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UBS AG (AMUB) SEC Filings, Jan 26, 2026

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on January 28, 2028. These unsecured debt notes pay contingent coupons only when Palantir’s share price on an observation date is at or above a preset coupon barrier; if the share price is below that level, no coupon is paid for that period.

The notes can be automatically called before maturity if Palantir’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus any due coupon and the product terminates. If the notes are not called and Palantir’s final share level is at or above a downside threshold, investors receive principal back at maturity. If the final level is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. All payments depend on UBS’s credit, the notes will not be listed, the minimum investment is $1,000, and the estimated initial value is $9.73 per $10 note.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on January 28, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes (a $1,000 investment), and an estimated initial value of $9.73.

The Notes pay a contingent coupon only if Palantir’s share price on an observation date is at or above a coupon barrier set at $60.00, which is 60.00% of the initial level, based on a hypothetical contingent coupon rate of 19.74% per annum. The Notes are automatically called early if Palantir’s share price on any observation date before maturity is at or above the initial level, returning principal plus the relevant coupon and ending further payments.

If not called, and Palantir’s final level on the January 26, 2028 valuation date is at or above the downside threshold of $60.00, investors receive full principal back (plus the final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with Palantir’s percentage decline, and investors can lose all of their initial investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., maturing on or about January 28, 2028.

Each $10 Note can pay a contingent coupon at a rate of 18.68% per annum (about $0.467 per period) if Palantir’s closing level on an observation date is at or above the coupon barrier, set at 60% of the initial level. The Notes are automatically called, returning principal plus the coupon, if Palantir’s level on any observation date before maturity is at or above the initial level.

If the Notes are not called and Palantir’s final level is at or above the 60% downside threshold, investors receive only their $10 principal back (plus the final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. The Notes are unsecured obligations of UBS, not listed on an exchange, require a minimum investment of 100 Notes at $10 each, and have an estimated initial value per Note between $9.43 and $9.68.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palantir Technologies Inc., with a scheduled maturity in late January 2028. The Notes pay a contingent coupon only if Palantir’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes may be called early if Palantir’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the product terminates. If not called, principal is repaid at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced in line with Palantir’s decline, and investors can lose all of their investment.

The Notes are unsecured debt of UBS, are not insured by any government agency, will not be listed on an exchange, and are expected to be sold in minimums of 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.43 and $9.68.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. common stock, maturing on January 28, 2028. Each Note has a principal amount of $10, with a minimum investment of 100 Notes.

Investors receive a contingent coupon only if AMD’s closing share price on an observation date is at or above a specified coupon barrier. The Notes are automatically called early if AMD’s share price on any observation date before final valuation is at or above the initial level, in which case UBS repays principal plus the due contingent coupon and no further payments are made.

If not called and AMD’s final share price is at or above the downside threshold, UBS repays the $10 principal per Note at maturity, potentially with a final contingent coupon. If the final price is below the downside threshold, repayment is reduced in line with AMD’s percentage decline, and investors can lose all of their investment. All payments depend on UBS’s credit and the Notes are not listed on any exchange. The estimated initial value per Note is $9.75.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Albemarle Corporation common stock, maturing on January 29, 2029. These unsecured debt notes pay a contingent coupon only when Albemarle’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes can be automatically called early if Albemarle’s share price on any observation date (before the final valuation date) is at or above the initial level, in which case holders receive the $10 principal per Note plus any due coupon and the product terminates. If not called and Albemarle’s final share level is at or above a downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero, causing a total loss. The estimated initial value is $9.70 per $10 Note, the minimum investment is 100 Notes ($1,000), the offering size is $200,000, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the iShares Silver Trust ETF. These are unsecured debt obligations that can pay periodic contingent coupons, but only if the ETF’s closing level on each observation date is at or above a preset coupon barrier.

The notes may be automatically called early if the ETF’s level on an observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and the product terminates. If the notes are not called and, on the final valuation date, the ETF’s level is at or above a downside threshold, investors receive back the principal, with a contingent coupon if the barrier is met.

If the notes are not called and the final ETF level is below the downside threshold, repayment is reduced in line with the ETF’s loss, and investors can lose some or all of their principal. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The notes are unsecured debt of UBS and pay a contingent coupon only when AMD’s closing level on an observation date is at or above a preset coupon barrier.

The notes can be called early: if AMD’s closing level on any observation date before maturity is at or above its initial level, UBS repays the $10 principal per note plus any due coupon, and the product ends. If the notes are not called and AMD’s final level on January 26, 2028 is at or above the downside threshold, investors receive their $10 principal back, plus a final coupon if AMD is also above the coupon barrier.

If the notes are not called and AMD’s final level is below the downside threshold, repayment is reduced in line with AMD’s percentage decline, and investors can lose their entire investment. An example shows a contingent coupon rate of 18.40% per year with a downside threshold and coupon barrier at $60. UBS estimates the initial value between $9.45 and $9.70 per $10 note, and all payments depend on UBS’s creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on or about January 29, 2029. These unsecured debt securities pay a contingent coupon only if Albemarle’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Albemarle’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, investors receive only the principal (plus any final contingent coupon if the barrier is met).

If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with Albemarle’s negative return, and investors can lose most or all of their investment. Payments depend entirely on UBS’s credit, the notes will not be listed on any exchange, the estimated initial value per $10 note is between $9.36 and $9.61, and the minimum investment is 100 notes at $10 each.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to shares of the iSharesae Silver Trust, maturing on or about January 28, 2028. The Notes pay a contingent coupon on each observation date only if the ETF closes at or above a specified coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if the ETF closes at or above its initial level on any observation date before final valuation, returning principal plus any due coupon with no further payments. If not called, and the final level is at or above the downside threshold, investors receive principal at maturity; if it is below that threshold, repayment is reduced in line with the ETFs decline and can fall to zero. The minimum investment is 100 Notes at $10 each, the estimated initial value is expected between $9.39 and $9.64 per Note, the Notes will not be listed, and all payments depend on the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on January 26, 2026.