Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Ralph Lauren Corporation, maturing January 28, 2027. These unsecured, unsubordinated debt notes can pay periodic contingent coupons, but only if the stock closes on or above a specified coupon barrier on each observation date.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus the applicable contingent coupon, and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, principal is repaid at maturity. If the final level is below this threshold, repayment is reduced in line with the stock’s percentage decline and can fall to zero, causing a total loss of principal.
Any payment, including coupons and principal, depends on UBS’s creditworthiness. The notes are not listed on an exchange, require a minimum $1,000 investment, and have an estimated initial value of $9.77 per $10 note, based on UBS’s internal models.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Oracle common stock, maturing January 28, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when Oracle’s closing share price on an observation date is at or above a preset coupon barrier. The notes are automatically called early if Oracle’s price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments.
If the notes are not called and Oracle’s final price on the January 26, 2027 final valuation date is at or above the downside threshold, investors receive full principal back, potentially with a final coupon. If the final price is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and the entire investment can be lost. The notes are not listed, are subject to UBS credit risk, and their estimated initial value is $9.80 per $10 Note.
UBS AG is offering $230,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on January 29, 2029. The Notes pay a contingent coupon at a rate of 21.15% per annum (about $0.5288 per $10 Note per period) only when AMD’s closing share price on an observation date is at or above a coupon barrier set at 65% of the initial level.
The Notes are automatically called early if AMD’s price on an observation date before maturity is at or above the initial level, in which case holders receive $10 per Note plus the applicable coupon and no further payments. If the Notes are not called and AMD’s final level on the valuation date is at or above the same 65% downside threshold, UBS repays the $10 principal plus the final coupon. If the final level is below the downside threshold, repayment is reduced one-for-one with AMD’s decline, and the entire principal can be lost.
The Notes are unsecured, unsubordinated debt of UBS, not listed on any exchange, sold in minimums of 100 Notes at $10 each, and have an estimated initial value of $9.72 per Note. All payments depend on UBS’s creditworthiness in addition to AMD share performance.
UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Advance Auto Parts, Inc., maturing on or about January 29, 2029. These unsecured debt obligations pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes can be called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive the $10 principal per note at maturity, but if it is below the threshold they incur a loss matching the stock’s percentage decline and could lose their entire investment.
The notes are issued in minimums of 100 notes at $10 each and will not be listed on any exchange. The estimated initial value per note on the trade date is expected to be between $9.27 and $9.52, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Ralph Lauren Corporation, with a scheduled maturity around January 28, 2027. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid.
The notes can be automatically called early if the stock closes at or above its initial level on any observation date before the final valuation date, returning principal plus any due coupon and ending further payments. If not called, and the final stock level is at or above a downside threshold, investors receive only their principal back. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and all principal can be lost. Payments depend on UBS’s credit, and the notes will not be listed on an exchange. The preliminary supplement includes a hypothetical example using a $10 denomination and a 10.77% per annum contingent coupon rate to illustrate potential outcomes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, with a scheduled maturity on or about January 28, 2027. Each Note has a $10 principal amount and is designed to pay a contingent coupon only if Oracle’s closing share price on an observation date is at or above a preset coupon barrier.
The Notes are subject to an automatic call if, on any observation date before the final valuation date, Oracle’s share price is at or above the initial level. In that case, investors receive $10 per Note plus the contingent coupon due, and the Notes terminate early. If not called and the final share price is at or above the downside threshold, investors receive only the $10 principal plus any final contingent coupon.
If the Notes are not called and Oracle’s final share price is below the downside threshold, the repayment is reduced in line with the negative stock performance, and investors can lose some or all of their initial investment. Payments depend entirely on UBS’s ability to meet its obligations. The Notes will not be listed, have an expected minimum investment of 100 Notes ($1,000), and an estimated initial value between $9.44 and $9.69 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about January 29, 2029. These unsecured debt notes pay a contingent coupon only if the AMD share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if AMD’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and AMD’s final share price is at or above the downside threshold, investors receive their principal back; if it is below the downside threshold, repayment is reduced in line with AMD’s decline and can fall to zero.
The notes are subject to UBS credit risk and are not insured. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.37 and $9.62.
UBS AG is offering $378,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on January 28, 2028.
The Notes pay a contingent coupon at a rate of 24.08% per annum (about $0.602 per $10 Note per period) only when Micron’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level. UBS will automatically call the Notes early if Micron’s share price on any observation date before maturity is at or above the initial level, returning the $10 principal per Note plus any due coupon.
If the Notes are not called and Micron’s final share price is at or above the downside threshold (also 50% of the initial level), investors receive their $10 principal back at maturity plus any final coupon. If the final price is below the downside threshold, repayment falls in line with Micron’s loss, and all principal can be lost. Payments depend on UBS’s credit, the Notes will not be listed on an exchange, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.78 per $10 Note.
UBS AG is offering $310,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Bank of America Corporation, maturing on January 28, 2028. These unsecured debt notes can pay a contingent coupon on each semi-annual observation date, but only if Bank of America’s share price is at or above a preset coupon barrier; otherwise no coupon is paid. The notes are automatically called, returning principal plus any due coupon, if the share price is at or above the initial level on any observation date after 12 months. If the notes are not called and the final share price is at or above the downside threshold, investors receive their $10 principal per note at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment. The indicative contingent coupon rate in the examples is 10.08% per year, the minimum purchase is 100 notes at $10 each, and the estimated initial value is $9.81 per note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes pay a contingent coupon only if Micron’s stock closes at or above a specified coupon barrier on each observation date. If Micron’s stock closes at or above the initial level on any observation date before the final valuation date, the Notes are automatically called and repay principal plus that period’s contingent coupon, with no further payments.
If the Notes are not called and Micron’s stock on the final valuation date is at or above a downside threshold, investors receive only the $10 principal per Note, plus any final contingent coupon if the coupon barrier is met. If the final stock level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose all of their initial investment. Payments depend on UBS’s credit; the Notes are unsecured, unsubordinated debt, are not FDIC insured, will not be listed on an exchange, and have an estimated initial value between $9.41 and $9.66 per $10 Note. The expected term runs from a trade date of January 26, 2026 to maturity on or about January 28, 2028.