Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $9,148,000 of Callable Contingent Interest Barrier Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing May 26, 2027.
The notes pay a fixed contingent interest of $7.50 per $1,000 note on monthly interest payment dates only if on the related observation date the closing level of each index is at or above its interest barrier, set at 65.00% of its initial level. UBS can call the notes in whole on any observation date (other than the valuation date), returning principal plus any due interest, after which no further payments are made.
If the notes are not called and on the valuation date either index finishes below its 65.00% trigger level, investors receive $1,000 multiplied by 1 plus the return of the worst performing index, which can mean a substantial or total loss of principal. Payments depend on UBS’s credit, the notes are not listed, and the estimated initial value is $985.00 per $1,000.
UBS AG London Branch is offering USD-denominated Contingent Income Auto-Callable Securities linked to the common stock of Atlassian Corporation. The notes target a $55.00 contingent payment per $1,000 (equivalent to 22.00% per annum) for each determination date on which Atlassian’s closing price is at or above 60.00% of the initial price.
If on any non-final determination date the closing price is at or above 100.00% of the initial price, the notes are automatically redeemed for the stated principal plus that period’s contingent payment. If the notes are not called and the final price is below the 60.00% downside threshold, holders receive a cash value equal to the exchange ratio times the final price, resulting in a significant loss of principal and potentially a total loss.
The notes pay no dividends, do not participate in any upside of Atlassian’s stock, and are unsecured, unsubordinated obligations of UBS AG, subject to UBS credit and Swiss resolution risks. They will not be listed, and the estimated initial value is expected between $922.70 and $952.70 per $1,000.00 note.
UBS AG London Branch is offering one-year structured notes linked to General Electric common stock, called Buffered Contingent Income Auto-Callable Securities with Memory Coupon and Downside Leverage, maturing on January 28, 2027. The notes seek to pay a contingent coupon of $11.725 per $1,000 (14.07% per annum) on each determination date if GE’s closing price is at or above the downside threshold of 80% of the $295.00 initial price.
If GE closes at or above the $295.00 call threshold on any non-final determination date, the notes are automatically redeemed for principal plus the due coupon and any unpaid “memory” coupons. If they are not called and GE finishes below the downside threshold, repayment is based on a 1.25x leveraged loss below that level, so investors can lose some or all principal. The notes are unsecured UBS obligations, not listed on an exchange, with an estimated initial value between $965.00 and $995.00 per $1,000, and carry extensive risks around loss of income, market volatility, liquidity, UBS credit risk and complex U.S. tax treatment.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of three market exposures: the Nasdaq-100 Technology Sector Index, the Energy Select Sector SPDR Fund and the Financial Select Sector SPDR Fund. The Notes have a term of about three years, $1,000 denomination and pay a contingent coupon at an annual rate of 11.60% only if, on each monthly observation date, every underlying is at or above its coupon barrier set at 70% of its initial level.
UBS may call the Notes at its discretion on any observation date after six months, returning principal plus any due coupon, with no further payments. If the Notes are not called and any underlying finishes below its downside threshold at 60% of its initial level, investors suffer a loss matching the negative return of the worst-performing underlying, up to a total loss of principal. The Notes are unsecured obligations of UBS, so all payments depend on UBS’s credit strength.
UBS AG is offering $1,767,000 of trigger autocallable notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing in January 2031. The notes can be automatically called every six months if all three indexes are at or above their call threshold levels, initially set at 100% of their starting values. If called, holders receive $1,000 per note plus a call return based on a 9.05% per annum rate, with the total call payout rising the longer the notes remain outstanding.
If the notes are never called and, at maturity, each index is at or above 70% of its initial level, investors receive only their $1,000 principal back with no additional return. If at least one index finishes below its 70% downside threshold, the maturity payment is reduced dollar-for-dollar with the loss on the worst-performing index, and holders can lose some or all of their investment. The notes pay no interest or dividends, may have limited secondary market liquidity, and all payments depend on the creditworthiness of UBS AG.
UBS AG is offering $5,000,000 of Trigger Callable Contingent Yield Notes, issued in $1,000 denominations and maturing on July 26, 2027. The notes are linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and EURO STOXX 50® Index.
