Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Contingent Income Auto-Callable Securities with Memory Coupon linked to the common stock of Broadcom Inc. These unsecured notes pay a contingent coupon of $31.75 per $1,000 (equivalent to 12.70% per annum) on each scheduled determination date only if Broadcom’s share price is at or above 50.00% of the initial price, with missed coupons potentially paid later under a memory feature.
The notes can be auto-called on any non-final determination date if Broadcom closes at or above 100.00% of the initial price, returning principal plus the due and unpaid coupons. If not called, and Broadcom is at or above the 50% downside threshold at final maturity in February 2029, investors receive principal plus all due coupons. If Broadcom finishes below the 50% threshold, repayment is based on the stock’s final price via a cash value formula, exposing investors to 1:1 downside and potentially a total loss of principal.
The securities are not principal protected, do not pay dividends, will not be listed on an exchange, and all payments depend on the creditworthiness of UBS AG. The estimated initial value is expected to be between $933.80 and $963.80 per $1,000 note, below the issue price, reflecting fees, hedging costs and UBS’ internal funding rate.
UBS AG is offering $1,282,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on January 25, 2029. Each Note has a $1,000 principal amount and pays a contingent coupon at a rate of 10.90% per annum only if, on a monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels.
UBS may call the Notes in whole on any observation date beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its downside threshold (also 70% of its initial level), investors receive full principal at maturity; if any index finishes below its downside threshold, the repayment is reduced in line with the loss on the worst-performing index and can fall to zero.
The Notes are unsecured, unsubordinated obligations of UBS, are not insured deposits, will not be listed on an exchange and may have limited or no secondary market. The estimated initial value is $965.80 per $1,000 Note, reflecting underwriting discounts, hedging and structuring costs, and all payments are subject to UBS’s creditworthiness.
UBS AG is offering Capped Buffer Contingent Absolute Return Securities linked to the MSCI EAFE® Index, maturing April 12, 2027. These unsecured notes have a $1,000 principal amount and a term of about 15 months. They do not pay interest and are subject to UBS credit risk.
At maturity, if the index has risen, holders receive $1,000 plus the index gain, capped at a maximum upside gain of 15.60% (a maximum payment of $1,156 per Security). If the index return is zero or negative but no worse than the 10.00% downside buffer (final level at or above 90% of the initial level), investors receive a "contingent absolute return" equal to the absolute value of the index move, up to 10.00%, for a maximum payment of $1,100.
If the index falls below the downside threshold, investors lose principal on a 1:1 basis beyond the 10% buffer and could lose almost all of their investment. The estimated initial value is expected to be $965.60–$995.60 per $1,000 Security, reflecting underwriting and hedging costs. The notes will not be listed, may have limited liquidity, and carry complex tax treatment.
UBS AG is offering $14,090,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing in December 2027. The Notes pay an 11.50% per annum contingent coupon (about $9.5833 per $1,000 per month) only if, on each monthly observation date, every index is at or above its coupon barrier, set at 70% of its initial level. UBS can call the Notes in whole on any observation date after three months, returning principal plus any due coupon, ending all future payments.
If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), holders receive back their $1,000 principal per Note. If any index finishes below its downside threshold, repayment is reduced based on the worst-performing index’s negative return, and investors can lose some or all of their principal. The estimated initial value is $974.00 per $1,000 Note, reflecting internal funding and fees. All payments are subject to UBS’s credit risk, and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000, S&P 500 and EURO STOXX 50, maturing on October 24, 2029. Each Note has a $10 principal amount and pays a quarterly contingent coupon at a rate of 11.10% per annum, but only if all three indices stay at or above their coupon barriers on every trading day in the observation period.
UBS may call the Notes in whole on any quarterly observation end date (other than the final one), paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, every index is at or above its downside threshold (60% of its initial level), investors receive full principal. If any index finishes below its downside threshold, the maturity payment is reduced in proportion to the worst-performing index, and investors can lose up to all of their investment.
