Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $150,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation. These unsecured notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date.
The notes can be called early if the stock closes at or above its initial level on any observation date before maturity; in that case, holders receive the $10 principal per Note plus the applicable contingent coupon, and the product terminates. If not called and the final stock level is at or above the downside threshold, principal is repaid at maturity.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose their entire investment. The notes are subject to UBS credit risk, are not listed on an exchange, have a minimum $1,000 investment, and an estimated initial value of $9.76 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on or about January 29, 2027. These unsecured debt securities pay a contingent coupon only when Alcoa’s closing level on an observation date is at or above a specified coupon barrier.
The notes may be automatically called before maturity if Alcoa’s stock closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and Alcoa’s final level is at or above the downside threshold, investors receive their $10 principal per note at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero.
The notes are subject to UBS’s credit risk, will not be listed on an exchange, and have a minimum investment of 100 notes at $10 each. The estimated initial value per note on the trade date is expected to be between $9.24 and $9.49, reflecting internal pricing and funding assumptions.
UBS AG is offering $438,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on January 31, 2028. Each Note has a $10 principal amount and is designed to pay high contingent coupons but exposes investors to stock-like downside.
UBS pays a contingent coupon only when Intel’s closing level on an observation date is at or above a preset coupon barrier. The Notes are automatically called early if Intel’s stock closes at or above the initial level on any observation date, returning principal plus the applicable coupon, with no further payments.
If the Notes are not called and Intel’s final level is at or above the downside threshold, investors receive only principal (and any final coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Intel’s percentage decline, and the entire investment can be lost. Payments depend on UBS’s credit, the Notes are not insured or exchange‑listed, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.81 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on or about January 31, 2028. These unsecured, unsubordinated notes can pay monthly contingent coupons only when Humana’s share price on an observation date is at or above a preset coupon barrier.
The notes are automatically called, returning principal plus the applicable coupon, if Humana’s stock is at or above its initial level on any monthly observation date after 12 months. If not called, and the final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced one-for-one with Humana’s decline, and all principal can be lost.
The preliminary examples illustrate a contingent coupon rate of 13.76% per year with a coupon barrier and downside threshold at 65% of the initial level. All payments depend on UBS’s credit; if UBS defaults, investors may receive nothing. The notes are not listed, have an estimated initial value between $9.31 and $9.56 per $10 note, and require a minimum investment of 100 notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing around January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC-insured.
Investors receive contingent coupons only when Micron’s closing price on an observation date is at or above a coupon barrier. The notes can be called early if Micron closes at or above the initial level, returning principal plus the applicable coupon, with no further payments.
If the notes are not called and Micron’s final level is at or above a downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with Micron’s decline and can fall to zero. All payments depend on UBS’s creditworthiness, and investors may lose a significant portion or all of their investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a term to January 29, 2027 and a minimum investment of 100 Notes at $10 each. The Notes pay a contingent coupon only if NVIDIA’s closing price on each observation date is at or above a preset coupon barrier. They may be automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case holders receive principal plus the applicable coupon and no further payments.
If the Notes are not called and the final NVIDIA level is at or above the downside threshold, investors receive back principal (and a final coupon if the level is also above the coupon barrier). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. An example structure in the document shows a contingent coupon rate of 10.41% per year, a $0.2603 coupon per observation, and both the downside threshold and coupon barrier set at $60.00, which is 60.00% of the initial level. All payments depend on UBS’s creditworthiness, and the Notes will not be listed on an exchange. The estimated initial value on the trade date is $9.77 per $10 Note.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation, maturing on or about January 29, 2027. These unsecured notes pay a contingent coupon only when the stock closes at or above a set coupon barrier on observation dates.
The notes can be called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and the notes terminate. If not called and the final stock level is at or above a downside threshold, principal is repaid at maturity.
If the notes are not called and the final stock level falls below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all principal. Payments depend on UBS’s credit. The minimum investment is 100 notes at $10 each, and the estimated initial value is between $9.43 and $9.68 per note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, maturing on or about January 31, 2028. These are unsecured, unsubordinated debt obligations of UBS and are not bank deposits or FDIC insured.
Investors can receive contingent coupons only if Intel’s share price on each observation date, including the final valuation date, is at or above a preset coupon barrier. The Notes are automatically called early if Intel’s price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.
If the Notes are not called and Intel’s final level is at or above the downside threshold, investors receive the $10 principal per Note at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final level is below the downside threshold, repayment is reduced in line with Intel’s percentage decline, and investors can lose some or all of their initial investment. The estimated initial value is expected to be between $9.44 and $9.69 per $10 Note, and the Notes will not be listed on any securities exchange.
UBS AG is offering $310,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 31, 2028. These unsecured debt notes pay a contingent coupon only when Micron’s share price on an observation date is at or above a preset coupon barrier.
The notes can be called early if Micron’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and Micron’s final share level is at or above a downside threshold, investors receive full principal back at maturity.
If the notes are not called and Micron’s final share level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. Coupons and principal are also subject to UBS credit risk. The notes will not be exchange‑listed and have an estimated initial value of $9.80 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing around January 29, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when NVIDIA’s closing level on an observation date is at or above a preset coupon barrier.
The notes may be automatically called early if NVIDIA’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and NVIDIA’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with NVIDIA’s decline, and all principal can be lost in extreme cases.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, and are sold in minimum denominations of 100 notes at $10 per note. A hypothetical example shows an annual contingent coupon rate of 8.94% and a downside threshold and coupon barrier set at 60.00% of the initial level, illustrating both income potential and significant downside market exposure.