Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering $2,025,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CoreWeave, Inc., maturing on July 20, 2027. These unsecured debt notes pay a contingent coupon at a rate of 37.65% per annum only if CoreWeave’s closing stock price on a monthly observation date is at or above the $57.01 coupon barrier, which is 60% of the $95.01 initial level.
The notes are automatically called, and principal is repaid early, if the stock closes at or above the $95.01 call threshold (100% of the initial level) on any observation date after three months, in which case investors also receive the applicable contingent coupon. If not called, and the final stock level on the July 15, 2027 valuation date is at or above the $47.51 downside threshold (50% of the initial level), investors receive full principal back, plus any final contingent coupon. If the final level is below the downside threshold, repayment is reduced one-for-one with the stock’s percentage decline, and investors can lose all of their initial investment.
The notes are not listed, may have limited or no secondary market, and their estimated initial value is $944.60 per $1,000 note, below the issue price. All payments depend on UBS’s creditworthiness, and the product carries significant market, liquidity, and issuer credit risks.
UBS AG is offering $4,048,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing on July 20, 2027.
The Notes pay a monthly contingent coupon at a rate of 23.25% per annum ($19.375 per $1,000 Note) only when Micron’s closing price is at or above the coupon barrier of $201.98, which is 60.00% of the $336.63 initial level. The Notes are automatically called at par plus coupon if Micron closes at or above the call threshold level of $336.63 (100.00% of the initial level) on any monthly observation date after three months.
If not called, investors receive full principal back at maturity only if the final Micron price is at or above the downside threshold of $168.32 (50.00% of the initial level; below that, principal is reduced one-for-one with Micron’s decline and can be fully lost. The Notes are unsecured obligations of UBS AG, not listed on any exchange, sold at $1,000 per Note with an estimated initial value of $972.10 and issuer proceeds of $981.25 per Note.
UBS AG London Branch is offering Capped Leveraged Buffered MSCI EAFE® Index-Linked Medium-Term Notes that pay no interest and return a cash amount at maturity based on the performance of the MSCI EAFE Index. For each $1,000 face amount, investors get 160.00% of any positive index return, but the payoff is capped by a maximum settlement amount expected to be between $1,130.72 and $1,153.76 per $1,000.
If the index falls by up to 12.50% from its initial level, investors receive $1,000 at maturity; below that buffer, they lose approximately 1.1429% of face amount for each additional 1% decline and could lose their entire investment. The notes are unsecured obligations of UBS, will not be listed, may have little or no secondary market, have an estimated initial value between $965.50 and $995.50 per $1,000, and involve complex U.S. tax and withholding considerations.
UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Datadog, Inc., due January 20, 2028, with a total offering size of $450,000 and a denomination of $1,000 per Note. Holders receive a fixed coupon at a rate of 13.00% per annum, paid monthly, regardless of Datadog’s share performance, unless the Notes are called early.
The Notes are automatically called on any monthly observation date beginning after six months if Datadog’s closing price is at or above the call threshold level of $122.41, which equals 100% of the initial level. If called, holders receive principal plus the coupon due for that date and no further payments.
If the Notes are not called and Datadog’s final level on the valuation date is at or above the downside threshold of $67.33 (55% of the initial level), holders receive full principal at maturity. If the final level is below this threshold, the maturity payment is reduced dollar-for-dollar with Datadog’s percentage decline, and principal losses can reach 100%. The Notes are unsecured obligations of UBS, have an estimated initial value of $985.60 per Note, are not listed on any exchange and carry UBS credit and liquidity risk.
UBS AG is offering $3,000,000 of unsecured “Airbag Autocallable Yield Notes” linked to the worst performer among Amazon, Microsoft and NVIDIA, maturing January 21, 2028. The Notes pay a fixed 10.65% per annum coupon quarterly, regardless of stock performance, unless they are automatically called. Beginning after 6 months, if on any quarterly observation date all three stocks close at or above 100.00% of their initial levels, the Notes are automatically called and investors receive $1,000 per Note plus the coupon, with no further payments.
