STOCK TITAN

UBS AG (AMUB) SEC Filings, Jan 28, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes due in February 2031, linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index. These are unsecured debt obligations of UBS.

The Notes pay a contingent monthly coupon at 10.75% per annum only if, on each observation date, all three indices are at or above their coupon barriers, set at 75% of initial levels. UBS can call the Notes in whole, starting after six months, on any observation date, paying principal plus any due coupon.

If the Notes are not called and, at maturity, any index is below its downside threshold of 60% of its initial level, repayment is reduced in line with the worst index’s loss, up to a complete loss of principal. Minimum denomination is $1,000 per Note, with an underwriting discount of $7.50 and proceeds to UBS of $992.50 per Note. The estimated initial value is expected between $953.30 and $983.30. The Notes will not be listed and all payments depend on UBS’s credit.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Yield Notes linked to Dell Technologies common stock, maturing around February 23, 2029. Each $1,000 note pays a fixed 10.00% per annum coupon in quarterly $25 installments as long as the notes remain outstanding and are not automatically called.

The notes can be called quarterly starting about 12 months after issuance if Dell’s stock closes at or above its initial level (the 100% call threshold). If never called and Dell’s final level is at or above 50% of the initial level, investors receive full principal back at maturity; if it is below 50%, principal is reduced one-for-one with Dell’s decline, and losses can reach 100%.

Any payment depends entirely on UBS’s credit. The notes are unsecured, not FDIC-insured, and will not be listed on an exchange. The estimated initial value per note is expected between $933.40 and $963.40, reflecting underwriting discounts, hedging and internal funding costs, so secondary market prices may be materially below the $1,000 issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering trigger autocallable yield notes linked to the common stock of Constellation Energy Corporation. These unsecured debt notes pay a fixed coupon of 10.40% per annum, with quarterly payments, regardless of stock performance unless the notes are called early.

The notes may be automatically called each quarter beginning after 12 months if Constellation Energy’s share price is at or above 100.00% of the initial level, returning principal plus that period’s coupon. If not called and the final share price is at or above 60.00% of the initial level, investors receive full principal back at maturity on or about February 23, 2029.

If the notes are not called and the final share price is below the 60.00% downside threshold, repayment is reduced one-for-one with the stock’s decline, and investors can lose most or all of their principal. UBS estimates the initial value at $935.00–$965.00 per $1,000 note, reflecting underwriting and hedging costs, and all payments depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering three-year Trigger Autocallable Contingent Yield Notes linked separately to the common stock of Freeport-McMoRan, Palo Alto Networks and The Charles Schwab Corporation. Each Note has a $10 principal amount and pays quarterly contingent coupons only when the underlying stock closes at or above a preset barrier.

The notes may be automatically called after six months if the stock closes at or above 100% of its initial level on an observation date, returning principal plus the applicable coupon and ending further payments. If not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, and holders can lose all principal. All payments depend on UBS’s creditworthiness.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG, through its London branch, is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of AST SpaceMobile, Inc. The Notes have a 3-year term, quarterly observation dates and a principal amount of $1,000 per Note.

Investors may receive a high contingent coupon at a rate of 30.80% per annum when AST SpaceMobile’s share price is at or above a coupon barrier set at 50% of the initial level. The Notes can be automatically called after 6 months if the stock is at or above the call threshold level, set at 100% of the initial level, returning principal plus applicable coupons.

If the Notes are not called and the final stock level is below the downside threshold, also 50% of the initial level, repayment at maturity is reduced in line with the stock’s percentage decline, and investors can lose all of their principal. All payments depend on UBS’s credit, and the estimated initial value per Note is between $910.30 and $940.30, below the $1,000 issue price.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., maturing on or about January 28, 2028. These unsecured debt notes pay contingent quarterly coupons only when Alphabet’s closing level is at or above a preset coupon barrier on each observation date.

The notes are automatically called early if Alphabet’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and Alphabet’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero.

The document highlights that the notes are significantly riskier than conventional debt, are subject to UBS’s credit risk, and will not be listed on any exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected between $9.44 and $9.69 per note. A hypothetical example uses a 9.63% per annum contingent coupon rate with a downside threshold and coupon barrier at 70.00% of the initial level to illustrate potential outcomes, including scenarios where investors lose a significant portion or all of their initial investment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Class C capital stock of Alphabet Inc., maturing on January 28, 2028. These unsecured debt obligations pay a contingent coupon only when Alphabet’s closing level on an observation date is at or above a specified coupon barrier.

The Notes may be automatically called early if Alphabet’s closing level on any observation date before maturity is at or above the initial level, in which case holders receive the principal plus the applicable contingent coupon and no further payments. If not called and Alphabet’s final level is at or above the downside threshold, investors receive only the principal at maturity.

If the Notes are not called and Alphabet’s final level is below the downside threshold, repayment is reduced in line with Alphabet’s percentage decline, and holders can lose all of their initial investment. Payments depend on UBS’s creditworthiness, the Notes will not be listed on any exchange, the minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.74.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Airbag Autocallable Yield Notes linked separately to the common stock of Toll Brothers, Inc. and United Parcel Service, Inc., each at $1,000 principal per Note and issued by UBS AG London Branch.

The Toll Brothers Notes pay a fixed coupon of 9.55% per annum and the UPS Notes pay 8.50% per annum, with monthly coupons paid regardless of stock performance unless the Notes are automatically called. The Notes can be called quarterly if the stock closes at or above the call threshold (100.00% of the initial level), returning principal plus the due coupon.

If not called and the final stock level is at or above the conversion level (85.00% of the initial level for both offerings), holders receive back the $1,000 principal in cash. If the final level is below the conversion level, holders receive a share delivery amount instead of cash—8.2230 Toll shares or 10.9745 UPS shares per Note based on initial terms—likely worth less than principal, so some or all of the initial investment may be lost.

The Notes are unsecured, unsubordinated obligations of UBS; all payments depend on UBS’s credit. They will not be listed on any exchange. Estimated initial values are expected between $946.70–$976.70 for the Toll-linked Notes and $949.20–$979.20 for the UPS-linked Notes, below the $1,000 issue price, reflecting fees, hedging and UBS’s internal funding rate.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $3,520,000 of capped leveraged buffered medium-term notes linked to the S&P 500® Index, maturing on March 3, 2027. The notes pay no interest and the payoff depends entirely on index performance from January 26, 2026 to March 1, 2027.

For each $1,000 note, investors get 170% of any positive index return, capped at a maximum settlement of $1,133.45. A 10% downside buffer protects principal if the index falls by up to 10%, but below that level investors lose about 1.1111% of principal for every additional 1% index decline and could lose their entire investment.

The notes are unsecured obligations of UBS, are not listed, provide no dividends, and involve UBS credit risk. The estimated initial value is $998.00 per $1,000 face amount, reflecting internal pricing, funding and hedging costs.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index, in $1,000 denominations, paying a contingent coupon of 18.20% per annum when the index stays at or above a set barrier.

The notes can be automatically called quarterly after six months if the index is at or above 100% of its initial level, returning principal plus the due coupon. If held to maturity in 2032 and the index is at or above 50% of its initial level, investors receive full principal; below that, repayment is reduced one-for-one with the index loss, up to total loss of principal.

Coupons stop in months when the index closes below 70% of its initial level and may be zero for the entire term. The estimated initial value is expected between $935.50 and $965.50 per $1,000 note, reflecting underwriting and hedging costs, and all payments depend on UBS’s credit.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 28, 2026.