STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan 28, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on or about January 31, 2028. These unsecured notes pay contingent coupons only when Amazon’s share price on an observation date is at or above a preset coupon barrier.

The notes can be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive principal plus the applicable coupon and the investment ends. If not called, principal is repaid at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment. The notes are not listed, require a minimum $1,000 investment at $10 per note, and have an estimated initial value between $9.44 and $9.69, reflecting UBS’s internal pricing. All payments depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on February 1, 2027. Each Note has a $10 principal amount and an estimated initial value of $9.77.

The Notes pay a contingent coupon, illustrated at an annual rate of 21.89%, only when Micron’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level. The same 50% level also acts as a downside threshold at maturity.

The Notes are automatically called, returning principal plus the due coupon, if Micron’s share price on any observation date before the final valuation date is at or above the initial level. If not called and Micron finishes below the downside threshold, investors incur a loss matching the share price decline and could lose their entire investment. All payments depend on the creditworthiness of UBS.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about February 1, 2027. These are unsecured, unsubordinated debt obligations of UBS and are not bank deposits or FDIC insured.

Investors receive contingent coupons only if Micron’s stock closes at or above a specified coupon barrier on each observation date. The notes may be automatically called before maturity if Micron’s stock closes at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and Micron’s final stock level is at or above a downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. Minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected to be between $9.41 and $9.66, based on UBS’ internal models.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. stock, maturing on January 30, 2029. These are unsecured debt obligations of UBS with performance tied to Micron’s share price.

Investors can receive a high contingent coupon, shown in the hypothetical examples as 28.64% per annum (or $0.716 per $10 note per observation period), but only when Micron’s closing level is at or above a coupon barrier set at 60% of the initial level. The notes may be automatically called quarterly, beginning after six months, if Micron closes at or above the initial level, returning principal plus the applicable coupon and ending further payments.

If the notes are not called and Micron’s final level is at or above the downside threshold (also 60% of the initial level), investors receive only their principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose some or all of their principal. Payments depend on UBS’s credit, the notes will not be listed on an exchange, and the minimum investment is 100 notes at $10 each. The estimated initial value is $9.70 per $10 note, reflecting internal pricing and funding adjustments.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies common stock, maturing January 31, 2028. These unsecured notes can pay a high contingent coupon of 21.70% per annum, but only when Palantir’s share price stays at or above a preset coupon barrier.

Notes may be called early if Palantir’s stock closes at or above the initial level on an observation date, returning the $10 principal per Note plus any due coupon. If not called and the final stock level is at or above the downside threshold (60% of the initial level in the examples), principal is repaid; if below, repayment falls in line with the stock’s percentage loss, up to a total loss of principal.

The minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.78 per $10 Note, reflecting UBS’s internal pricing and funding costs. All payments depend on UBS’s credit; if UBS defaults, investors could lose some or all of their investment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 30, 2029. These unsecured notes pay a contingent coupon only when Micron’s share price on scheduled observation dates is at or above a preset coupon barrier.

The notes can be called early each quarter, beginning after six months, if Micron’s share price is at or above the initial level, in which case investors receive principal plus any due coupon and no further payments. If the notes are not called and Micron’s final level is at or above a downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with Micron’s percentage decline, and total loss of principal is possible.

All payments depend on the creditworthiness of UBS AG, the notes will not be listed on an exchange, and they are described as significantly riskier than conventional debt instruments, with the possibility of receiving no coupons during the term.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Palantir Technologies Inc., maturing on or about January 31, 2028. These unsecured debt securities pay a contingent coupon only if Palantir’s closing level on each observation date is at or above a preset coupon barrier.

The notes are automatically called early if Palantir’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive only their principal back at maturity.

If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit. The notes will not be listed, have a minimum investment of 100 notes at $10 each, and an estimated initial value between $9.42 and $9.67 per note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is issuing $1,150,000 of Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc. common stock, maturing January 31, 2028. Each $10 Note pays a contingent coupon only when Alphabet’s share price on a quarterly observation date is at or above a coupon barrier set at 70% of the initial level, implying an 11.75% per annum coupon rate in the hypothetical examples.

The Notes can be called early each quarter starting after six months if Alphabet’s price is at or above the initial level, returning principal plus the due coupon and ending the investment. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold equal to 70% of the initial level; otherwise, repayment is reduced in line with Alphabet’s percentage decline, and all principal can be lost.

The Notes are unsecured, unsubordinated obligations of UBS, so all payments, including any contingent coupons and principal, depend on UBS’s credit. The estimated initial value is $9.79 per $10 Note, and the Notes will not be listed on any exchange, which may limit liquidity.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing January 31, 2028. These unsecured debt notes pay a contingent coupon only when AMD’s share price on an observation date is at or above a preset coupon barrier.

The notes are automatically called early if AMD’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable contingent coupon, and the product terminates. If the notes are not called and AMD’s final level is at or above the downside threshold, investors receive only their principal back at maturity, plus any final contingent coupon if the barrier is met.

If the notes are not called and AMD’s final level is below the downside threshold, repayment is reduced in line with AMD’s percentage loss, and all principal can be lost. The example terms show a 26.29% per annum contingent coupon rate and a downside threshold and coupon barrier set at 70% of the initial level. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.79 per Note. All payments depend on UBS’s creditworthiness, and the notes will not be listed on an exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Alphabet Inc. The Notes are unsecured, unsubordinated debt with a term to about January 31, 2028, and a principal amount of $10 per Note, sold in minimum investments of 100 Notes.

The Notes may pay quarterly contingent coupons only if Alphabet’s closing share price on an observation date is at or above a coupon barrier. They are automatically called if Alphabet closes at or above the initial level on any observation date after six months, in which case UBS pays principal plus any coupon then due and no further payments.

If not called, and Alphabet’s final level is at or above a downside threshold, UBS repays principal at maturity (and a final coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Alphabet’s percentage decline, and you could lose your entire investment. All payments depend on UBS’s credit. The estimated initial value is expected between $9.41 and $9.66 per $10 Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 28, 2026.