If the Notes are not called and at maturity all three stocks are at or above 70.00% of their initial levels, investors receive full principal back. If any stock finishes below 70.00%, investors receive shares of the worst-performing stock instead of cash, based on preset share delivery amounts (5.9977 Amazon, 3.1283 Microsoft or 7.6371 NVIDIA per $1,000 Note), which is expected to be worth less than principal and can result in a significant or total loss. The Notes are not listed, carry UBS credit risk, and their estimated initial value is $962.10 per $1,000 issue price.
UBS AG is offering $32,000,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing in July 2029. The notes pay a 10.85% per annum contingent coupon only if all three indices stay at or above their coupon barriers (70% of initial levels) on every trading day in a quarter; a single intraday breach cancels that quarter’s coupon. UBS can call the notes quarterly, returning principal plus any due coupon, ending future payments. If the notes are not called and any index finishes below its downside threshold (60% of its initial level), investors lose principal in line with the worst index and could lose their entire investment. Payments depend on UBS’s credit, and the estimated initial value is $9.90 per $10 note.
UBS AG is offering $2,484,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing on December 21, 2027.
The Notes pay a monthly contingent coupon at an annual rate of 11.55% ($9.625 per $1,000) only if, on each observation date, all three indices close at or above their coupon barriers set at 70% of initial levels, which also serve as downside thresholds. UBS may call the Notes in whole on any monthly observation date beginning after three months, paying principal plus any due coupon.
If the Notes are not called and, at maturity, any index finishes below its downside threshold, investors receive $1,000 × (1 + return of the worst index), leading to losses up to a total loss of principal. The Notes are unsecured obligations of UBS, are not listed, have limited liquidity, and carry both market risk on the indices and UBS credit and bail-in risk. The estimated initial value is $975.60 per $1,000, below the issue price due to fees, hedging and internal funding costs.
UBS AG is offering $520,000 of Trigger Callable Contingent Yield Notes linked to the S&P 500® Index, maturing on January 19, 2029. Each $1,000 Note pays a 7.00% per annum contingent coupon (monthly coupons of $5.8333) only if, on an observation date, the S&P 500 closing level is at or above the coupon barrier of 4,858.01, which is 70.00% of the initial level of 6,940.01.
UBS can call the Notes in whole on any monthly observation date beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and the index on the final valuation date is at or above the downside threshold of 4,511.01 (65.00% of the initial level), investors receive full principal back; if it is below this level, repayment is reduced one-for-one with the index loss, and investors can lose all of their investment.
The Notes are unsecured debt of UBS, are not deposits, carry UBS credit risk, will not be listed on an exchange, and their estimated initial value of $977.80 per Note is below the $1,000 issue price due to fees, hedging and internal funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, maturing on January 22, 2032. The total offering size is $1,060,000, in denominations of $1,000 per Note.
The Notes pay a high 18.10% per annum contingent coupon, evaluated monthly, but only when the index closes at or above the coupon barrier of 193.75, which is 70% of the initial level of 276.78. Beginning after six months, the Notes are automatically called if the index is at or above the call threshold of 276.78; investors then receive principal plus that period’s coupon, and the product terminates.
If not called and the final index level is at or above the downside threshold of 138.39 (50% of the initial level), investors receive full principal back (plus any last coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced one-for-one with the index decline, up to a total loss of principal.
The Notes are unsecured, unsubordinated obligations of UBS, not FDIC-insured, and all payments depend on UBS’s credit. They are not listed on any exchange. The estimated initial value is $963.90 per Note, below the $1,000 issue price, reflecting dealer compensation, hedging and funding costs.
UBS AG is offering $7,456,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in January 2031. These unsecured senior notes pay a 6.25% per annum contingent coupon (about $5.2083 per $1,000 monthly) only if both indices stay at or above their coupon barriers on each observation date.
The notes are automatically called at par plus any due coupon if, beginning after 12 months, both indices are at or above 100% of their initial levels on an observation date. If not called and both final index levels are at or above their downside thresholds (85% of initial), investors receive full principal back; otherwise, principal is reduced in line with the loss on the worst-performing index beyond a 15% buffer, and losses can be severe. The estimated initial value is $945.60 per $1,000, below issue price, reflecting fees and UBS’s internal funding rate, and all payments depend on UBS’s creditworthiness.