s percentage decline, and the entire investment can be lost. A sample structure shows a 10.97% per annum contingent coupon, a downside threshold and coupon barrier each at 50% of the initial level, and an estimated initial value of $9.57 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to shares of the iShares Silver Trust, maturing around January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive contingent coupons only when the ETF’s closing level on an observation date is at or above a preset coupon barrier. The notes are automatically called early if the ETF is at or above its initial level on any observation date before final valuation, returning principal plus that period’s coupon.
If not called, and the final ETF level is at or above a downside threshold, UBS repays principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with the ETF’s decline, and investors can lose all of their initial investment. Payments depend entirely on UBS’s credit, and the notes will not be listed on any exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.30 and $9.55 per note.