Investors earn a contingent coupon of 14.05% per annum (about $11.7083 per month per $1,000 note) only if on an observation date the closing level of each index is at or above its coupon barrier, set at 65% of its initial level. UBS can call the notes in whole on any monthly observation date starting after five months, paying back principal plus any due coupon.
A daily “knock-in” trigger applies: if any index ever closes below its downside threshold (set at 70% of its initial level) during the observation period and, at maturity, any index finishes below its initial level, principal is reduced one-for-one with the percentage loss of the worst index, up to a total loss. The notes are unsecured obligations of UBS; all payments depend on UBS’s credit, and the estimated initial value is $979.50 per $1,000 note.
UBS AG, via its London branch, is offering $475,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, maturing on January 27, 2031. Each $1,000 note pays a monthly contingent coupon at an annual rate of 18.60% ($15.50 per month) only when the index closes at or above the coupon barrier of 199.58, which is 70.00% of the initial level of 285.12.
The notes can be automatically called after six months if the index closes at or above the call threshold of 285.12 (100.00% of the initial level); in that case investors receive principal plus the due coupon and the notes terminate. If the notes are not called and on the final valuation date the index is at or above the downside threshold of 142.56 (50.00% of the initial level), investors receive full principal back, with a coupon only if the index is also above the coupon barrier.
If the notes are not called and the final index level is below the downside threshold, repayment is reduced one-for-one with the index decline, and investors can lose all of their principal. Payments depend entirely on UBS’s credit, and the index itself is complex, using leverage up to 500%, a 40% volatility target and a 6.0% per annum decrement that drags on performance. The estimated initial value is $947.90 per $1,000 note, below the issue price, reflecting fees and UBS’s internal funding rate.
UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, with a principal amount of $1,000 per Note and a term of about three years to February 1, 2029.
The Notes pay a contingent coupon of 9.80% per annum, credited monthly only if on each observation date both indices close at or above 85% of their initial levels, which is also the coupon barrier. UBS can call the Notes in whole, but not in part, on any monthly observation date starting after 12 months, paying back principal plus any due coupon and ending all future payments.
If the Notes are not called and both indices finish at or above 85% of their initial levels at maturity, investors receive their full principal. If any index finishes below that 85% downside threshold, repayment is reduced based on the loss of the worst-performing index beyond a 15% downside buffer, and investors can lose almost all of their investment. All payments depend on the creditworthiness of UBS.
UBS AG is offering $554,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the iShares® Silver Trust (SLV). Each $1,000 note pays a contingent coupon of 17.35% per annum, in monthly installments of $14.4583, but only when the closing level of both ETFs is at or above their coupon barriers of $60.77 for GDX and $50.38 for SLV, each 60.00% of its initial level.
UBS may call the notes in whole on any monthly observation date beginning after 3 months; if called, holders receive principal plus any due coupon and the notes terminate. If not called and both final ETF levels are at or above their downside thresholds (equal to the coupon barriers), investors receive full principal at maturity on July 26, 2027. If the final level of any ETF is below its downside threshold, repayment is reduced in line with the negative return of the worst-performing ETF, up to a complete loss of principal.
The notes are unsubordinated, unsecured UBS debt, not insured by any government agency. Any payment depends on UBS’s creditworthiness. The estimated initial value is $961.20 per note, below the $1,000 issue price, and the notes will not be listed, so secondary liquidity may be limited.
UBS AG is offering 1-year structured notes tied to Microsoft stock that combine high contingent income with significant downside risk. Each $1,000 Buffered Contingent Income Auto-Callable Security can pay $14.3083 per month (about 17.17% per annum) if Microsoft’s closing price on a determination date is at or above 90% of the $451.14 initial price, a downside threshold of $406.03. Missed coupons can be “remembered” and paid later if the threshold is later met.
If Microsoft closes at or above 100% of the initial price on any non-final determination date, the notes auto-call and pay back $1,000 plus that period’s coupon and any unpaid prior coupons. If not called and the final price is at or above the downside threshold, investors receive $1,000 plus all due coupons. If the final price is below the downside threshold, repayment is based on a leveraged loss (about 1.1111% loss for each 1% drop below the 90% level), and investors can lose some or all principal. The notes are unsecured UBS obligations, not listed on an exchange, and have an estimated initial value between $964.50 and $994.50 per $1,000.