Coupons are not guaranteed, there is no participation in any index upside, the Notes will not be listed, and all payments depend on the creditworthiness of UBS. The estimated initial value is expected to be between $9.58 and $9.88 per $10 Note, reflecting underwriting and hedging costs.
UBS AG is offering $25,000 of Buffer Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indexes. The notes pay a contingent coupon at an annual rate of 8.90% only if, on a monthly observation date, each index closes at or above its coupon barrier, set at 80% of its initial level. UBS may call the notes in whole on any observation date after three months, repaying principal plus any due coupon.
If the notes are not called and, at maturity, each index is at or above its downside threshold (also 80% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, principal is reduced in line with the worst index’s loss beyond the 20% buffer, and investors can lose almost all of their investment. The notes are unsecured, subject to UBS credit risk, not listed on an exchange, and have an estimated initial value of $968.10 per $1,000 issue price.
UBS AG is offering Callable Contingent Interest Barrier Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in May 2027. The Notes pay a fixed contingent interest of $7.50 per $1,000 Note each month only if on an observation date both indices are at or above 65% of their initial levels; otherwise no interest is paid for that period.
UBS may call the Notes on any monthly observation date (other than the final one) and return principal plus any due interest, ending all future payments. If the Notes are not called and at maturity either index is below its 65% trigger, investors lose principal in line with the worst index’s decline and can lose their entire investment. The Notes are unsecured UBS debt, carry UBS credit risk, are not listed, and their estimated initial value is $955–$985 per $1,000, below the issue price.
UBS AG is offering $426,000 of Trigger Callable Contingent Yield Notes linked to the worst performer among three equity indexes: the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. Each Note has a $1,000 principal amount and a maximum term of about three years, maturing in January 2029, with monthly observation dates.
The Notes pay a contingent coupon at a rate of 9.15% per annum (or $7.625 per month per $1,000) only when the closing level of every index is at or above its coupon barrier, set at 65% of its initial level. UBS can call the Notes in whole, beginning after three months, regardless of index performance; if called, holders receive principal plus any due coupon.
If the Notes are not called and each index finishes at or above its downside threshold, set at 60% of its initial level, investors receive full principal at maturity (and a final coupon if each index is also above its coupon barrier). If any index ends below its downside threshold, the maturity payment is reduced in line with the negative return of the worst performing index, and all principal can be lost. All payments depend on UBS’s credit, and the estimated initial value per Note is $964.70, below the $1,000 issue price.
UBS AG is offering $12,920,090 of Trigger Autocallable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index® and the Russell 2000® Index, maturing January 25, 2029. The unsecured notes pay a quarterly contingent coupon at an annual rate of 8.40% only if both indices are at or above 70% of their initial levels on each observation date, and can be automatically called after six months if both are at or above 100% of their initial levels, returning principal plus the applicable coupon.
If not called and any index finishes below 70% of its initial level, repayment at maturity is reduced one-for-one with the worst index’s loss, up to a total loss of principal. The minimum investment is 100 notes at $10 each. The notes are not listed, carry UBS credit risk, and have an estimated initial value of $9.529 per $10 note, reflecting fees, hedging costs and UBS’ internal funding rate.
UBS AG is offering approximately 3-year Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. The Notes pay a contingent coupon at a rate of 11.00% per annum (about $9.1667 per month on each $1,000 Note) only if on an observation date the closing level of each index is at or above 70.00% of its initial level.
UBS may call the Notes in whole on any monthly observation date beginning after 3 months, paying back the $1,000 principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, each index is at or above its 70.00% downside threshold, investors receive full principal. If any index finishes below its downside threshold, the repayment is reduced one-for-one with the negative return of the worst-performing index, up to a total loss of principal.
The Notes are unsecured, unsubordinated debt of UBS AG (London Branch), not insured by any government agency, and will not be listed on any exchange. The estimated initial value is expected to be between $962.30 and $992.30 per $1,000 issue price, reflecting embedded costs and dealer compensation, and investors face significant market, liquidity, credit and tax risks.